UBS AG

10% owner at ENTERASYS NETWORKS INC /DE/ · on record since Feb 27, 2006
Former 10% owner at CALAMOS STRATEGIC TOTAL RETURN FUND · on record since Feb 16, 2010
Former 10% owner at BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC. · on record since Feb 16, 2010
Former 10% owner at SPECIAL OPPORTUNITIES FUND, INC. · on record since Feb 16, 2010
Former 10% owner at Nuveen Tax-Advantaged Floating Rate Fund · on record since Feb 16, 2010
Former 10% owner at COHEN & STEERS QUALITY INCOME REALTY FUND INC · on record since Feb 16, 2010
Former 10% owner at COHEN & STEERS WORLDWIDE REALTY INCOME FUND, INC. · on record since Feb 16, 2010
Former 10% owner at NUVEEN SENIOR INCOME FUND · on record since Feb 16, 2010
Former 10% owner at NUVEEN TAX ADVANTAGED TOTAL RETURN STRATEGY FUND · on record since Feb 16, 2010
10% owner at O2DIESEL CORP · on record since Aug 28, 2006
10% owner at IMPSAT FIBER NETWORKS INC · on record since Feb 14, 2007
No longer a 10% holder. at Euthymics Bioscience, Inc. · on record since Jun 20, 2007
10% owner at Euthymics Bioscience, Inc. · on record since Jun 20, 2007
See General Remarks at DELPHI CORP · on record since Jul 25, 2007
10% owner at Invesco Value Municipal Bond Trust · on record since Mar 10, 2010
Former 10% owner at BLACKROCK CALIFORNIA INSURED MUNICIPAL INCOME TRUST · on record since Mar 10, 2010
Former 10% owner at VAN KAMPEN HIGH YIELD FUND · on record since Mar 10, 2010
10% owner at BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST · on record since Mar 10, 2010
10% owner at · on record since Mar 10, 2010
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
UBS AG is less than 10% owner. at · on record since Feb 13, 2008
10% owner at · on record since May 23, 2008
10% owner at · on record since Sep 18, 2008
10% owner at · on record since Jan 16, 2009
10% owner at · on record since Mar 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since May 12, 2009
10% owner at · on record since May 11, 2009
10% owner at · on record since Jun 10, 2009
10% owner at · on record since Jun 10, 2009
10% owner at · on record since Jul 9, 2009
10% owner at · on record since Dec 10, 2009
10% owner at · on record since Nov 9, 2009
10% owner at · on record since Apr 12, 2010
Former 10% owner at · on record since Apr 12, 2010
10% owner at · on record since May 10, 2010
Former 10% owner at · on record since May 10, 2010
10% owner at · on record since May 10, 2010
Former 10% owner at · on record since May 10, 2010
Former 10% owner at · on record since May 10, 2010
Former 10% owner at · on record since Jun 10, 2010
10% owner at · on record since Jun 10, 2010
Former 10% owner at · on record since Jun 10, 2010
10% owner at · on record since Jun 10, 2010
Former 10% owner at · on record since Jul 12, 2010
Former 10% owner at · on record since Jul 12, 2010
Former 10% owner at · on record since Jul 12, 2010
10% owner at · on record since Jul 12, 2010
Former 10% owner at · on record since Oct 12, 2010
Former 10% owner at · on record since Mar 10, 2011
Former 10% owner at · on record since Jan 10, 2011
Former 10% owner at · on record since Jan 10, 2011
Former 10% owner at · on record since Feb 9, 2011
Former 10% owner at · on record since Feb 9, 2011
Former 10% Owner at · on record since Apr 11, 2011
Former 10% owner at · on record since May 10, 2011
Former 10% owner at · on record since May 10, 2011
Former 10% owner at · on record since Jun 10, 2011
Former 10% owner at · on record since Jun 10, 2011
Former 10% owner at · on record since Jun 10, 2011
10% owner at · on record since Aug 10, 2011
Former 10% owner at · on record since Sep 9, 2011
Former 10% Owner at · on record since Sep 9, 2011
Former 10% owner at · on record since Nov 10, 2011
Former 10% Owner at · on record since Nov 10, 2011
Former 10% Owner at · on record since Nov 10, 2011
Former 10% owner at · on record since Nov 10, 2011
Former 10% owner at · on record since Jul 8, 2011
Former 10% owner at · on record since Jul 8, 2011
Former 10% owner at · on record since Jul 8, 2011
Fomer 10% owner at · on record since Nov 10, 2011
Former 10% Owner at · on record since Nov 10, 2011
Former 10% owner at · on record since Jan 10, 2012
Former 10% owner at · on record since Feb 9, 2012
Former 10% owner at · on record since Feb 9, 2012
Former 10% owner at · on record since Feb 9, 2012
Former 10% owner at · on record since Feb 9, 2012
Former 10% owner at · on record since Feb 9, 2012
Former 10% owner at · on record since Jan 5, 2012
Former 10% owner at · on record since May 9, 2012
Former 10% owner at · on record since May 9, 2012
Former 10% owner at · on record since Jun 8, 2012
Former 10% owner at · on record since Jun 8, 2012
Former 10% owner at · on record since Jun 8, 2012
Former 10% owner at · on record since Jun 8, 2012
Former 10% owner at · on record since Jun 8, 2012
Former 10% owner at · on record since Jun 8, 2012
10% owner at · on record since Jul 15, 2004
Former 10% owner at · on record since Jul 25, 2012
Former 10% owner at · on record since Jul 23, 2012
Former 10% Owner at · on record since Sep 19, 2012
Former 10% owner at · on record since Jul 16, 2012
Former 10% owner at · on record since Jul 16, 2012
Former 10% owner at · on record since Jul 9, 2012
Former 10% owner at · on record since Jul 9, 2012
Former 10% owner at · on record since Jul 9, 2012
Former 10% owner at · on record since Jul 9, 2012
Former 10% owner at · on record since Jul 9, 2012
Former 10% owner at · on record since Jul 9, 2012
Former 10% Owner at · on record since Dec 27, 2012
Former 10% Owner at · on record since Dec 20, 2012
Former 10% Owner at · on record since Dec 9, 2013
10% owner at · on record since Jan 29, 2004
Former 10% Owner at · on record since Mar 19, 2014
Former 10% Owner at · on record since May 13, 2014
Former 10% Owner at · on record since May 12, 2014
Former 10% Owner at · on record since May 7, 2014
Former 10% Owner at · on record since Nov 13, 2014

