Singh R Nicholas

EVP and General Counsel at ANNALY CAPITAL MANAGEMENT INC · on record since Feb 23, 2005
Officer of the Sub-Adviser at FIRST TRUST MORTGAGE INCOME FUND · on record since May 25, 2005

Insider trading activity of Singh R Nicholas

Transactions on record: 41; since Jul 11, 2005

Open-market buys: 11; $3.1M

Open-market sells: 0

Companies traded: 1; last filing May 9, 2016

Figures computed from official regulatory filings — .

Companies where Singh R Nicholas has traded

ANNALY CAPITAL MANAGEMENT INC41 tx · $6M · May 9, 2016

Track record of Singh R Nicholas

Statistical track record

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Open-market buys: 11

Last buy: May 6, 2016

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Transaction history of Singh R Nicholas

Co-insiders of Singh R Nicholas

DENAHAN WELLINGTONANNALY CAPITAL MANAGEMENT INC +1
Diamond JeremyANNALY CAPITAL MANAGEMENT INC +1
FAGAN KATHRYNANNALY CAPITAL MANAGEMENT INC +1
FARRELL MICHAEL A JANNALY CAPITAL MANAGEMENT INC +1
FORTESCUE JAMESANNALY CAPITAL MANAGEMENT INC +1
Kazel Ronald DanielANNALY CAPITAL MANAGEMENT INC +1
Konrad Kristopher RobertANNALY CAPITAL MANAGEMENT INC +1
Lyght Rose-MarieANNALY CAPITAL MANAGEMENT INC +1
STEPHENS JENNIFER AANNALY CAPITAL MANAGEMENT INC +1
ARONSON OWEN NFIRST TRUST MORTGAGE INCOME FUND

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	May 9, 2016	Buy	130,400	10.85 USD	$1.4M	conv 67Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	May 9, 2016	Buy	5,200	10.85 USD	$56.4K	conv 38First in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2014	Buy	113,500	11.46 USD	$1.3M	conv 72Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2014	Buy	9,284	11.46 USD	$106.4K	conv 81Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 25, 2013	Exercise	37,500	13.25 USD	$496.9K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 25, 2013	ExerciseD (derivative)	-37,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 13, 2012	ExerciseD (derivative)	-37,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 13, 2012	Exercise	37,500	13.25 USD	$496.9K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2011	ExerciseD (derivative)	-5,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2011	Exercise	5,500	13.25 USD	$72.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 23, 2011	ExerciseD (derivative)	-32,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 23, 2011	Exercise	32,000	13.25 USD	$424K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2010	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2010	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 6, 2010	Exercise	15,000	13.25 USD	$198.8K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 6, 2010	ExerciseD (derivative)	-15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	Exercise	15,000	13.25	$198.8K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 15, 2010	Exercise	9,561	11.72	$112.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 15, 2010	ExerciseD (derivative)	-9,561	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	ExerciseD (derivative)	-9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	Exercise	9,562	11.72	$112.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 24, 2009	Buy	1,675	13.70	$22.9K	conv 41Cluster	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 23, 2008	AwardD (derivative)	53,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	May 9, 2016	Buy	130,400	10.85 USD	$1.4M	conv 67Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	May 9, 2016	Buy	5,200	10.85 USD	$56.4K	conv 38First in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2014	Buy	113,500	11.46 USD	$1.3M	conv 72Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2014	Buy	9,284	11.46 USD	$106.4K	conv 81Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 25, 2013	Exercise	37,500	13.25 USD	$496.9K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 25, 2013	ExerciseD (derivative)	-37,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 13, 2012	ExerciseD (derivative)	-37,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 13, 2012	Exercise	37,500	13.25 USD	$496.9K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2011	ExerciseD (derivative)	-5,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2011	Exercise	5,500	13.25 USD	$72.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 23, 2011	ExerciseD (derivative)	-32,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 23, 2011	Exercise	32,000	13.25 USD	$424K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2010	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 16, 2010	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 6, 2010	Exercise	15,000	13.25 USD	$198.8K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 6, 2010	ExerciseD (derivative)	-15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	Exercise	15,000	13.25	$198.8K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 15, 2010	Exercise	9,561	11.72	$112.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 15, 2010	ExerciseD (derivative)	-9,561	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	ExerciseD (derivative)	-9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	Exercise	9,562	11.72	$112.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 24, 2009	Buy	1,675	13.70	$22.9K	conv 41Cluster	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 23, 2008	AwardD (derivative)	53,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC