MERRILL LYNCH PIERCE FENNER & SMITH INC

10% owner at CALIFORNIA COASTAL COMMUNITIES INC · on record since Mar 27, 2006
10% owner at NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Jan 15, 2010
10% owner at PIMCO NEW YORK MUNICIPAL INCOME FUND III · on record since Jan 15, 2010
10% owner at SCUDDER RREEF REAL ESTATE FUND II INC · on record since Jan 15, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Jan 15, 2010
10% owner at NUVEEN INSURED QUALITY MUNICIPAL FUND INC · on record since Jan 15, 2010
10% owner at NUVEEN PREMIER MUNICIPAL INCOME FUND INC · on record since Jan 15, 2010
10% owner at NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC · on record since Jan 15, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Jan 15, 2010
10% owner at DREYFUS STRATEGIC MUNICIPALS INC · on record since Jan 15, 2010
10% owner at BLACKROCK MARYLAND MUNICIPAL BOND TRUST · on record since Jan 15, 2010
10% owner at EATON VANCE INSURED NEW JERSEY MUNICIPAL BOND FUND · on record since Jan 15, 2010
10% owner at EATON VANCE MUNICIPAL INCOME TRUST · on record since Jan 15, 2010
10% owner at BLACKROCK FLORIDA MUNICIPAL BOND TRUST · on record since Jan 15, 2010
10% owner at NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jan 15, 2010
10% owner at BLACKROCK NEW YORK INSURED MUNICIPAL INCOME TRUST · on record since Jan 15, 2010
10% owner at NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUND · on record since Jan 15, 2010
10% owner at VAN KAMPEN SENIOR INCOME TRUST · on record since Jan 15, 2010
10% owner at PIMCO CALIFORNIA MUNICIPAL INCOME FUND II · on record since Jan 15, 2010
10% owner at DREYFUS STRATEGIC MUNICIPAL BOND FUND INC · on record since Jan 15, 2010
10% owner at SCUDDER RREEF REAL ESTATE FUND INC · on record since Jan 15, 2010
10% owner at NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUND · on record since Jan 15, 2010
10% owner at PIMCO NEW YORK MUNICIPAL INCOME FUND II · on record since Jan 15, 2010
10% owner at NUVEEN INSURED TAX FREE ADVANTAGE MUNICIPAL FUND · on record since Jan 15, 2010
10% owner at NUVEEN INSURED MASSACHUSET TAX FREE ADVANTAGE MUNICIPAL FUND · on record since Jan 15, 2010
10% owner at Eaton Vance Floating-Rate Income Trust · on record since Jan 15, 2010
10% owner at PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST · on record since Jan 15, 2010
10% owner at PIMCO CORPORATE INCOME FUND · on record since Jan 15, 2010
10% owner at NUVEEN SELECT QUALITY MUNICIPAL FUND INC · on record since Jan 15, 2010
10% owner at PIONEER MUNICIPAL HIGH INCOME TRUST · on record since Jan 15, 2010
10% owner at NUVEEN MUNICIPAL ADVANTAGE FUND INC · on record since Jan 15, 2010
10% owner at DREYFUS MUNICIPAL INCOME INC · on record since Jan 15, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jan 15, 2010
10% owner at SALOMON BROTHERS MUNICIPAL PARTNERS FUND INC · on record since Jan 15, 2010
10% owner at TORTOISE ENERGY CAPITAL CORP · on record since Jan 29, 2009
10% owner at DELPHI CORP · on record since Dec 28, 2006
10% owner at BLACKROCK INC /NY · on record since Oct 10, 2006
10% owner at PIMCO MUNICIPAL INCOME FUND · on record since Nov 20, 2024
10% owner at MORGAN STANLEY QUALITY MUNICIPAL INCOME TRUST · on record since Dec 20, 2024
10% owner at HERTZ GLOBAL HOLDINGS INC · on record since May 21, 2007
10% owner at BlackRock Long-Term Municipal Advantage Trust · on record since Dec 13, 2024
10% owner at Dreyfus Municipal Bond Infrastructure Fund, Inc. · on record since Dec 13, 2024
10% owner at MUNIASSETS FUND INC · on record since Dec 13, 2024
10% owner at MORGAN STANLEY MUNICIPAL INCOME OPPORTUNITIES TRUST · on record since Dec 13, 2024
10% owner at Nuveen Minnesota Municipal Income Fund · on record since Dec 13, 2024
10% owner at HCA INC/TN · on record since Mar 28, 2025
