Blue Ridge Investments, L.L.C.

10% owner at NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC · on record since Mar 12, 2010
10% owner at VAN KAMPEN SENIOR INCOME TRUST · on record since Mar 12, 2010
10% owner at NUVEEN INSURED QUALITY MUNICIPAL FUND INC · on record since Mar 12, 2010
10% owner at PIMCO CORPORATE INCOME FUND · on record since Mar 12, 2010
10% owner at NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Mar 12, 2010
10% owner at PIMCO NEW YORK MUNICIPAL INCOME FUND II · on record since Mar 12, 2010
10% owner at NUVEEN PREMIER MUNICIPAL INCOME FUND INC · on record since Mar 12, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Mar 12, 2010
10% owner at NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND · on record since Mar 12, 2010
10% owner at NUVEEN MUNICIPAL ADVANTAGE FUND INC · on record since Mar 12, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Mar 12, 2010
10% owner at DREYFUS STRATEGIC MUNICIPAL BOND FUND INC · on record since Mar 12, 2010
10% owner at NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND · on record since Mar 12, 2010
10% owner at EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUND · on record since Mar 12, 2010
10% owner at PIONEER MUNICIPAL HIGH INCOME TRUST · on record since Mar 12, 2010
10% owner at BLACKROCK FLORIDA MUNICIPAL BOND TRUST · on record since Mar 12, 2010
10% owner at BLACKROCK MARYLAND MUNICIPAL BOND TRUST · on record since Mar 12, 2010
10% owner at NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Mar 12, 2010
10% owner at PIMCO NEW YORK MUNICIPAL INCOME FUND III · on record since Mar 12, 2010
10% owner at DREYFUS MUNICIPAL INCOME INC · on record since Mar 12, 2010
10% owner at PIMCO CALIFORNIA MUNICIPAL INCOME FUND II · on record since Mar 12, 2010
10% owner at BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUST · on record since Mar 12, 2010
10% owner at EATON VANCE MUNICIPAL INCOME TRUST · on record since Mar 12, 2010
10% owner at NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND · on record since Mar 12, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Mar 12, 2010
10% owner at SCUDDER RREEF REAL ESTATE FUND II INC · on record since Mar 12, 2010
10% owner at NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC · on record since Mar 12, 2010
10% owner at NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Mar 12, 2010
10% owner at NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC · on record since Mar 12, 2010
10% owner at NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND · on record since Mar 12, 2010
10% owner at MUNI INTERMEDIATE DURATION FUND INC · on record since Mar 12, 2010
10% owner at Eaton Vance Floating-Rate Income Trust · on record since Mar 12, 2010
10% owner at MUNIHOLDINGS INSURED FUND II INC · on record since Mar 12, 2010
10% owner at MUNIHOLDINGS INSURED FUND INC/NJ · on record since Mar 12, 2010
10% owner at PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST · on record since Mar 12, 2010
10% owner at NUVEEN SELECT QUALITY MUNICIPAL FUND INC · on record since Mar 12, 2010
10% owner at SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC · on record since Mar 12, 2010
10% owner at NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND · on record since Mar 12, 2010
10% owner at SCUDDER RREEF REAL ESTATE FUND INC · on record since Mar 12, 2010
10% owner at DREYFUS STRATEGIC MUNICIPALS INC · on record since Mar 12, 2010
10% owner at NUVEEN PREMIUM INCOME MUNICIPAL FUND INC · on record since Jan 12, 2009
10% owner at VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST · on record since Jan 12, 2009
10% owner at BLACKROCK GLOBAL FLOATING RATE INCOME TRUST · on record since Feb 10, 2010
10% owner at NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC · on record since Feb 10, 2010
10% owner at BLACKROCK INSURED MUNICIPAL INCOME TRUST · on record since Feb 10, 2010
10% owner at NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC · on record since Feb 10, 2010
