Bulldog Investors, LLC

10% owner at TG Venture Acquisition Corp. · on record since Sep 20, 2023
10% owner at KOREA EQUITY FUND INC · on record since Mar 30, 2017
10% owner at MFS HIGH YIELD MUNICIPAL TRUST · on record since Feb 14, 2025
10% owner at MFS INVESTMENT GRADE MUNICIPAL TRUST · on record since Apr 24, 2025
Investment Adviser at HIGH INCOME SECURITIES FUND · on record since Apr 3, 2025
Investment Adviser at Total Return Securities Fund · on record since Apr 3, 2025
10% owner at Nuveen Long/Short Commodity Total Return Fund · on record since Nov 30, 2016
10% owner at Firsthand Technology Value Fund, Inc. · on record since Feb 19, 2014
10% owner at EMERGENT CAPITAL, INC. · on record since Jun 30, 2014
10% owner at ALLIANCE NEW YORK MUNICIPAL INCOME FUND · on record since Nov 17, 2014
10% owner at LMP REAL ESTATE INCOME FUND INC. · on record since Mar 30, 2015
10% owner at DEUTSCHE GLOBAL HIGH INCOME FUND, INC. · on record since May 28, 2015
10% owner at CROSSROADS LIQUIDATING TRUST · on record since Apr 27, 2015
10% owner at ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND · on record since Sep 28, 2015
10% owner at MFS INTERMARKET INCOME TRUST I · on record since Aug 26, 2015
10% owner at FIRST TRUST DIVIDEND & INCOME FUND · on record since Dec 30, 2015
10% owner at Virtus Total Return Fund · on record since Mar 30, 2016
10% owner at Nuveen Global Equity Income Fund · on record since May 31, 2016
10% owner at · on record since Jun 28, 2016
10% owner at · on record since May 11, 2016
10% owner at · on record since Aug 29, 2016
10% owner at · on record since Mar 30, 2017
10% owner at · on record since Jan 30, 2017
10% owner at · on record since Mar 24, 2017
10% owner at · on record since Aug 21, 2017
10% owner at · on record since Aug 31, 2018
10% owner at · on record since Sep 30, 2021
10% owner at · on record since Dec 6, 2019
10% owner at · on record since Mar 24, 2021

Insider trading activity of Bulldog Investors, LLC

Transactions on record: 172; since Jul 1, 2014

Open-market buys: 152; $25.2M

Open-market sells: 19; $5.4M

Companies traded: 22; last filing Aug 5, 2021

Figures computed from official regulatory filings — .

Companies where Bulldog Investors, LLC has traded

1 tx · $313.6K · Aug 5, 2021
2 tx · $187K · Oct 9, 2018
15 tx · $624.9K · Jan 23, 2018
1 tx · $244.4K · Oct 10, 2017
22 tx · $1.1M · Jun 27, 2017
10 tx · $3.3M · May 19, 2017
6 tx · $583.8K · Apr 26, 2017
4 tx · $215.5K · Dec 6, 2016
17 tx · $2M · Oct 21, 2016
18 tx · $2.6M · Sep 14, 2016
18 tx · $3M · Sep 12, 2016
3 tx · $128.7K · Aug 25, 2016
1 tx · $24.1K · May 19, 2016
23 tx · $4.5M · May 18, 2016

Track record of Bulldog Investors, LLC

Statistical track record

Free account

Open-market buys: 153

Last buy: Oct 8, 2018

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of Bulldog Investors, LLC

Co-insiders of Bulldog Investors, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NEW IRELAND FUND INCListing unverified	Aug 5, 2021	Sell	-25,088	12.50 USD	$313.6K		SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 9, 2018	Buy	600	13.35 USD	$8K	conv 25Cluster	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 9, 2018	Buy	13,348	13.41 USD	$179K	conv 48Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 23, 2018	Buy	4,000	9.09 USD	$36.4K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 12, 2018	Buy	1,417	9.12 USD	$12.9K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 12, 2018	Buy	4,920	9.10 USD	$44.8K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 5, 2018	Buy	200	9.06 USD	$1.8K	conv 27Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 26, 2017	Buy	2,996	8.95 USD	$26.8K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 26, 2017	Buy	6,505	8.90 USD	$57.9K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 24, 2017	Buy	1,700	8.98 USD	$15.3K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 24, 2017	Buy	1,100	8.92 USD	$9.8K	conv 25Cluster	SEC
abrdn Emerging Markets ex-China Fund, Inc.Listing unverified	Oct 10, 2017	Sell	-27,181	8.99 USD	$244.4K		SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 14, 2017	Buy	800	8.75 USD	$7K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 14, 2017	Buy	8,108	8.75 USD	$70.9K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	2,504	8.69 USD	$21.8K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	2,000	8.69 USD	$17.4K	conv 18	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	1,400	8.69 USD	$12.2K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	32,371	8.69 USD	$281.3K	conv 14	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	1,000	8.69 USD	$8.7K	conv 14	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 27, 2017	Buy	7,775	7.94 USD	$61.7K	conv 25Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 27, 2017	Buy	6,825	7.94 USD	$54.2K	conv 25Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 23, 2017	Buy	20,000	7.95 USD	$159K	conv 26Cluster	SEC
JPMORGAN CHINA REGION FUND, INC.Listing unverified	May 19, 2017	Buy	2,100	19.66 USD	$41.3K	conv 25Cluster	SEC
JPMORGAN CHINA REGION FUND, INC.Listing unverified	May 17, 2017	Buy	10,000	19.66 USD	$196.6K	conv 25Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	May 17, 2017	Buy	400	7.95 USD	$3.2K	conv 25Cluster	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NEW IRELAND FUND INCListing unverified	Aug 5, 2021	Sell	-25,088	12.50 USD	$313.6K		SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 9, 2018	Buy	600	13.35 USD	$8K	conv 25Cluster	SEC
ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDListing unverified	Oct 9, 2018	Buy	13,348	13.41 USD	$179K	conv 48Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 23, 2018	Buy	4,000	9.09 USD	$36.4K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 12, 2018	Buy	1,417	9.12 USD	$12.9K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 12, 2018	Buy	4,920	9.10 USD	$44.8K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jan 5, 2018	Buy	200	9.06 USD	$1.8K	conv 27Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 26, 2017	Buy	2,996	8.95 USD	$26.8K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 26, 2017	Buy	6,505	8.90 USD	$57.9K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 24, 2017	Buy	1,700	8.98 USD	$15.3K	conv 25Cluster	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Oct 24, 2017	Buy	1,100	8.92 USD	$9.8K	conv 25Cluster	SEC
abrdn Emerging Markets ex-China Fund, Inc.Listing unverified	Oct 10, 2017	Sell	-27,181	8.99 USD	$244.4K		SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 14, 2017	Buy	800	8.75 USD	$7K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 14, 2017	Buy	8,108	8.75 USD	$70.9K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	2,504	8.69 USD	$21.8K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	2,000	8.69 USD	$17.4K	conv 18	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	1,400	8.69 USD	$12.2K	conv 7	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	32,371	8.69 USD	$281.3K	conv 14	SEC
HIGH INCOME SECURITIES FUNDListing unverified	Sep 8, 2017	Buy	1,000	8.69 USD	$8.7K	conv 14	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 27, 2017	Buy	7,775	7.94 USD	$61.7K	conv 25Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 27, 2017	Buy	6,825	7.94 USD	$54.2K	conv 25Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	Jun 23, 2017	Buy	20,000	7.95 USD	$159K	conv 26Cluster	SEC
JPMORGAN CHINA REGION FUND, INC.Listing unverified	May 19, 2017	Buy	2,100	19.66 USD	$41.3K	conv 25Cluster	SEC
JPMORGAN CHINA REGION FUND, INC.Listing unverified	May 17, 2017	Buy	10,000	19.66 USD	$196.6K	conv 25Cluster	SEC
PACHOLDER HIGH YIELD FUND INCListing unverified	May 17, 2017	Buy	400	7.95 USD	$3.2K	conv 25Cluster	SEC