Director at HERTZ GLOBAL HOLDINGS INC · on record since Aug 6, 2007
10% owner at BLACKROCK GLOBAL FLOATING RATE INCOME TRUST · on record since Feb 10, 2010
10% owner at NUVEEN PREMIER INSURED MUNICIPAL INCOME FUND INC · on record since Feb 10, 2010
10% owner at BLACKROCK INSURED MUNICIPAL INCOME TRUST · on record since Feb 10, 2010
10% owner at PIMCO MUNICIPAL INCOME FUND II · on record since May 22, 2026
10% owner at Uni-Pixel · on record since Oct 9, 2007
10% owner at NUVEEN NEW YORK QUALITY INCOME MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at BLACKROCK NEW JERSEY INVESTMENT QUALITY MUNICIPAL TRUST INC · on record since Feb 10, 2010
10% owner at COHEN & STEERS QUALITY INCOME REALTY FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN CALIFORNIA QUALITY INCOME MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at VAN KAMPEN OHIO QUALITY MUNICIPAL TRUST · on record since Feb 10, 2009
10% owner at BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST · on record since Feb 10, 2009
10% owner at NUVEEN MICHIGAN QUALITY INCOME MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN CALIFORNIA PREMIUM INCOME MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at EATON VANCE OHIO MUNICIPAL INCOME TRUST · on record since Feb 10, 2009
10% owner at PIMCO CALIFORNIA MUNICIPAL INCOME FUND · on record since Aug 13, 2025
10% owner at Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC · on record since Feb 10, 2009
10% owner at GABELLI UTILITY TRUST · on record since Jan 9, 2009
Director at BLACKROCK INC /NY · on record since Dec 30, 2008
Former Member of 13D Group at CUMULUS MEDIA INC · on record since May 13, 2008
10% owner at INFOSPACE INC · on record since Dec 23, 2008
10% owner at FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II · on record since Jan 29, 2009
10% owner at BLACKROCK PREFERRED OPPORTUNITY TRUST · on record since Jan 12, 2009
10% owner at MUNIHOLDINGS INSURED FUND INC/NJ · on record since Jan 12, 2009
10% owner at MUNIYIELD NEW JERSEY INSURED FUND INC · on record since Jan 12, 2009
10% owner at MUNIYIELD FLORIDA INSURED FUND /NJ/ · on record since Jan 12, 2009
10% owner at NEUBERGER BERMAN REAL ESTATE INCOME FUND INC · on record since Jan 12, 2009
10% owner at TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND · on record since Jan 12, 2009
10% owner at COHEN & STEERS ADVANTAGE INCOME REALTY FUND INC · on record since Jan 12, 2009
10% owner at BLACKROCK NEW YORK MUNICIPAL INCOME TRUST II · on record since Jan 12, 2009
10% owner at MUNIYIELD QUALITY FUND INC · on record since Jan 12, 2009
10% owner at INTEGRATED BIOPHARMA INC · on record since Jan 12, 2009
10% owner at MUNIHOLDINGS INSURED FUND II INC · on record since Jan 12, 2009
10% owner at MUNIYIELD MICHIGAN INSURED FUND II INC · on record since Jan 12, 2009
10% owner at MUNIYIELD NEW YORK INSURED FUND INC · on record since Jan 12, 2009
10% owner at BOULDER GROWTH & INCOME FUND · on record since Jan 12, 2009
10% owner at BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST II · on record since Jan 12, 2009
10% owner at MUNIHOLDINGS FUND II INC /NJ/ · on record since Jan 12, 2009
10% owner at MUNIHOLDINGS FLORIDA INSURED FUND INC · on record since Jan 12, 2009
10% owner at MUNIYIELD NEW JERSEY FUND INC · on record since Jan 12, 2009
10% owner at MUNIYIELD CALIFORNIA INSURED FUND INC · on record since Jan 12, 2009
10% owner at PUTNAM MUNICIPAL OPPORTUNITIES TRUST · on record since Jan 12, 2009
10% owner at BLACKROCK MUNICIPAL INCOME TRUST II · on record since Jan 12, 2009
10% owner at CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND · on record since Jan 12, 2009
10% owner at AMERICAN MUNICIPAL INCOME PORTFOLIO INC · on record since Jan 12, 2009
10% owner at MUNIYIELD INSURED FUND INC · on record since Jan 12, 2009
10% owner at MUNIYIELD PENNSYLVANIA FUND · on record since Jan 12, 2009
10% owner at COHEN & STEERS PREMIUM INCOME REALTY FUND INC · on record since Jan 12, 2009
10% owner at MUNIYIELD QUALITY FUND II INC · on record since Jan 12, 2009
10% owner at ALLIANCE NEW YORK MUNICIPAL INCOME FUND · on record since Jan 12, 2009
10% owner at PREFERRED INCOME STRATEGIES FUND INC · on record since Jan 12, 2009
10% owner at BlackRock Preferred & Equity Advantage Trust · on record since Jan 12, 2009
10% owner at DTF TAX-FREE INCOME INC · on record since Jan 12, 2009
10% owner at COHEN & STEERS REIT & PREFERRED INCOME FUND INC · on record since Jan 12, 2009
10% owner at MUNIHOLDINGS NEW JERSEY INSURED FUND II INC · on record since Jan 12, 2009
10% owner at VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST · on record since Jan 12, 2009
10% owner at MUNIHOLDINGS FUND INC · on record since Jan 12, 2009
10% owner at WESTERN ASSET PREMIER BOND FUND · on record since Jan 12, 2009
10% owner at EATON VANCE INSURED OHIO MUNICIPAL BOND FUND · on record since Jan 12, 2009
10% owner at COHEN & STEERS SELECT UTILITY FUND INC · on record since Jan 12, 2009
10% owner at BLACKROCK FLORIDA MUNICIPAL INCOME TRUST · on record since Jan 12, 2009
10% owner at MUNI NEW YORK INTERMEDIATE DURATION FUND INC · on record since Jan 12, 2009
10% owner at BLACKROCK MUNICIPAL 2018 TERM TRUST · on record since Jan 12, 2009
10% owner at MUNIYIELD CALIFORNIA FUND INC · on record since Jan 12, 2009
10% owner at PREFERRED & CORPORATE INCOME STRATEGIES FUND INC · on record since Jan 12, 2009
10% owner at MUNIHOLDINGS NEW YORK INSURED FUND INC · on record since Jan 12, 2009
10% owner at VAN KAMPEN HIGH INCOME TRUST II · on record since Jan 12, 2009
10% owner at MUNI INTERMEDIATE DURATION FUND INC · on record since Jan 12, 2009
10% owner at Advent/Claymore Global Convertible Securities & Income Fund · on record since Jan 12, 2009
10% owner at COHEN & STEERS REIT & UTILITY INCOME FUND INC · on record since Jan 12, 2009
10% owner at MUNIVEST FUND II INC · on record since Jan 12, 2009
10% owner at DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC · on record since Jan 12, 2009
10% owner at MUNIYIELD ARIZONA FUND INC /NJ/ · on record since Jan 12, 2009
10% owner at BLACKROCK NEW YORK MUNICIPAL 2018 TERM TRUST · on record since Jan 12, 2009
10% owner at REAVES UTILITY INCOME FUND · on record since Jan 12, 2009
10% owner at MUNIYIELD FLORIDA FUND · on record since Jan 12, 2009
10% owner at VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II · on record since Feb 12, 2009
10% owner at VAN KAMPEN MASSACHUSETTS VALUE MUNICIPAL INCOME TRUST · on record since Feb 11, 2009
10% owner at NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Feb 10, 2009
10% owner at ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND · on record since Feb 10, 2009
10% owner at BLACKROCK NEW JERSEY MUNICIPAL INCOME TRUST · on record since Feb 10, 2009
10% owner at NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Feb 10, 2009
10% owner at BLACKROCK NEW JERSEY MUNICIPAL BOND TRUST · on record since Feb 10, 2009
10% owner at NUVEEN CALIFORNIA MUNICIPAL MARKET OPPORTUNITY FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN NEW YORK PERFORMANCE PLUS MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN NEW JERSEY INVESTMENT QUALITY MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Feb 10, 2009
10% owner at BLACKROCK MUNICIPAL BOND TRUST · on record since Feb 10, 2009
10% owner at VAN KAMPEN MUNICIPAL TRUST · on record since Feb 10, 2009
10% owner at NUVEEN NEW JERSEY DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at Kayne Anderson MLP Investment CO · on record since Feb 10, 2009
10% owner at BLACKROCK NEW YORK MUNICIPAL INCOME TRUST · on record since Feb 10, 2009
