FORTESCUE JAMES

Officer of the Sub-Adviser at FIRST TRUST MORTGAGE INCOME FUND · on record since May 25, 2005
SVP and Head Repo Trader at ANNALY CAPITAL MANAGEMENT INC · on record since Jul 11, 2005

Insider trading activity of FORTESCUE JAMES

Transactions on record: 52; since Aug 7, 2003

Open-market buys: 1; $259K

Open-market sells: 0

Companies traded: 1; last filing Nov 13, 2013

Figures computed from official regulatory filings — .

Companies where FORTESCUE JAMES has traded

ANNALY CAPITAL MANAGEMENT INC52 tx · $3.5M · Nov 13, 2013

Track record of FORTESCUE JAMES

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of FORTESCUE JAMES

Co-insiders of FORTESCUE JAMES

DENAHAN WELLINGTONANNALY CAPITAL MANAGEMENT INC +1
Diamond JeremyANNALY CAPITAL MANAGEMENT INC +1
FAGAN KATHRYNANNALY CAPITAL MANAGEMENT INC +1
FARRELL MICHAEL A JANNALY CAPITAL MANAGEMENT INC +1
Kazel Ronald DanielANNALY CAPITAL MANAGEMENT INC +1
Konrad Kristopher RobertANNALY CAPITAL MANAGEMENT INC +1
Lyght Rose-MarieANNALY CAPITAL MANAGEMENT INC +1
Singh R NicholasANNALY CAPITAL MANAGEMENT INC +1
STEPHENS JENNIFER AANNALY CAPITAL MANAGEMENT INC +1
ARONSON OWEN NFIRST TRUST MORTGAGE INCOME FUND
Bovich Francine J.ANNALY CAPITAL MANAGEMENT INC
BOWEN JAMES AFIRST TRUST MORTGAGE INCOME FUND
BRADLEY CHARLES HFIRST TRUST MORTGAGE INCOME FUND
BRADLEY MARK RFIRST TRUST MORTGAGE INCOME FUND
BRADY KEVINANNALY CAPITAL MANAGEMENT INC
Breaks Anthony A.FIRST TRUST MORTGAGE INCOME FUND
BREDEMEIER ROBERT WFIRST TRUST MORTGAGE INCOME FUND
BRIX SUSAN MFIRST TRUST MORTGAGE INCOME FUND
BROWNE SPENCER IANNALY CAPITAL MANAGEMENT INC
BROWN KATHLEEN WIELANDFIRST TRUST MORTGAGE INCOME FUND
Campbell Steven FrancisANNALY CAPITAL MANAGEMENT INC
CAREY ROBERT FFIRST TRUST MORTGAGE INCOME FUND
CHAPMAN ERIN EFIRST TRUST MORTGAGE INCOME FUND
CHARLES JEREMIAHFIRST TRUST MORTGAGE INCOME FUND
CHRISTENSEN KELLEYFIRST TRUST MORTGAGE INCOME FUND
Coffey Timothy PANNALY CAPITAL MANAGEMENT INC
DEHLER KELLY CATHERINEFIRST TRUST MORTGAGE INCOME FUND
DENISE M KEEFEFIRST TRUST MORTGAGE INCOME FUND
Driscoll Thomas J.FIRST TRUST MORTGAGE INCOME FUND

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 13, 2013	Buy	25,000	10.36 USD	$259K	conv 67ClusterFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 8, 2012	Exercise	10,000	13.25 USD	$132.5K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 8, 2012	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 3, 2012	Exercise	20,000	13.25 USD	$265K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 3, 2012	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 10, 2011	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 10, 2011	Exercise	10,000	11.72 USD	$117.2K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 28, 2011	Exercise	5,968	11.72 USD	$69.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 28, 2011	ExerciseD (derivative)	-5,968	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 21, 2010	Exercise	4,532	11.72	$53.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 21, 2010	ExerciseD (derivative)	-4,532	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 15, 2009	Exercise	7,500	11.72	$87.9K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 15, 2009	ExerciseD (derivative)	-7,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 19, 2009	Exercise	3,250	11.72	$38.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 19, 2009	ExerciseD (derivative)	-3,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 23, 2008	AwardD (derivative)	53,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2008	ExerciseD (derivative)	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2008	Exercise	3,000	11.72	$35.2K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	May 12, 2008	AwardD (derivative)	53,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 19, 2008	Exercise	3,500	8.63	$30.2K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 19, 2008	ExerciseD (derivative)	-3,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 20, 2007	ExerciseD (derivative)	-1,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 20, 2007	Exercise	1,500	8.63	$12.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	May 21, 2007	AwardD (derivative)	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 13, 2013	Buy	25,000	10.36 USD	$259K	conv 67ClusterFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 8, 2012	Exercise	10,000	13.25 USD	$132.5K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 8, 2012	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 3, 2012	Exercise	20,000	13.25 USD	$265K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 3, 2012	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 10, 2011	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 10, 2011	Exercise	10,000	11.72 USD	$117.2K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 28, 2011	Exercise	5,968	11.72 USD	$69.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 28, 2011	ExerciseD (derivative)	-5,968	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 21, 2010	Exercise	4,532	11.72	$53.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 21, 2010	ExerciseD (derivative)	-4,532	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 15, 2009	Exercise	7,500	11.72	$87.9K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 15, 2009	ExerciseD (derivative)	-7,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 19, 2009	Exercise	3,250	11.72	$38.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 19, 2009	ExerciseD (derivative)	-3,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 23, 2008	AwardD (derivative)	53,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2008	ExerciseD (derivative)	-3,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 11, 2008	Exercise	3,000	11.72	$35.2K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	May 12, 2008	AwardD (derivative)	53,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 19, 2008	Exercise	3,500	8.63	$30.2K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 19, 2008	ExerciseD (derivative)	-3,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 20, 2007	ExerciseD (derivative)	-1,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 20, 2007	Exercise	1,500	8.63	$12.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	May 21, 2007	AwardD (derivative)	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC