Raffone Lawrence M.

Director at Financial Engines, LLC · on record since Feb 27, 2015
President & CEO at Financial Engines, LLC · on record since Apr 4, 2017

Insider trading activity of Raffone Lawrence M.

Transactions on record: 298; since Sep 8, 2010

Open-market buys: 1; $428.1K

Open-market sells: 76; $27.4M

Companies traded: 1; last filing Jul 23, 2018

Figures computed from official regulatory filings — .

Companies where Raffone Lawrence M. has traded

Financial Engines, LLC298 tx · $38.3M · Jul 23, 2018

Track record of Raffone Lawrence M.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Raffone Lawrence M.

Co-insiders of Raffone Lawrence M.

ANDERSON JAMES CFinancial Engines, LLC
Antone Lewis JRFinancial Engines, LLC
BARRIS PETER JFinancial Engines, LLC
Behrman Deborah J.Financial Engines, LLC
Berg-Lacy E. OlenaFinancial Engines, LLC
BOWER JUNEFinancial Engines, LLC
Bunch JohnFinancial Engines, LLC
Campbell Michael JeromeFinancial Engines, LLC
Cheong Chung MengFinancial Engines, LLC
Costello Mark PeterFinancial Engines, LLC
Cruse Gina MFinancial Engines, LLC
ELMORE WILLIAM BFinancial Engines, LLC
FC LEADERSHIP MANAGEMENT CO LLCFinancial Engines, LLC
Fine Kenneth M.Financial Engines, LLC
Foster Craig LFinancial Engines, LLC
Foundation Capital Entrepreneurs Fund, LLCFinancial Engines, LLC
FOUNDATION CAPITAL LEADERSHIP FUND LPFinancial Engines, LLC
FOUNDATION CAPITAL LEADERSHIP PRINCIPALS FUND LLCFinancial Engines, LLC
FOUNDATION CAPITAL LPFinancial Engines, LLC
FOUNDATION CAPITAL MANAGEMENT CO LLCFinancial Engines, LLC
Gamble PaulFinancial Engines, LLC
GOULD KATHRYN CFinancial Engines, LLC
GRACE JEFFREY CFinancial Engines, LLC
GROSSER ADAMFinancial Engines, LLC
Grossman Blake R.Financial Engines, LLC
GRUNDFEST JOSEPHFinancial Engines, LLC
Hallee Garry W.Financial Engines, LLC
HURET ROBERT AFinancial Engines, LLC
Jones Christopher L.Financial Engines, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-39,420	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	Other	-94,387	45.00 USD	$4.2M	Unusual size	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-155,445	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-54,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-69,380	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-126,442	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-8,352	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-32,688	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-202,378	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-236,074	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-35,554	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-9,640	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-42,701	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-87,485	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	AwardD (derivative)	155,445	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	ExerciseD (derivative)	-3,017	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	ExerciseD (derivative)	-11,851	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Exercise	3,017	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Other	-1,206	35.90 USD	$43.3K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	AwardD (derivative)	54,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Other	-5,268	35.90 USD	$189.1K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Exercise	21,350	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	ExerciseD (derivative)	-21,350	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Exercise	11,851	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Other	-9,491	35.90 USD	$340.7K	Unusual size	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-39,420	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	Other	-94,387	45.00 USD	$4.2M	Unusual size	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-155,445	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-54,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-69,380	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-126,442	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-8,352	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-32,688	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-202,378	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-236,074	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-35,554	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-9,640	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-42,701	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-87,485	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	AwardD (derivative)	155,445	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	ExerciseD (derivative)	-3,017	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	ExerciseD (derivative)	-11,851	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Exercise	3,017	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Other	-1,206	35.90 USD	$43.3K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	AwardD (derivative)	54,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Other	-5,268	35.90 USD	$189.1K		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Exercise	21,350	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	ExerciseD (derivative)	-21,350	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Exercise	11,851	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Financial Engines, LLCListing unverified	Feb 28, 2018	Other	-9,491	35.90 USD	$340.7K	Unusual size	SEC