10% owner at NUVEEN VIRGINIA PREMIUM INCOME MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at NUVEEN QUALITY INCOME MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN MASSACHUSETTS PREMIUM INCOME MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at MUNIVEST FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN PENNSYLVANIA PREMIUM INCOME MUNICIPAL FUND 2 · on record since Feb 10, 2009
10% owner at EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUST · on record since Feb 10, 2009
10% owner at NUVEEN PREMIUM INCOME MUNICIPAL FUND 2 INC · on record since Feb 10, 2009
10% owner at NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at BLACKROCK FLORIDA MUNICIPAL 2020 TERM TRUST · on record since Feb 10, 2009
10% owner at MUNIHOLDINGS CALIFORNIA INSURED FUND · on record since Feb 10, 2009
10% owner at EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUST · on record since Feb 10, 2009
10% owner at BLACKROCK CALIFORNIA MUNICIPAL BOND TRUST · on record since Feb 10, 2009
10% owner at Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC · on record since Feb 10, 2009
10% owner at BLACKROCK CALIFORNIA MUNICIPAL 2018 TERM TRUST · on record since Feb 10, 2009
10% owner at MUNIENHANCED FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN MASSACHUSETTS DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at VAN KAMPEN TRUST FOR INVESTMENT GRADE MUNICIPALS · on record since Feb 10, 2009
10% owner at MUNICIPAL ADVANTAGE FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Feb 10, 2009
10% owner at NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at BLACKROCK NEW YORK MUNICIPAL BOND TRUST · on record since Feb 10, 2009
10% owner at NUVEEN FLORIDA QUALITY INCOME MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Feb 10, 2009
10% owner at NUVEEN NEW JERSEY PREMIUM INCOME MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN ARIZONA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Feb 10, 2009
10% owner at NUVEEN INSURED CALIFORNIA PREMIUM INCOME MUNICIPAL FUND 2 IN · on record since Feb 10, 2009
10% owner at NUVEEN CALIFORNIA INVESTMENT QUALITY MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN PREMIUM INCOME MUNICIPAL FUND 4 INC · on record since Feb 10, 2009
10% owner at BLACKROCK PENNSYLVANIA STRATEGIC MUNICIPAL TRUST · on record since Feb 10, 2009
10% owner at NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at BLACKROCK MUNICIPAL 2020 TERM TRUST · on record since Feb 10, 2009
10% owner at ALLIANCE NATIONAL MUNICIPAL INCOME FUND · on record since Feb 10, 2009
10% owner at NUVEEN VIRGINIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Feb 10, 2009
10% owner at VAN KAMPEN TRUST FOR INVESTMENT GRADE NEW JERSEY MUNICIPALS · on record since Feb 10, 2009
10% owner at NUVEEN NEW YORK SELECT QUALITY MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at BOULDER TOTAL RETURN FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Feb 10, 2009
10% owner at NUVEEN INSURED MUNICIPAL OPPORTUNITY FUND INC · on record since Feb 10, 2009
10% owner at EATON VANCE SENIOR FLOATING RATE TRUST · on record since Feb 10, 2009
10% owner at VAN KAMPEN MUNICIPAL OPPORTUNITY TRUST · on record since Feb 10, 2009
10% owner at VAN KAMPEN TRUST FOR INSURED MUNICIPALS · on record since Feb 10, 2009
10% owner at VITRAN CORP INC · on record since Feb 10, 2009
10% owner at DREMAN CLAYMORE DIVIDEND & INCOME FUND · on record since Feb 10, 2009
10% owner at NUVEEN CALIFORNIA PERFORMANCE PLUS MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at BLACKROCK MUNICIPAL INCOME TRUST · on record since Feb 10, 2009
10% owner at EATON VANCE INSURED MICHIGAN MUNICIPAL BOND FUND · on record since Feb 10, 2009
10% owner at COHEN & STEERS WORLDWIDE REALTY INCOME FUND, INC. · on record since Feb 10, 2009
