Sims Raymond J.

EVP & CFO at Financial Engines, LLC · on record since Nov 23, 2016

Insider trading activity of Sims Raymond J.

Transactions on record: 307; since Mar 19, 2010

Open-market buys: 0

Open-market sells: 96; $21.3M

Companies traded: 1; last filing May 12, 2017

Figures computed from official regulatory filings — .

Companies where Sims Raymond J. has traded

Financial Engines, LLC307 tx · $28.9M · May 12, 2017

Track record of Sims Raymond J.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Sims Raymond J.

Co-insiders of Sims Raymond J.

ANDERSON JAMES CFinancial Engines, LLC
Antone Lewis JRFinancial Engines, LLC
BARRIS PETER JFinancial Engines, LLC
Behrman Deborah J.Financial Engines, LLC
Berg-Lacy E. OlenaFinancial Engines, LLC
BOWER JUNEFinancial Engines, LLC
Bunch JohnFinancial Engines, LLC
Campbell Michael JeromeFinancial Engines, LLC
Cheong Chung MengFinancial Engines, LLC
Costello Mark PeterFinancial Engines, LLC
Cruse Gina MFinancial Engines, LLC
ELMORE WILLIAM BFinancial Engines, LLC
FC LEADERSHIP MANAGEMENT CO LLCFinancial Engines, LLC
Fine Kenneth M.Financial Engines, LLC
Foster Craig LFinancial Engines, LLC
Foundation Capital Entrepreneurs Fund, LLCFinancial Engines, LLC
FOUNDATION CAPITAL LEADERSHIP FUND LPFinancial Engines, LLC
FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLCFinancial Engines, LLC
FOUNDATION CAPITAL LPFinancial Engines, LLC
FOUNDATION CAPITAL MANAGEMENT CO LLCFinancial Engines, LLC
Gamble PaulFinancial Engines, LLC
GOULD KATHRYN CFinancial Engines, LLC
GRACE JEFFREY CFinancial Engines, LLC
GROSSER ADAMFinancial Engines, LLC
Grossman Blake R.Financial Engines, LLC
GRUNDFEST JOSEPHFinancial Engines, LLC
Hallee Garry W.Financial Engines, LLC
HURET ROBERT AFinancial Engines, LLC
Jones Christopher L.Financial Engines, LLC
KAYE CHARLES RFinancial Engines, LLC
KOONTZ PAUL GFinancial Engines, LLC
KRAMLICH C RICHARDFinancial Engines, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Financial Engines, LLCListing unverified	May 12, 2017	Sell	-20,000	39.95 USD	$799K		SEC
Financial Engines, LLCListing unverified	May 12, 2017	Exercise	20,000	31.43 USD	$628.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 12, 2017	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 12, 2017	ExerciseD (derivative)	-10,166	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 12, 2017	Sell	-10,166	39.85 USD	$405.1K		SEC
Financial Engines, LLCListing unverified	May 12, 2017	Exercise	10,166	31.43 USD	$319.5K		SEC
Financial Engines, LLCListing unverified	May 9, 2017	Sell	-20,000	39.26 USD	$785.2K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 9, 2017	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 9, 2017	Exercise	20,000	31.43 USD	$628.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 5, 2017	Sell	-9,140	42.23 USD	$386K		SEC
Financial Engines, LLCListing unverified	May 3, 2017	Sell	-15,549	42.55 USD	$661.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 3, 2017	ExerciseD (derivative)	-15,459	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 3, 2017	Exercise	15,459	26.43 USD	$408.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 3, 2017	Sell	-9,100	42.51 USD	$386.8K		SEC
Financial Engines, LLCListing unverified	May 3, 2017	ExerciseD (derivative)	-9,100	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 3, 2017	Exercise	9,100	26.22 USD	$238.6K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Other	-2,102	42.45 USD	$89.2K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	ExerciseD (derivative)	-5,591	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Other	-714	42.45 USD	$30.3K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	ExerciseD (derivative)	-1,899	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Exercise	5,591	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Exercise	1,899	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Dec 16, 2016	Exercise	6,420	21.39 USD	$137.3K		SEC
Financial Engines, LLCListing unverified	Dec 16, 2016	Exercise	10,000	26.22 USD	$262.2K	Unusual size	SEC
Financial Engines, LLCListing unverified	Dec 16, 2016	Sell	-16,420	37.80 USD	$620.7K	Unusual size	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Financial Engines, LLCListing unverified	May 12, 2017	Sell	-20,000	39.95 USD	$799K		SEC
Financial Engines, LLCListing unverified	May 12, 2017	Exercise	20,000	31.43 USD	$628.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 12, 2017	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 12, 2017	ExerciseD (derivative)	-10,166	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 12, 2017	Sell	-10,166	39.85 USD	$405.1K		SEC
Financial Engines, LLCListing unverified	May 12, 2017	Exercise	10,166	31.43 USD	$319.5K		SEC
Financial Engines, LLCListing unverified	May 9, 2017	Sell	-20,000	39.26 USD	$785.2K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 9, 2017	ExerciseD (derivative)	-20,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 9, 2017	Exercise	20,000	31.43 USD	$628.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 5, 2017	Sell	-9,140	42.23 USD	$386K		SEC
Financial Engines, LLCListing unverified	May 3, 2017	Sell	-15,549	42.55 USD	$661.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 3, 2017	ExerciseD (derivative)	-15,459	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 3, 2017	Exercise	15,459	26.43 USD	$408.6K	Unusual size	SEC
Financial Engines, LLCListing unverified	May 3, 2017	Sell	-9,100	42.51 USD	$386.8K		SEC
Financial Engines, LLCListing unverified	May 3, 2017	ExerciseD (derivative)	-9,100	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	May 3, 2017	Exercise	9,100	26.22 USD	$238.6K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Other	-2,102	42.45 USD	$89.2K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	ExerciseD (derivative)	-5,591	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Other	-714	42.45 USD	$30.3K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	ExerciseD (derivative)	-1,899	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Exercise	5,591	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2017	Exercise	1,899	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Dec 16, 2016	Exercise	6,420	21.39 USD	$137.3K		SEC
Financial Engines, LLCListing unverified	Dec 16, 2016	Exercise	10,000	26.22 USD	$262.2K	Unusual size	SEC
Financial Engines, LLCListing unverified	Dec 16, 2016	Sell	-16,420	37.80 USD	$620.7K	Unusual size	SEC