10% owner at BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC · on record since Feb 10, 2010
10% owner at MUNIYIELD QUALITY FUND INC · on record since Oct 25, 2011
10% owner at NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Oct 5, 2011
10% owner at VAN KAMPEN TRUST FOR INVESTMENT GRADE MUNICIPALS · on record since Jan 12, 2009
10% owner at BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II · on record since Jan 12, 2009
10% owner at VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST · on record since Jan 12, 2009
10% owner at NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND · on record since Jan 12, 2009
10% owner at MUNIYIELD FUND INC · on record since Jan 12, 2009
10% owner at VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST · on record since Jan 12, 2009
10% owner at NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jan 12, 2009
10% owner at NUVEEN MISSOURI PREMIUM INCOME MUNICIPAL FUND · on record since Jan 12, 2009
10% owner at BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC · on record since Jan 12, 2009
10% owner at VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST · on record since Jan 12, 2009
10% owner at BLACKROCK STRATEGIC MUNICIPAL TRUST · on record since Jan 12, 2009
10% owner at MUNIENHANCED FUND INC · on record since Jan 12, 2009
10% owner at BLACKROCK MUNICIPAL INCOME TRUST II · on record since Jan 12, 2009
10% owner at VAN KAMPEN MUNICIPAL TRUST · on record since Jan 12, 2009
10% owner at PREFERRED INCOME STRATEGIES FUND INC · on record since Jan 28, 2011
10% owner at NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC · on record since Jan 26, 2011
10% owner at NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN · on record since Jan 26, 2011
10% owner at NUVEEN QUALITY INCOME MUNICIPAL FUND INC · on record since Jan 24, 2011
10% owner at BlackRock Preferred & Equity Advantage Trust · on record since Jan 21, 2011
10% owner at NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jan 21, 2011
10% owner at NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Jan 21, 2011
10% owner at NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC · on record since Jan 21, 2011
10% owner at MUNIYIELD CALIFORNIA FUND INC · on record since Jan 20, 2011
10% owner at MUNIYIELD CALIFORNIA INSURED FUND INC · on record since Jan 20, 2011
10% owner at NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND · on record since Mar 1, 2011
10% owner at NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC · on record since May 31, 2011
10% owner at NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC · on record since May 31, 2011
10% owner at MUNIYIELD MICHIGAN INSURED FUND II INC · on record since May 31, 2011
10% owner at MUNIYIELD INSURED FUND INC · on record since Jun 30, 2011
10% owner at NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Apr 28, 2011
10% owner at MUNIYIELD NEW YORK INSURED FUND INC · on record since May 26, 2011
10% owner at NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND · on record since Jun 21, 2011
10% owner at NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Apr 21, 2011
10% owner at MUNIYIELD NEW JERSEY FUND INC · on record since May 19, 2011
10% owner at NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Apr 18, 2011
10% owner at MUNIYIELD ARIZONA FUND INC /NJ/ · on record since Jun 15, 2011
10% owner at NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Apr 12, 2011
10% owner at MUNIYIELD FLORIDA FUND · on record since Jun 10, 2011
10% owner at BLACKROCK FLORIDA MUNICIPAL INCOME TRUST · on record since Oct 12, 2011
10% owner at BLACKROCK NEW YORK MUNICIPAL BOND TRUST · on record since Oct 12, 2011
10% owner at MUNIYIELD PENNSYLVANIA FUND · on record since Jun 10, 2011
10% owner at NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC · on record since Apr 8, 2011
10% owner at NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND · on record since Apr 6, 2011
10% owner at NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jul 25, 2011