10% owner at NUVEEN NEW YORK INVESTMENT QUALITY MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUND INC · on record since Feb 10, 2009
10% owner at FEDERATED PREMIER MUNICIPAL INCOME FUND · on record since Feb 10, 2009
10% owner at FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND · on record since Feb 10, 2009
10% owner at NUVEEN INSURED CALIFORNIA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Feb 10, 2009
10% owner at ING CLARION REAL ESTATE INCOME FUND · on record since Feb 10, 2009
10% owner at DNP SELECT INCOME FUND INC · on record since Mar 9, 2009
10% owner at EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUST · on record since Jan 9, 2009
10% owner at MINNESOTA MUNICIPAL INCOME PORTFOLIO INC · on record since Jan 9, 2009
10% owner at NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC · on record since Jan 9, 2009
10% owner at NUVEEN INSURED FLORIDA PREMIUM INCOME MUNICIPAL FUND · on record since Jan 9, 2009
10% owner at FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC · on record since Jan 9, 2009
10% owner at NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jan 9, 2009
10% owner at NUVEEN GEORGIA PREMIUM INCOME MUNICIPAL FUND · on record since Jan 9, 2009
10% owner at NUVEEN CONNECTICUT DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jan 9, 2009
10% owner at NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Jan 9, 2009
10% owner at PUTNAM MANAGED MUNICIPAL INCOME TRUST · on record since Jan 9, 2009
10% owner at NEW AMERICA HIGH INCOME FUND INC · on record since Jan 9, 2009
10% owner at MORGAN STANLEY QUALITY MUNICIPAL SECURITIES · on record since Jan 9, 2009
10% owner at EVERGREEN INCOME ADVANTAGE FUND · on record since Jan 9, 2009
10% owner at PIMCO Floating Rate Strategy Fund · on record since Jan 9, 2009
10% owner at MASSACHUSETTS HEALTH & EDUCATION TAX EXEMPT TRUST · on record since Jan 9, 2009
10% owner at NUVEEN OHIO QUALITY INCOME MUNICIPAL FUND INC · on record since Jan 9, 2009
10% owner at ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · on record since Jan 9, 2009
10% owner at NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC · on record since Jan 9, 2009
10% owner at GABELLI DIVIDEND & INCOME TRUST · on record since Jan 9, 2009
10% owner at Pioneer Floating Rate Trust · on record since Jan 9, 2009
10% owner at MBIA CAPITAL CLAYMORE MAN DUR INV GRD MUNI FUND · on record since Jan 9, 2009
10% owner at NUVEEN ARIZONA PREMIUM INCOME MUNICIPAL FUND INC · on record since Jan 9, 2009
10% owner at NUVEEN FLORIDA INVESTMENT QUALITY MUNICIPAL FUND · on record since Jan 9, 2009
10% owner at NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC · on record since Jan 9, 2009
10% owner at NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC · on record since Jan 9, 2009
10% owner at NUVEEN TEXAS QUALITY INCOME MUNICIPAL FUND · on record since Jan 9, 2009
10% owner at NUVEEN INSURED NEW YORK PREMIUM INCOME MUNICIPAL FUND INC · on record since Jan 9, 2009
10% owner at PIMCO FLOATING RATE INCOME FUND · on record since Jan 9, 2009
10% owner at GABELLI EQUITY TRUST INC · on record since Jan 9, 2009
10% owner at EVERGREEN MANAGED INCOME FUND · on record since Jan 9, 2009
10% owner at PIONEER HIGH INCOME TRUST · on record since Jan 9, 2009
10% owner at PIMCO CORPORATE OPPORTUNITY FUND · on record since Jan 9, 2009
10% owner at NUVEEN MICHIGAN PREMIUM INCOME MUNICIPAL FUND INC · on record since Mar 6, 2009
10% owner at NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Mar 6, 2009
10% owner at NUVEEN CALIFORNIA SELECT QUALITY MUNICIPAL FUND INC · on record since Mar 6, 2009
10% owner at PIMCO NEW YORK MUNICIPAL INCOME FUND · on record since Jun 9, 2009
10% owner at NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND · on record since Jun 9, 2009
10% owner at EATON VANCE NEW YORK MUNICIPAL INCOME TRUST · on record since Apr 9, 2009