Insider trading activity of UBS AG

Transactions on record: 1,220; since Jan 29, 2004

Open-market buys: 356; $6.4M

Open-market sells: 341; $2.9M

Companies traded: 99; last filing Nov 13, 2014

Figures computed from official regulatory filings — .

Companies where UBS AG has traded

30 tx · Nov 13, 2014
11 tx · Nov 13, 2014
2 tx · Oct 27, 2014
3 tx · May 13, 2014
2 tx · May 12, 2014
1 tx · May 7, 2014
2 tx · Apr 3, 2014
4 tx · Mar 19, 2014
1 tx · Mar 17, 2014
1 tx · Feb 26, 2014
2 tx · Feb 26, 2014
4 tx · Feb 26, 2014
9 tx · Jan 8, 2014
4 tx · Jan 7, 2014
6 tx · Jan 7, 2014

Track record of UBS AG

Statistical track record

Free account

Open-market buys: 509

Last buy: Apr 2, 2014

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of UBS AG

Co-insiders of UBS AG

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTListing unverified	Nov 13, 2014	Other	-14	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Nov 13, 2014	Other	-37	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Nov 12, 2014	Other	-35	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Nov 10, 2014	Other	-47	—	n/a (No price was disclosed in the filing)		SEC
Virtus Convertible & Income Fund IIListing on record	Oct 27, 2014	Other	2	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Jun 11, 2014	Other	-51	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Jun 10, 2014	Other	-48	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTListing unverified	Jun 10, 2014	Other	-38	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Jun 6, 2014	Other	-67	—	n/a (No price was disclosed in the filing)		SEC
AMERICAN MUNICIPAL INCOME PORTFOLIO INCListing unverified	May 13, 2014	Other	-176	—	n/a (No price was disclosed in the filing)		SEC
MINNESOTA MUNICIPAL INCOME PORTFOLIO INCListing unverified	May 12, 2014	Other	-141	—	n/a (No price was disclosed in the filing)		SEC
AMERICAN MUNICIPAL INCOME PORTFOLIO INCListing unverified	May 9, 2014	Other	-113	—	n/a (No price was disclosed in the filing)		SEC
MINNESOTA MUNICIPAL INCOME PORTFOLIO INCListing unverified	May 8, 2014	Other	-138	—	n/a (No price was disclosed in the filing)		SEC
FIRST AMERICAN MINNESOTA MUNICIPAL INCOME FUND II INCListing unverified	May 7, 2014	Other	-513	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTListing unverified	May 2, 2014	Other	-15	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUSTListing unverified	Apr 29, 2014	Other	-16	—	n/a (No price was disclosed in the filing)		SEC
Eaton Vance Senior Floating-Rate TrustListing on record	Apr 3, 2014	Buy	2	—	n/a (No price was disclosed in the filing)	conv 6	SEC
PIONEER HIGH INCOME FUND, INC.Listing unverified	Mar 19, 2014	Other	-256	—	n/a (No price was disclosed in the filing)		SEC
FRANKLIN LTD DURATION INCOME TRUSTListing unverified	Mar 17, 2014	Sell	-1	—	n/a (No price was disclosed in the filing)		SEC
PIONEER HIGH INCOME FUND, INC.Listing unverified	Mar 17, 2014	Other	-121	—	n/a (No price was disclosed in the filing)		SEC
PIONEER HIGH INCOME FUND, INC.Listing unverified	Mar 17, 2014	Other	-391	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Mar 4, 2014	Other	-183	—	n/a (No price was disclosed in the filing)		SEC
BLACKROCK MUNICIPAL 2020 TERM TRUSTListing unverified	Feb 28, 2014	Other	-126	—	n/a (No price was disclosed in the filing)		SEC
Eaton Vance Senior Income TrustListing on record	Feb 26, 2014	Buy	1	—	n/a (No price was disclosed in the filing)	conv 9	SEC
PIMCO CORPORATE & INCOME OPPORTUNITY FUNDListing unverified	Feb 26, 2014	Buy	1	—	n/a (No price was disclosed in the filing)	conv 11	SEC