MERRILL LYNCH PIERCE FENNER & SMITH INC

10% owner at CALIFORNIA COASTAL COMMUNITIES INC · on record since Mar 27, 2006
10% owner at NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Jan 15, 2010
10% owner at PIMCO NEW YORK MUNICIPAL INCOME FUND III · on record since Jan 15, 2010
10% owner at DWS RREEF REAL ESTATE FUND II, INC. · on record since Jan 15, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 2 · on record since Jan 15, 2010
10% owner at NUVEEN QUALITY MUNICIPAL FUND INC · on record since Jan 15, 2010
10% owner at NUVEEN PREMIER MUNICIPAL INCOME FUND INC · on record since Jan 15, 2010
10% owner at NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC · on record since Jan 15, 2010
10% owner at NUVEEN MARYLAND DIVIDEND ADVANTAGE MUNICIPAL FUND 3 · on record since Jan 15, 2010
10% owner at BNY MELLON STRATEGIC MUNICIPALS, INC. · on record since Jan 15, 2010
10% owner at BLACKROCK MARYLAND MUNICIPAL BOND TRUST · on record since Jan 15, 2010
10% owner at EATON VANCE NEW JERSEY MUNICIPAL BOND FUND · on record since Jan 15, 2010
10% owner at Eaton Vance Municipal Income Trust · on record since Jan 15, 2010
10% owner at BLACKROCK MUNICIPAL BOND INVESTMENT TRUST · on record since Jan 15, 2010
10% owner at NUVEEN PENNSYLVANIA DIVIDEND ADVANTAGE MUNICIPAL FUND · on record since Jan 15, 2010
10% owner at BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST · on record since Jan 15, 2010
10% owner at NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUND · on record since Jan 15, 2010
10% owner at · on record since Jan 15, 2010
10% owner at · on record since Jan 15, 2010
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10% owner at · on record since Jan 15, 2010
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10% owner at · on record since Jan 15, 2010
10% owner at · on record since Jan 15, 2010
10% owner at · on record since Jan 15, 2010
10% owner at · on record since Jan 15, 2010
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10% owner at · on record since Jan 15, 2010
10% owner at · on record since Jan 15, 2010
10% owner at · on record since Jan 29, 2009
10% owner at · on record since Dec 28, 2006
10% owner at · on record since Oct 10, 2006
10% owner at · on record since Nov 20, 2024
10% owner at · on record since Dec 20, 2024
10% owner at · on record since May 21, 2007
10% owner at · on record since Dec 13, 2024
10% owner at · on record since Dec 13, 2024
10% owner at · on record since Dec 13, 2024
10% owner at · on record since Dec 13, 2024
10% owner at · on record since Dec 13, 2024
10% owner at · on record since Mar 28, 2025
Director at · on record since Aug 6, 2007
10% owner at · on record since Feb 10, 2010
10% owner at · on record since Feb 10, 2010
10% owner at · on record since Feb 10, 2010
10% owner at · on record since May 22, 2026
10% owner at · on record since Oct 9, 2007
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2010
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
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10% owner at · on record since Feb 10, 2009
10% owner at · on record since Aug 13, 2025
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Jan 9, 2009
Director at · on record since Dec 30, 2008
Former Member of 13D Group at · on record since May 13, 2008
10% owner at · on record since Dec 23, 2008
10% owner at · on record since Jan 29, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
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10% owner at · on record since Jan 12, 2009
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10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
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10% owner at · on record since Jan 12, 2009
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10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
10% owner at · on record since Jan 12, 2009
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10% owner at · on record since Feb 12, 2009
10% owner at · on record since Feb 11, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Feb 10, 2009
10% owner at · on record since Mar 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Jan 9, 2009
10% owner at · on record since Mar 6, 2009
10% owner at · on record since Mar 6, 2009
10% owner at · on record since Mar 6, 2009
10% owner at · on record since Jun 9, 2009
10% owner at · on record since Jun 9, 2009
10% owner at · on record since Apr 9, 2009
10% owner at · on record since Sep 28, 2009
10% owner at · on record since Sep 11, 2009
10% owner at · on record since Nov 17, 2009
10% owner at · on record since Oct 9, 2009
10% owner at · on record since Dec 4, 2009
10% owner at · on record since Aug 18, 2010
10% owner at · on record since Mar 21, 2011
10% owner at · on record since Mar 21, 2011
10% owner at · on record since Mar 21, 2011
10% owner at · on record since Mar 18, 2011
10% owner at · on record since Mar 18, 2011
10% owner at · on record since Mar 18, 2011
10% owner at · on record since Mar 18, 2011
10% owner at · on record since Mar 17, 2011
10% owner at · on record since Mar 17, 2011
10% owner at · on record since Mar 17, 2011
10% owner at · on record since Mar 17, 2011
10% owner at · on record since Mar 17, 2011
10% owner at · on record since Mar 17, 2011
10% owner at · on record since May 3, 2011
Subsidiary at · on record since Jan 24, 2012
Subsidiary at · on record since Feb 1, 2012
Subsidiary at · on record since Apr 23, 2012
Subsidiary at · on record since Jul 9, 2012
Subsidiary at · on record since Dec 26, 2012
Subsidiary at · on record since Jan 28, 2013
Subsidiary at · on record since Oct 9, 2013
See Remarks at · on record since Apr 18, 2013
10% owner at · on record since May 20, 2026
Subsidiary at · on record since Aug 2, 2013
Subsidiary at · on record since Jan 29, 2014
Subsidiary at · on record since Mar 14, 2014
See Remarks at · on record since Feb 14, 2014
Subsidiary at · on record since Apr 3, 2014
Subsidiary at · on record since Jul 9, 2014
Subsidiary at · on record since Jul 3, 2014
10% owner at · on record since Oct 19, 2005
Subsidiary at · on record since Apr 29, 2015
Subsidiary at · on record since Jul 26, 2016
Subsidiary at · on record since Jul 26, 2016
Subsidiary at · on record since Jul 26, 2016
Subsidiary at · on record since Jul 25, 2016
Subsidiary at · on record since Mar 22, 2017
Subsidiary at · on record since May 23, 2018
10% owner at · on record since Jan 12, 2009

Insider trading activity of MERRILL LYNCH PIERCE FENNER & SMITH INC

Transactions on record: 2,655; since Jan 5, 2007

Open-market buys: 1,295; $23.8M

Open-market sells: 1,308; $78.3M

Companies traded: 136; last filing Mar 17, 2026

Figures computed from official regulatory filings — .

Companies where MERRILL LYNCH PIERCE FENNER & SMITH INC has traded

4 tx · $2.6K · Mar 17, 2026
18 tx · $113.3K · Feb 27, 2026
4 tx · $153.3K · Jan 5, 2026
24 tx · $361.1K · Jan 5, 2026
13 tx · $219K · Dec 22, 2025
39 tx · $482.5K · Nov 12, 2025
2 tx · $1.4K · Aug 13, 2025
2 tx · $795 · Jun 13, 2025
40 tx · $401.6K · Jun 13, 2025
33 tx · $111.3K · Apr 11, 2025
8 tx · $36.4K · Jan 22, 2025
16 tx · $160.3K · Dec 20, 2024
4 tx · $20.2K · Dec 20, 2024
30 tx · $186.4K · Dec 20, 2024

Track record of MERRILL LYNCH PIERCE FENNER & SMITH INC

Statistical track record

Free account

Open-market buys: 1,296

Last buy: Mar 13, 2026

Win rates, median returns and the proven-insider analysis come with a free account.

Transaction history of MERRILL LYNCH PIERCE FENNER & SMITH INC

Co-insiders of MERRILL LYNCH PIERCE FENNER & SMITH INC

This page republishes public regulatory disclosures.

Companies where MERRILL LYNCH PIERCE FENNER & SMITH INC has traded

4 tx · $2.6K · Mar 17, 2026

18 tx · $113.3K · Feb 27, 2026

4 tx · $153.3K · Jan 5, 2026

24 tx · $361.1K · Jan 5, 2026

13 tx · $219K · Dec 22, 2025

39 tx · $482.5K · Nov 12, 2025

2 tx · $1.4K · Aug 13, 2025

2 tx · $795 · Jun 13, 2025

40 tx · $401.6K · Jun 13, 2025

33 tx · $111.3K · Apr 11, 2025

8 tx · $36.4K · Jan 22, 2025

16 tx · $160.3K · Dec 20, 2024

4 tx · $20.2K · Dec 20, 2024

30 tx · $186.4K · Dec 20, 2024

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PIMCO MUNICIPAL INCOME FUND IIListing unverified	Mar 17, 2026	Buy	65	7.74 USD	$503.1	conv 27	SEC
PIMCO MUNICIPAL INCOME FUND IIListing unverified	Mar 17, 2026	Sell	-65	7.63 USD	$496		SEC
Nuveen Municipal Credit Income FundListing unverified	Feb 27, 2026	Buy	8	12.88 USD	$103	conv 44Cluster	SEC
Nuveen Municipal Credit Income FundListing unverified	Feb 27, 2026	Sell	-8	12.97 USD	$103.8		SEC
Nuveen Quality Municipal Income FundListing unverified	Jan 5, 2026	Sell	-6,374	11.99 USD	$76.4K	Unusual size	SEC
Invesco Advantage Municipal Income Trust IIListing on record	Jan 5, 2026	Buy	8,531	9.08 USD	$77.5K	conv 51Unusual size	SEC
Nuveen Quality Municipal Income FundListing unverified	Jan 5, 2026	Buy	6,374	12.01 USD	$76.6K	conv 63Unusual size	SEC
Invesco Advantage Municipal Income Trust IIListing on record	Jan 5, 2026	Sell	-8,531	9.00 USD	$76.8K	Unusual size	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDListing unverified	Dec 22, 2025	Buy	1,000	10.32 USD	$10.3K	conv 30	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDListing unverified	Dec 22, 2025	Sell	-1,000	10.54 USD	$10.5K		SEC
BlackRock Municipal Credit Alpha Portfolio, Inc.Listing unverified	Nov 12, 2025	Sell	-1	12.54 USD	$12.5		SEC
BlackRock Municipal Credit Alpha Portfolio, Inc.Listing unverified	Nov 12, 2025	Buy	1	12.55 USD	$12.6	conv 28	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDListing unverified	Oct 10, 2025	Buy	190	10.62 USD	$2K	conv 27	SEC
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDListing unverified	Oct 10, 2025	Sell	-190	10.62 USD	$2K		SEC
Nuveen Municipal Credit Income FundListing unverified	Oct 7, 2025	Sell	-1,500	12.57 USD	$18.9K	Unusual size	SEC
Nuveen Municipal Credit Income FundListing unverified	Oct 7, 2025	Buy	817	12.53 USD	$10.2K	conv 28	SEC
Nuveen Municipal Credit Income FundListing unverified	Oct 7, 2025	Sell	-750	12.58 USD	$9.4K		SEC
Nuveen Municipal Credit Income FundListing unverified	Oct 7, 2025	Buy	683	12.53 USD	$8.6K	conv 34	SEC
Nuveen Municipal Credit Income FundListing unverified	Oct 7, 2025	Buy	750	12.53 USD	$9.4K	conv 45	SEC
Nuveen Municipal Credit Income FundListing unverified	Oct 1, 2025	Sell	-197	12.40 USD	$2.4K		SEC
Nuveen Municipal Credit Income FundListing unverified	Oct 1, 2025	Buy	197	12.40 USD	$2.4K	conv 28	SEC
Nuveen Municipal Credit Income FundListing unverified	Aug 21, 2025	Buy	300	11.81 USD	$3.5K	conv 26	SEC
Nuveen Municipal Credit Income FundListing unverified	Aug 21, 2025	Sell	-2,100	11.86 USD	$24.9K	Unusual size	SEC
Nuveen Municipal Credit Income FundListing unverified	Aug 21, 2025	Buy	100	11.81 USD	$1.2K	conv 22	SEC
Nuveen Municipal Credit Income FundListing unverified	Aug 21, 2025	Buy	1,400	11.81 USD	$16.5K	conv 31	SEC