Konrad Kristopher Robert

Officer of the Sub-Adviser at FIRST TRUST MORTGAGE INCOME FUND · on record since May 25, 2005
SR VP and Portfolio Mgr at ANNALY CAPITAL MANAGEMENT INC · on record since Jul 11, 2005

Insider trading activity of Konrad Kristopher Robert

Transactions on record: 51; since Jul 11, 2005

Open-market buys: 17; $377.5K

Open-market sells: 0

Companies traded: 1; last filing Aug 14, 2013

Figures computed from official regulatory filings — .

Companies where Konrad Kristopher Robert has traded

ANNALY CAPITAL MANAGEMENT INC51 tx · $2.9M · Aug 14, 2013

Track record of Konrad Kristopher Robert

Statistical track record

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Open-market buys: 17

Last buy: Aug 13, 2013

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Transaction history of Konrad Kristopher Robert

Co-insiders of Konrad Kristopher Robert

DENAHAN WELLINGTONANNALY CAPITAL MANAGEMENT INC +1
Diamond JeremyANNALY CAPITAL MANAGEMENT INC +1
FAGAN KATHRYNANNALY CAPITAL MANAGEMENT INC +1
FARRELL MICHAEL A JANNALY CAPITAL MANAGEMENT INC +1
FORTESCUE JAMESANNALY CAPITAL MANAGEMENT INC +1
Kazel Ronald DanielANNALY CAPITAL MANAGEMENT INC +1
Lyght Rose-MarieANNALY CAPITAL MANAGEMENT INC +1
Singh R NicholasANNALY CAPITAL MANAGEMENT INC +1
STEPHENS JENNIFER AANNALY CAPITAL MANAGEMENT INC +1

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 14, 2013	Buy	17,000	11.72 USD	$199.2K	conv 63Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2013	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2013	Exercise	20,000	13.25 USD	$265K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 22, 2012	Exercise	17,500	13.25 USD	$231.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 22, 2012	ExerciseD (derivative)	-17,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 29, 2012	Exercise	12,500	13.25 USD	$165.6K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 29, 2012	ExerciseD (derivative)	-12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 8, 2011	Exercise	20,000	13.25 USD	$265K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 8, 2011	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	Exercise	20,000	13.25 USD	$265K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 10, 2010	ExerciseD (derivative)	-12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 10, 2010	Exercise	12,500	13.25 USD	$165.6K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	ExerciseD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	Exercise	10,000	13.25	$132.5K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 23, 2010	ExerciseD (derivative)	9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 23, 2010	Exercise	9,562	11.72	$112.1K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 14, 2009	ExerciseD (derivative)	-4,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 14, 2009	Exercise	4,562	11.72	$53.5K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2009	Exercise	5,000	11.72	$58.6K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2009	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 24, 2009	Buy	1,500	13.74	$20.6K	conv 41Cluster	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 9, 2009	ExerciseD (derivative)	-4,126	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 9, 2009	Exercise	4,126	11.72	$48.4K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ANNALY CAPITAL MANAGEMENT INCListing on record	Aug 14, 2013	Buy	17,000	11.72 USD	$199.2K	conv 63Unusual sizeFirst in 12mo	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2013	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 25, 2013	Exercise	20,000	13.25 USD	$265K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 22, 2012	Exercise	17,500	13.25 USD	$231.9K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Oct 22, 2012	ExerciseD (derivative)	-17,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 29, 2012	Exercise	12,500	13.25 USD	$165.6K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 29, 2012	ExerciseD (derivative)	-12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 8, 2011	Exercise	20,000	13.25 USD	$265K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 8, 2011	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	Exercise	20,000	13.25 USD	$265K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2011	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 10, 2010	ExerciseD (derivative)	-12,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Dec 10, 2010	Exercise	12,500	13.25 USD	$165.6K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	ExerciseD (derivative)	-10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 30, 2010	Exercise	10,000	13.25	$132.5K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 23, 2010	ExerciseD (derivative)	9,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Mar 23, 2010	Exercise	9,562	11.72	$112.1K	Unusual size	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 14, 2009	ExerciseD (derivative)	-4,562	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Sep 14, 2009	Exercise	4,562	11.72	$53.5K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2009	Exercise	5,000	11.72	$58.6K		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jun 24, 2009	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Apr 24, 2009	AwardD (derivative)	150,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Feb 24, 2009	Buy	1,500	13.74	$20.6K	conv 41Cluster	SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 9, 2009	ExerciseD (derivative)	-4,126	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ANNALY CAPITAL MANAGEMENT INCListing on record	Jan 9, 2009	Exercise	4,126	11.72	$48.4K		SEC