Lyght Rose-Marie

Officer of the Sub-Adviser at FIRST TRUST MORTGAGE INCOME FUND · on record since May 25, 2005
Sr VP and Portfolio Mgr at ANNALY CAPITAL MANAGEMENT INC · on record since Aug 4, 2005

Insider trading activity of Lyght Rose-Marie

Transactions on record: 43; since Jul 11, 2005

Open-market buys: 11; $294.7K

Open-market sells: 0

Companies traded: 1; last filing Nov 27, 2013

Figures computed from official regulatory filings — .

Companies where Lyght Rose-Marie has traded

ANNALY CAPITAL MANAGEMENT INC43 tx · $2.2M · Nov 27, 2013

Track record of Lyght Rose-Marie

Statistical track record

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Open-market buys: 11

Last buy: Nov 26, 2013

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Transaction history of Lyght Rose-Marie

Co-insiders of Lyght Rose-Marie

DENAHAN WELLINGTONANNALY CAPITAL MANAGEMENT INC +1
Diamond JeremyANNALY CAPITAL MANAGEMENT INC +1
FAGAN KATHRYNANNALY CAPITAL MANAGEMENT INC +1
FARRELL MICHAEL A JANNALY CAPITAL MANAGEMENT INC +1
FORTESCUE JAMESANNALY CAPITAL MANAGEMENT INC +1
Kazel Ronald DanielANNALY CAPITAL MANAGEMENT INC +1
Konrad Kristopher RobertANNALY CAPITAL MANAGEMENT INC +1
Singh R NicholasANNALY CAPITAL MANAGEMENT INC +1
STEPHENS JENNIFER AANNALY CAPITAL MANAGEMENT INC +1
ARONSON OWEN NFIRST TRUST MORTGAGE INCOME FUND

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 27, 2013	Buy	20,406	10.10 USD	$206.1K	conv 74ClusterUnusual size+1	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 14, 2012	ExerciseD (derivative)	-15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 14, 2012	Exercise	15,000	13.25 USD	$198.8K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 26, 2012	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 26, 2012	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 24, 2012	Buy	500	16.59 USD	$8.3K	conv 24	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 28, 2011	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 28, 2011	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 17, 2011	Buy	500	26.29 USD	$13.1K	conv 49First in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 19, 2011	ExerciseD (derivative)	-22,400	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 19, 2011	Exercise	22,400	13.25 USD	$296.8K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 7, 2010	ExerciseD (derivative)	-7,550	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 7, 2010	Exercise	7,550	13.25 USD	$100K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2010	Exercise	7,550	13.25	$100K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2010	ExerciseD (derivative)	7,550	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2010	ExerciseD (derivative)	-9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2010	Exercise	9,562	11.72	$112.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 9, 2009	Buy	200	23.90	$4.8K	conv 34First in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	ExerciseD (derivative)	-9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	Exercise	9,562	11.72	$112.1K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 23, 2008	ExerciseD (derivative)	-3,226	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 23, 2008	Exercise	3,226	11.72	$37.8K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 27, 2013	Buy	20,406	10.10 USD	$206.1K	conv 74ClusterUnusual size+1	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 14, 2012	ExerciseD (derivative)	-15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 14, 2012	Exercise	15,000	13.25 USD	$198.8K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 26, 2012	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 26, 2012	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 24, 2012	Buy	500	16.59 USD	$8.3K	conv 24	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 28, 2011	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 28, 2011	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 17, 2011	Buy	500	26.29 USD	$13.1K	conv 49First in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	ExerciseD (derivative)	-7,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	Exercise	7,500	13.25 USD	$99.4K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 19, 2011	ExerciseD (derivative)	-22,400	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 19, 2011	Exercise	22,400	13.25 USD	$296.8K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 7, 2010	ExerciseD (derivative)	-7,550	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 7, 2010	Exercise	7,550	13.25 USD	$100K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2010	Exercise	7,550	13.25	$100K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2010	ExerciseD (derivative)	7,550	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2010	ExerciseD (derivative)	-9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2010	Exercise	9,562	11.72	$112.1K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Nov 9, 2009	Buy	200	23.90	$4.8K	conv 34First in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	ExerciseD (derivative)	-9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 9, 2009	Exercise	9,562	11.72	$112.1K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 23, 2008	ExerciseD (derivative)	-3,226	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 23, 2008	Exercise	3,226	11.72	$37.8K		SEC