10% owner at MUNIYIELD NEW JERSEY INSURED FUND INC · on record since Jul 25, 2011
10% owner at NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Aug 24, 2011
10% owner at NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC · on record since Aug 24, 2011
10% owner at MUNIHOLDINGS NEW JERSEY INSURED FUND II INC · on record since Jul 22, 2011
10% owner at MUNIHOLDINGS FLORIDA INSURED FUND INC · on record since Jul 22, 2011
10% owner at MUNIHOLDINGS NEW YORK INSURED FUND INC · on record since Jul 22, 2011
10% owner at NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC · on record since Aug 10, 2011
10% owner at NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC · on record since Aug 10, 2011
10% owner at BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II · on record since Oct 6, 2011
10% owner at MUNI NEW YORK INTERMEDIATE DURATION FUND INC · on record since Oct 5, 2011
10% owner at NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC · on record since Oct 4, 2011
10% owner at MORGAN STANLEY QUALITY MUNICIPAL INCOME TRUST · on record since Jan 31, 2012
10% owner at MORGAN STANLEY MUNICIPAL PREMIUM INCOME TRUST · on record since Jan 27, 2012
10% owner at MUNIYIELD QUALITY FUND II INC · on record since Jan 25, 2012
10% owner at VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST · on record since Jan 25, 2012
10% owner at MUNIVEST FUND INC · on record since Jan 25, 2012
10% owner at MORGAN STANLEY CALIFORNIA QUALITY MUNICIPAL SECU · on record since Jan 23, 2012
10% owner at VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST · on record since Jan 23, 2012
10% owner at MUNIVEST FUND II INC · on record since Jan 23, 2012
10% owner at VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II · on record since Jan 20, 2012
10% owner at MORGAN STANLEY CALIFORNIA INSURED MUNICIPAL INCO · on record since Jan 19, 2012
10% owner at BLACKROCK MUNICIPAL BOND TRUST · on record since Jan 17, 2012
10% owner at MORGAN STANLEY NEW YORK QUALITY MUNICIPAL SECURI · on record since Jan 17, 2012
10% owner at VITRAN CORP INC · on record since Jan 17, 2012
10% owner at BLACKROCK MUNICIPAL INCOME TRUST · on record since Jan 17, 2012
10% owner at VAN KAMPEN TRUST FOR INSURED MUNICIPALS · on record since Feb 16, 2012
10% owner at MUNIHOLDINGS FUND II INC /NJ/ · on record since Jan 13, 2012
10% owner at TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND · on record since Jan 12, 2012
10% owner at MUNIYIELD FLORIDA INSURED FUND /NJ/ · on record since Jan 12, 2012
10% owner at MUNIHOLDINGS FUND INC · on record since Jan 12, 2012
10% owner at MORGAN STANLEY INSURED MUNICIPAL TRUST · on record since Feb 7, 2012
10% owner at MORGAN STANLEY INSURED MUNICIPAL INCOME TRUST · on record since Feb 7, 2012
10% owner at MORGAN STANLEY QUALITY MUNICIPAL INVESTMENT TRUS · on record since Feb 7, 2012
10% owner at MORGAN STANLEY INSURED MUNICIPAL BOND TRUST · on record since Feb 6, 2012
10% owner at MORGAN STANLEY QUALITY MUNICIPAL SECURITIES · on record since Feb 3, 2012
10% owner at GABELLI DIVIDEND & INCOME TRUST · on record since Apr 23, 2012
10% owner at MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST · on record since Jun 22, 2012
10% owner at MUNIHOLDINGS CALIFORNIA INSURED FUND · on record since Apr 18, 2012
10% owner at BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST · on record since Apr 18, 2012
10% owner at BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST · on record since Apr 16, 2012
10% owner at BLACKROCK NEW YORK MUNICIPAL INCOME TRUST · on record since Apr 16, 2012
10% owner at VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALS · on record since Jun 1, 2012
10% owner at BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST · on record since Jul 12, 2012
10% owner at BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST · on record since Jul 9, 2012
10% owner at Advent/Claymore Global Convertible Securities & Income Fund · on record since Dec 26, 2012
