GRUNDFEST JOSEPH

Director at Oracle Systems · on record since Jan 31, 2006
Director at Financial Engines, LLC · on record since Mar 19, 2010
Director at KKR & Co. Inc. · on record since Jul 15, 2010

Insider trading activity of GRUNDFEST JOSEPH

Transactions on record: 118; since Jun 2, 2004

Open-market buys: 1; $67K

Open-market sells: 27; $18.4M

Companies traded: 4; last filing Oct 21, 2022

Figures computed from official regulatory filings — .

Companies where GRUNDFEST JOSEPH has traded

KKR & Co. Inc.33 tx · Oct 21, 2022
Financial Engines, LLC81 tx · $24.6M · Jul 23, 2018
ORACLE CORP1 tx · Jun 1, 2006
Oracle Systems3 tx · $67K · Jun 2, 2005

Track record of GRUNDFEST JOSEPH

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of GRUNDFEST JOSEPH

Co-insiders of GRUNDFEST JOSEPH

ANDERSON JAMES CFinancial Engines, LLC
Antone Lewis JRFinancial Engines, LLC
BAE JOSEPH YKKR & Co. Inc.
BARAKETT TIMOTHY RKKR & Co. Inc.
BARRIS PETER JFinancial Engines, LLC
Behrman Deborah J.Financial Engines, LLC
BERG JEFFREYOracle Systems
Berg-Lacy E. OlenaFinancial Engines, LLC
BINGHAM H RAYMONDOracle Systems
BLOCK KEITHOracle Systems
BOSKIN MICHAEL JOracle Systems
BOWER JUNEFinancial Engines, LLC
Brown Adriane MKKR & Co. Inc.
Bunch JohnFinancial Engines, LLC
Campbell Michael JeromeFinancial Engines, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
KKR & Co. Inc.Listing on record	Oct 21, 2022	Award	4,134	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Dec 10, 2021	Award	2,479	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Nov 4, 2020	Award	4,280	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Nov 1, 2019	Award	5,205	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2019	ExerciseD (derivative)	-6,539	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2019	Exercise	6,539	—	n/a (No price was disclosed in the filing)	SEC
KKR & Co. Inc.Listing on record	Oct 29, 2018	AwardD (derivative)	6,539	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2018	Exercise	7,372	—	n/a (No price was disclosed in the filing)	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2018	ExerciseD (derivative)	-7,372	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-2,567	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-4,482	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	Other	-110,500	45.00 USD	$5M	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-2,517	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-1,224	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	Other	-26,290	45.00 USD	$1.2M	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jun 11, 2018	Sell	-27,250	44.82 USD	$1.2M	SEC
Financial Engines, LLCListing unverified	Jun 11, 2018	Gift	-22,250	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 23, 2018	ExerciseD (derivative)	-1,255	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 23, 2018	AwardD (derivative)	4,482	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 23, 2018	Exercise	1,255	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	ExerciseD (derivative)	-1,224	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	Exercise	6,309	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	ExerciseD (derivative)	-2,568	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	ExerciseD (derivative)	-2,517	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
KKR & Co. Inc.Listing on record	Oct 21, 2022	Award	4,134	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Dec 10, 2021	Award	2,479	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Nov 4, 2020	Award	4,280	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Nov 1, 2019	Award	5,205	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2019	ExerciseD (derivative)	-6,539	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2019	Exercise	6,539	—	n/a (No price was disclosed in the filing)	SEC
KKR & Co. Inc.Listing on record	Oct 29, 2018	AwardD (derivative)	6,539	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2018	Exercise	7,372	—	n/a (No price was disclosed in the filing)	SEC
KKR & Co. Inc.Listing on record	Oct 3, 2018	ExerciseD (derivative)	-7,372	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-2,567	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-4,482	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	Other	-110,500	45.00 USD	$5M	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-2,517	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-1,224	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	Other	-26,290	45.00 USD	$1.2M	SEC
Financial Engines, LLCListing unverified	Jul 23, 2018	OtherD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	Jun 11, 2018	Sell	-27,250	44.82 USD	$1.2M	SEC
Financial Engines, LLCListing unverified	Jun 11, 2018	Gift	-22,250	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 23, 2018	ExerciseD (derivative)	-1,255	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 23, 2018	AwardD (derivative)	4,482	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 23, 2018	Exercise	1,255	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	ExerciseD (derivative)	-1,224	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	Exercise	6,309	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	ExerciseD (derivative)	-2,568	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Financial Engines, LLCListing unverified	May 17, 2018	ExerciseD (derivative)	-2,517	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC