Samuels Steven

10% owner at KOREA EQUITY FUND INC · on record since Mar 30, 2017
10% owner at Nuveen Long/Short Commodity Total Return Fund · on record since Nov 30, 2016
10% owner at Firsthand Technology Value Fund, Inc. · on record since Feb 19, 2014
10% owner at EMERGENT CAPITAL, INC. · on record since Jun 30, 2014
10% owner at ALLIANCE NEW YORK MUNICIPAL INCOME FUND · on record since Nov 17, 2014
10% owner at LMP REAL ESTATE INCOME FUND INC. · on record since Mar 30, 2015
Investment Adviser Principal at SPECIAL OPPORTUNITIES FUND, INC. · on record since Jan 27, 2015
10% owner at DEUTSCHE GLOBAL HIGH INCOME FUND, INC. · on record since May 28, 2015
10% owner at CROSSROADS LIQUIDATING TRUST · on record since Apr 27, 2015
10% owner at ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND · on record since Sep 28, 2015
10% owner at MFS INTERMARKET INCOME TRUST I · on record since Aug 26, 2015
10% owner at FIRST TRUST DIVIDEND & INCOME FUND · on record since Dec 30, 2015
10% owner at Virtus Total Return Fund · on record since Mar 30, 2016
10% owner at Nuveen Global Equity Income Fund · on record since May 31, 2016
10% owner at PACHOLDER HIGH YIELD FUND INC · on record since Jun 28, 2016
10% owner at NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC · on record since May 11, 2016
10% owner at NXG NextGen Infrastructure Income Fund · on record since Aug 29, 2016
10% owner at JPMORGAN CHINA REGION FUND, INC. · on record since Mar 30, 2017
10% owner at · on record since Jan 30, 2017
10% owner at · on record since Mar 24, 2017
10% owner at · on record since Aug 21, 2017
10% owner at · on record since Aug 31, 2018
10% owner at · on record since Dec 6, 2019

Insider trading activity of Samuels Steven

Transactions on record: 229; since Nov 15, 2012

Open-market buys: 184; $21.3M

Open-market sells: 33; $38.9M

Companies traded: 20; last filing Apr 22, 2019

Figures computed from official regulatory filings — .

Companies where Samuels Steven has traded

9 tx · $8.2M · Apr 22, 2019
17 tx · $790.5K · Jun 7, 2018
14 tx · $974K · Jun 29, 2017
4 tx · $1.5M · Jun 13, 2017
8 tx · $307.3K · Jun 8, 2017
8 tx · $1.4M · Jun 7, 2017
4 tx · $795.6K · May 17, 2017
4 tx · $435K · Dec 8, 2016
17 tx · $2.8M · Sep 15, 2016
13 tx · $2.3M · Sep 9, 2016
29 tx · $2.6M · Aug 31, 2016
2 tx · $139.7K · Aug 29, 2016
2 tx · $21.2K · Aug 2, 2016
28 tx · $3M · May 10, 2016

Track record of Samuels Steven

Statistical track record

Free account

Open-market buys: 184

Last buy: Sep 28, 2018

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of Samuels Steven

Co-insiders of Samuels Steven

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Sell	-39,782	14.68 USD	$584K	Unusual size	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Other	-96,742	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Sell	-457,400	14.68 USD	$6.7M	Unusual size	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Sell	-39,111	14.68 USD	$574.1K	Unusual size	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 1, 2018	Other	-149,565	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 1, 2018	Buy	100	13.50 USD	$1.4K	conv 8	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Aug 31, 2018	Buy	6,408	13.80 USD	$88.4K	conv 8	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Aug 31, 2018	Buy	12,200	13.80 USD	$168.4K	conv 15	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Aug 29, 2018	Buy	8,200	13.76 USD	$112.8K	conv 11	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jun 7, 2018	Other	-90,422	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
HIGH INCOME SECURITIES FUNDListing unverified	Feb 6, 2018	Buy	100	9.00 USD	$900	conv 24Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	2,241	9.12 USD	$20.4K	conv 30Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	428	9.12 USD	$3.9K	conv 47Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	505	9.17 USD	$4.6K	conv 34Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	1,123	9.12 USD	$10.2K	conv 40Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Dec 26, 2017	Buy	2,189	8.97 USD	$19.6K	conv 26Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Nov 17, 2017	Buy	1,150	8.86 USD	$10.2K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Nov 1, 2017	Buy	7,609	8.95 USD	$68.1K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 30, 2017	Buy	16,645	8.92 USD	$148.5K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 30, 2017	Buy	2,788	8.92 USD	$24.9K	conv 24Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 20, 2017	Buy	300	8.97 USD	$2.7K	conv 24Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 20, 2017	Buy	400	8.95 USD	$3.6K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 13, 2017	Buy	7,339	8.92 USD	$65.5K	conv 28Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 13, 2017	Buy	28,546	8.91 USD	$254.3K	conv 27Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 29, 2017	Buy	15,500	7.94 USD	$123.1K	conv 25Cluster	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Sell	-39,782	14.68 USD	$584K	Unusual size	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Other	-96,742	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Sell	-457,400	14.68 USD	$6.7M	Unusual size	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Apr 22, 2019	Sell	-39,111	14.68 USD	$574.1K	Unusual size	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 1, 2018	Other	-149,565	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 1, 2018	Buy	100	13.50 USD	$1.4K	conv 8	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Aug 31, 2018	Buy	6,408	13.80 USD	$88.4K	conv 8	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Aug 31, 2018	Buy	12,200	13.80 USD	$168.4K	conv 15	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Aug 29, 2018	Buy	8,200	13.76 USD	$112.8K	conv 11	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jun 7, 2018	Other	-90,422	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
HIGH INCOME SECURITIES FUNDListing unverified	Feb 6, 2018	Buy	100	9.00 USD	$900	conv 24Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	2,241	9.12 USD	$20.4K	conv 30Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	428	9.12 USD	$3.9K	conv 47Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	505	9.17 USD	$4.6K	conv 34Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 31, 2018	Buy	1,123	9.12 USD	$10.2K	conv 40Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Dec 26, 2017	Buy	2,189	8.97 USD	$19.6K	conv 26Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Nov 17, 2017	Buy	1,150	8.86 USD	$10.2K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Nov 1, 2017	Buy	7,609	8.95 USD	$68.1K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 30, 2017	Buy	16,645	8.92 USD	$148.5K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 30, 2017	Buy	2,788	8.92 USD	$24.9K	conv 24Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 20, 2017	Buy	300	8.97 USD	$2.7K	conv 24Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 20, 2017	Buy	400	8.95 USD	$3.6K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 13, 2017	Buy	7,339	8.92 USD	$65.5K	conv 28Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 13, 2017	Buy	28,546	8.91 USD	$254.3K	conv 27Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 29, 2017	Buy	15,500	7.94 USD	$123.1K	conv 25Cluster	SEC