10% owner at ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · on record since Dec 26, 2012
10% owner at NEW AMERICA HIGH INCOME FUND INC · on record since Nov 13, 2012
10% owner at BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST · on record since Jan 30, 2013
10% owner at BLACKROCK MUNICIPAL 2020 TERM TRUST · on record since Jan 30, 2013
10% owner at BLACKROCK MUNICIPAL 2018 TERM TRUST · on record since Jan 28, 2013
10% owner at BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST · on record since Jan 24, 2013
10% owner at MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND · on record since Dec 27, 2016
10% owner at PUTNAM MUNICIPAL OPPORTUNITIES TRUST · on record since Jan 2, 2013
10% owner at BOULDER GROWTH & INCOME FUND · on record since Apr 24, 2013
10% owner at DTF TAX-FREE INCOME INC · on record since Sep 23, 2013
10% owner at DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC · on record since Sep 23, 2013
10% owner at BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST · on record since Sep 12, 2013
10% owner at PIONEER HIGH INCOME TRUST · on record since Mar 20, 2014
10% owner at DNP SELECT INCOME FUND INC · on record since Mar 20, 2014
10% owner at Pioneer Floating Rate Trust · on record since Mar 19, 2014
10% owner at AMERICAN MUNICIPAL INCOME PORTFOLIO INC · on record since May 9, 2014
10% owner at MINNESOTA MUNICIPAL INCOME PORTFOLIO INC · on record since May 8, 2014
10% owner at FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INC · on record since Apr 7, 2014
10% owner at WESTERN ASSET PREMIER BOND FUND · on record since Jul 10, 2014
10% owner at NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC · on record since Jul 9, 2014
10% owner at NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC · on record since Jul 9, 2014
10% owner at NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC · on record since Jul 9, 2014
10% owner at Nuveen Minnesota Municipal Income Fund · on record since Oct 9, 2014
10% owner at ALLIANCE NEW YORK MUNICIPAL INCOME FUND · on record since Aug 27, 2015
10% owner at PIMCO HIGH INCOME FUND · on record since Dec 4, 2015
10% owner at EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST · on record since Mar 7, 2016
10% owner at EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST · on record since Mar 7, 2016
10% owner at GABELLI GLOBAL MULTIMEDIA TRUST INC · on record since Jul 11, 2017
10% owner at FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND · on record since Nov 21, 2017
10% owner at FEDERATED PREMIER MUNICIPAL INCOME FUND · on record since Nov 21, 2017
10% owner at EATON VANCE INSURED MASSACHUSETTS MUNICIPAL BOND FUND · on record since Mar 28, 2018
10% owner at EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST · on record since Mar 28, 2018
10% owner at EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST · on record since Mar 28, 2018
10% owner at EATON VANCE NEW YORK MUNICIPAL INCOME TRUST · on record since Mar 28, 2018
10% owner at EATON VANCE INSURED PENNSYLVANIA MUNICIPAL BOND FUND · on record since Mar 28, 2018
10% owner at EATON VANCE INSURED MICHIGAN MUNICIPAL BOND FUND · on record since Mar 28, 2018
10% owner at EATON VANCE OHIO MUNICIPAL INCOME TRUST · on record since Mar 28, 2018
10% owner at EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND II · on record since Mar 28, 2018
10% owner at EATON VANCE INSURED OHIO MUNICIPAL BOND FUND · on record since Mar 28, 2018
10% owner at EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST · on record since Mar 28, 2018
10% owner at EATON VANCE INSURED CALIFORNIA MUNICIPAL BOND FUND II · on record since Mar 28, 2018
10% owner at EATON VANCE INSURED MUNICIPAL BOND FUND II · on record since Mar 28, 2018
10% owner at ALLIANCE NATIONAL MUNICIPAL INCOME FUND · on record since Dec 21, 2018
10% owner at ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND · on record since May 23, 2019
10% owner at INTERMEDIATE MUNI FUND INC · on record since Oct 11, 2019