10% owner at NUVEEN PREMIUM INCOME MUNICIPAL FUND INC · on record since Sep 28, 2009
10% owner at NUVEEN OHIO DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Sep 11, 2009
10% owner at NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC · on record since Nov 17, 2009
10% owner at VAN KAMPEN CALIFORNIA VALUE MUNICIPAL INCOME TRUST · on record since Oct 9, 2009
10% owner at BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC · on record since Dec 4, 2009
10% owner at LIBBEY INC · on record since Aug 18, 2010
10% owner at VAN KAMPEN PENNSYLVANIA VALUE MUNICIPAL INCOME TRUST · on record since Mar 21, 2011
10% owner at PIMCO HIGH INCOME FUND · on record since Mar 21, 2011
10% owner at BLACKROCK CALIFORNIA INVESTMENT QUALITY MUNICIPAL TRUST INC · on record since Mar 21, 2011
10% owner at NUVEEN INSURED DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Mar 18, 2011
10% owner at NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND · on record since Mar 18, 2011
10% owner at MUNIYIELD FUND INC · on record since Mar 18, 2011
10% owner at NICHOLAS APPLEGATE CONVERTIBLE & INCOME FUND II · on record since Mar 18, 2011
10% owner at Enhanced S&P 500 Covered Call Fund Inc. · on record since Mar 17, 2011
10% owner at BLACKROCK STRATEGIC MUNICIPAL TRUST · on record since Mar 17, 2011
10% owner at MORGAN STANLEY CALIFORNIA INSURED MUNICIPAL INCO · on record since Mar 17, 2011
10% owner at NUVEEN DIVERSIFIED DIVIDEND & INCOME FUND · on record since Mar 17, 2011
10% owner at BLACKROCK S&P QUALITY RANKINGS GLOBAL EQUITY MANAGED TRUST · on record since Mar 17, 2011
10% owner at Global Income & Currency Fund Inc. · on record since Mar 17, 2011
10% owner at DELAWARE INV COLORADO INSURED MUNICIPAL INCOME FUND INC · on record since May 3, 2011
Subsidiary at VAN KAMPEN SELECT SECTOR MUNICIPAL TRUST · on record since Jan 24, 2012
Subsidiary at VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II · on record since Feb 1, 2012
Subsidiary at GABELLI DIVIDEND & INCOME TRUST · on record since Apr 23, 2012
Subsidiary at BLACKROCK MARYLAND MUNICIPAL BOND TRUST · on record since Jul 9, 2012
Subsidiary at ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND · on record since Dec 26, 2012
Subsidiary at BLACKROCK MUNICIPAL 2018 TERM TRUST · on record since Jan 28, 2013
Subsidiary at FEDERATED PREMIER MUNICIPAL INCOME FUND · on record since Oct 9, 2013
See Remarks at Uni-Pixel · on record since Apr 18, 2013
10% owner at Nuveen Municipal Credit Opportunities Fund · on record since May 20, 2026
Subsidiary at ALLIANCE NEW YORK MUNICIPAL INCOME FUND · on record since Aug 2, 2013
Subsidiary at PUTNAM MUNICIPAL OPPORTUNITIES TRUST · on record since Jan 29, 2014
Subsidiary at PIONEER HIGH INCOME TRUST · on record since Mar 14, 2014
See Remarks at Tropicana Las Vegas Hotel & Casino, Inc. · on record since Feb 14, 2014
Subsidiary at EATON VANCE SENIOR FLOATING RATE TRUST · on record since Apr 3, 2014
Subsidiary at PIMCO FLOATING RATE INCOME FUND · on record since Jul 9, 2014
Subsidiary at NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC · on record since Jul 3, 2014
10% owner at CHART INDUSTRIES INC · on record since Oct 19, 2005
Subsidiary at GABELLI UTILITY TRUST · on record since Apr 29, 2015
Subsidiary at PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST · on record since Jul 26, 2016
Subsidiary at PIMCO HIGH INCOME FUND · on record since Jul 26, 2016
Subsidiary at Dreyfus Municipal Bond Infrastructure Fund, Inc. · on record since Jul 26, 2016
Subsidiary at MUNIHOLDINGS NEW JERSEY INSURED FUND II INC · on record since Jul 25, 2016
Subsidiary at FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUND · on record since Mar 22, 2017
Subsidiary at GABELLI GLOBAL MULTIMEDIA TRUST INC · on record since May 23, 2018

