Samuels Steven

• 10% owner at KOREA EQUITY FUND INC · on record since Mar 30, 2017
• 10% owner at CYTOMEDIX INC · on record since Nov 30, 2016
• 10% owner at Firsthand Technology Value Fund, Inc. · on record since Feb 19, 2014
• 10% owner at Imperial Holdings, Inc. · on record since Jun 30, 2014
• 10% owner at ALLIANCE NEW YORK MUNICIPAL INCOME FUND · on record since Nov 17, 2014
• 10% owner at REAL ESTATE INCOME FUND INC · on record since Mar 30, 2015
• Investment Adviser Principal at INSURED MUNICIPAL INCOME FUND INC · on record since Jan 27, 2015
• 10% owner at DWS GLOBAL HIGH INCOME FUND · on record since May 28, 2015
• 10% owner at KEATING CAPITAL INC · on record since Apr 27, 2015
• 10% owner at ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND · on record since Sep 28, 2015
• 10% owner at COLONIAL INTERMARKET INCOME TRUST I · on record since Aug 26, 2015
• 10% owner at FIRST TRUST ACTIVE DIVIDEND INCOME FUND · on record since Dec 30, 2015
• 10% owner at Dividend Capital Realty Income Allocation Fund · on record since Mar 30, 2016
• 10% owner at Nuveen Global Value Opportunities Fund · on record since May 31, 2016
• 10% owner at PACHOLDER HIGH YIELD FUND INC · on record since Jun 28, 2016
• 10% owner at NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC · on record since May 11, 2016
• 10% owner at Cushing Renaissance Fund · on record since Aug 29, 2016
• 10% owner at JF CHINA REGION FUND INC · on record since Mar 30, 2017
• 10% owner at PUTNAM HIGH INCOME SECURITIES FUND · on record since Jan 30, 2017
• 10% owner at PUTNAM MUNICIPAL OPPORTUNITIES TRUST · on record since Mar 24, 2017
• 10% owner at CHILE FUND INC · on record since Aug 21, 2017
• 10% owner at ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND · on record since Aug 31, 2018
• 10% owner at CITIGROUP INVESTMENTS CORPORATE LOAN FUND INC. · on record since Dec 6, 2019