Insider trading activity of Blue Ridge Investments, L.L.C.

Transactions on record: 200; since Jan 20, 2011

Open-market buys: 2

Open-market sells: 0

Companies traded: 83; last filing Sep 14, 2023

Figures computed from official regulatory filings — methodology.

Companies where Blue Ridge Investments, L.L.C. has traded

FEDERATED PREMIER MUNICIPAL INCOME FUND1 tx · Sep 14, 2023
DREYFUS STRATEGIC MUNICIPAL BOND FUND INC5 tx · $5.4M · Jul 19, 2023
Nuveen Minnesota Municipal Income Fund2 tx · Dec 3, 2018
GABELLI DIVIDEND & INCOME TRUST2 tx · Nov 19, 2018
EATON VANCE OHIO MUNICIPAL INCOME TRUST1 tx · Mar 28, 2018
EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST1 tx · Mar 28, 2018
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST1 tx · Mar 28, 2018
EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND II1 tx · Mar 28, 2018

Track record of Blue Ridge Investments, L.L.C.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Blue Ridge Investments, L.L.C.

Co-insiders of Blue Ridge Investments, L.L.C.

This page republishes public regulatory disclosures. Concerned by this data? Exercise your right to object →

Company	Filed	Type	Qty	Price	Value · USD	Src
FEDERATED PREMIER MUNICIPAL INCOME FUND	Sep 14, 2023	Other	-500	—	—	SEC
DREYFUS STRATEGIC MUNICIPAL BOND FUND INC	Jul 19, 2023	Other	-80	25,000.00 USD	$2M	SEC
DREYFUS STRATEGIC MUNICIPAL BOND FUND INC	Jul 19, 2023	Other	-136	25,000.00 USD	$3.4M	SEC
Nuveen Minnesota Municipal Income Fund	Dec 3, 2018	Other	189	—	—	SEC
Nuveen Minnesota Municipal Income Fund	Dec 3, 2018	Other	-189	—	—	SEC
GABELLI DIVIDEND & INCOME TRUST	Nov 19, 2018	Other	-127	—	—	SEC
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST	Mar 28, 2018	Other	-98	—	—	SEC
EATON VANCE OHIO MUNICIPAL INCOME TRUST	Mar 28, 2018	Other	-134	—	—	SEC
EATON VANCE INSURED OHIO MUNICIPAL BOND FUND	Mar 28, 2018	Other	-72	—	—	SEC
EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST	Mar 28, 2018	Other	-119	—	—	SEC
EATON VANCE INSURED NEW YORK MUNICIPAL BOND FUND II	Mar 28, 2018	Other	-52	—	—	SEC
EATON VANCE MICHIGAN MUNICIPAL INCOME TRUST	Mar 28, 2018	Other	-25	—	—	SEC
EATON VANCE INSURED PENNSYLVANIA MUNICIPAL BOND FUND	Mar 28, 2018	Other	-45	—	—	SEC
BLACKROCK MUNICIPAL 2020 TERM TRUST	Feb 23, 2017	Other	-18	—	—	SEC
BLACKROCK MUNICIPAL 2020 TERM TRUST	Feb 23, 2017	Other	-50	—	—	SEC
BLACKROCK MUNICIPAL 2020 TERM TRUST	Oct 31, 2016	Other	-48	—	—	SEC
NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC	Sep 14, 2016	Other	-435	—	—	SEC
BLACKROCK MUNICIPAL 2018 TERM TRUST	Jan 6, 2015	Other	-368	—	—	SEC
BLACKROCK MUNICIPAL 2020 TERM TRUST	Nov 14, 2014	Other	-18	—	—	SEC
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST	Nov 12, 2014	Other	-4	—	—	SEC
MINNESOTA MUNICIPAL INCOME PORTFOLIO INC	Oct 8, 2014	Other	-311	—	—	SEC
NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC	Jul 2, 2014	Other	-1,132	—	—	SEC
BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST	Jun 11, 2014	Other	-40	—	—	SEC
MINNESOTA MUNICIPAL INCOME PORTFOLIO INC	May 8, 2014	Other	-351	—	—	SEC
MINNESOTA MUNICIPAL INCOME PORTFOLIO INC	May 8, 2014	Other	-400	—	—	SEC