Insider trading activity of MERRILL LYNCH PIERCE FENNER & SMITH INC

Transactions on record: 2,655; since Jan 5, 2007

Open-market buys: 1,295; $23.8M

Open-market sells: 1,308; $78.3M

Companies traded: 135; last filing Mar 17, 2026

Figures computed from official regulatory filings — methodology.

Companies where MERRILL LYNCH PIERCE FENNER & SMITH INC has traded

PIMCO MUNICIPAL INCOME FUND II4 tx · $2.6K · Mar 17, 2026
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 318 tx · $113.3K · Feb 27, 2026
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND4 tx · $153.3K · Jan 5, 2026
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II24 tx · $361.1K · Jan 5, 2026
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND13 tx · $219K · Dec 22, 2025
MUNI INTERMEDIATE DURATION FUND INC39 tx · $482.5K · Nov 12, 2025
PIMCO NEW YORK MUNICIPAL INCOME FUND II2 tx · $1.4K · Aug 13, 2025
PIMCO MUNICIPAL INCOME FUND40 tx · $401.6K · Jun 13, 2025

Track record of MERRILL LYNCH PIERCE FENNER & SMITH INC

Statistical track record

Free

Open-market buys: 1,296

Last buy: Mar 13, 2026

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Transaction history of MERRILL LYNCH PIERCE FENNER & SMITH INC

Co-insiders of MERRILL LYNCH PIERCE FENNER & SMITH INC

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Company	Filed	Type	Qty	Price	Value · USD	Src
PIMCO MUNICIPAL INCOME FUND II	Mar 17, 2026	Buy	65	7.74 USD	$503.1	SEC
PIMCO MUNICIPAL INCOME FUND II	Mar 17, 2026	Sell	-65	7.63 USD	$496	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Feb 27, 2026	Buy	8	12.88 USD	$103	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Feb 27, 2026	Sell	-8	12.97 USD	$103.8	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND	Jan 5, 2026	Sell	-6,374	11.99 USD	$76.4K	SEC
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II	Jan 5, 2026	Buy	8,531	9.08 USD	$77.5K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND	Jan 5, 2026	Buy	6,374	12.01 USD	$76.6K	SEC
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II	Jan 5, 2026	Sell	-8,531	9.00 USD	$76.8K	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Dec 22, 2025	Buy	1,000	10.32 USD	$10.3K	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Dec 22, 2025	Sell	-1,000	10.54 USD	$10.5K	SEC
MUNI INTERMEDIATE DURATION FUND INC	Nov 12, 2025	Sell	-1	12.54 USD	$12.5	SEC
MUNI INTERMEDIATE DURATION FUND INC	Nov 12, 2025	Buy	1	12.55 USD	$12.6	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Oct 10, 2025	Buy	190	10.62 USD	$2K	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Oct 10, 2025	Sell	-190	10.62 USD	$2K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Sell	-1,500	12.57 USD	$18.9K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Buy	817	12.53 USD	$10.2K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Sell	-750	12.58 USD	$9.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Buy	683	12.53 USD	$8.6K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Buy	750	12.53 USD	$9.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 1, 2025	Sell	-197	12.40 USD	$2.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 1, 2025	Buy	197	12.40 USD	$2.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Buy	300	11.81 USD	$3.5K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Sell	-2,100	11.86 USD	$24.9K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Buy	100	11.81 USD	$1.2K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Buy	1,400	11.81 USD	$16.5K	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
PIMCO MUNICIPAL INCOME FUND II	Mar 17, 2026	Buy	65	7.74 USD	$503.1	SEC
PIMCO MUNICIPAL INCOME FUND II	Mar 17, 2026	Sell	-65	7.63 USD	$496	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Feb 27, 2026	Buy	8	12.88 USD	$103	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Feb 27, 2026	Sell	-8	12.97 USD	$103.8	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND	Jan 5, 2026	Sell	-6,374	11.99 USD	$76.4K	SEC
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II	Jan 5, 2026	Buy	8,531	9.08 USD	$77.5K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND	Jan 5, 2026	Buy	6,374	12.01 USD	$76.6K	SEC
VAN KAMPEN ADVANTAGE MUNICIPAL INCOME TRUST II	Jan 5, 2026	Sell	-8,531	9.00 USD	$76.8K	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Dec 22, 2025	Buy	1,000	10.32 USD	$10.3K	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Dec 22, 2025	Sell	-1,000	10.54 USD	$10.5K	SEC
MUNI INTERMEDIATE DURATION FUND INC	Nov 12, 2025	Sell	-1	12.54 USD	$12.5	SEC
MUNI INTERMEDIATE DURATION FUND INC	Nov 12, 2025	Buy	1	12.55 USD	$12.6	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Oct 10, 2025	Buy	190	10.62 USD	$2K	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND	Oct 10, 2025	Sell	-190	10.62 USD	$2K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Sell	-1,500	12.57 USD	$18.9K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Buy	817	12.53 USD	$10.2K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Sell	-750	12.58 USD	$9.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Buy	683	12.53 USD	$8.6K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 7, 2025	Buy	750	12.53 USD	$9.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 1, 2025	Sell	-197	12.40 USD	$2.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Oct 1, 2025	Buy	197	12.40 USD	$2.4K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Buy	300	11.81 USD	$3.5K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Sell	-2,100	11.86 USD	$24.9K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Buy	100	11.81 USD	$1.2K	SEC
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUND 3	Aug 21, 2025	Buy	1,400	11.81 USD	$16.5K	SEC