SIMON JOHN

Director at NEUROGEN CORP · on record since Mar 16, 2006
Director at CARDICA INC · on record since Feb 10, 2006
Director at Northern Power Systems Corp. · on record since May 13, 2014
10% owner at Northern Power Systems Corp. · on record since Jun 10, 2015

Insider trading activity of SIMON JOHN

Transactions on record: 114; since Dec 23, 2003

Open-market buys: 51; $2.8M

Open-market sells: 0

Companies traded: 3; last filing Jun 16, 2017

Figures computed from official regulatory filings — .

Companies where SIMON JOHN has traded

Northern Power Systems Corp.12 tx · $811.2K · Jun 16, 2017
CARDICA INC65 tx · $2.7M · Dec 15, 2014
NEUROGEN CORP37 tx · $816.2K · Dec 17, 2009

Track record of SIMON JOHN

Statistical track record

Free

Open-market buys: 54

Last buy: Dec 8, 2016

Win rates and median returns are available with a free account (5 insiders/month).

Transaction history of SIMON JOHN

Co-insiders of SIMON JOHN

afzal Thomas ACARDICA INC
Allen & CO LLCNorthern Power Systems Corp.
Allen Herbert A IIINorthern Power Systems Corp.
ALLEN OPERATIONS LLCNorthern Power Systems Corp.
ANDERSON DAVID LCARDICA INC
Baker Biotech Capital (GP), LLCNEUROGEN CORP
Baker Biotech Capital II (GP), LLCNEUROGEN CORP
Baker Biotech Capital III (GP), LLCNEUROGEN CORP
Baker Biotech Capital II (Z) (GP), LLCNEUROGEN CORP
Baker Bros. Capital (GP), LLCNEUROGEN CORP
BAKER FELIXNEUROGEN CORP
BAKER G LEONARD JRCARDICA INC
Baker Investments LLCNorthern Power Systems Corp.
BAKER JULIANNEUROGEN CORP
Baker Marcus D.Northern Power Systems Corp.
Baker / Tisch Capital (GP), LLCNEUROGEN CORP
Bates Michael A.CARDICA INC
Bauer Frederick MCARDICA INC
BIOTECHNOLOGY VALUE FUND II LPNEUROGEN CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
Northern Power Systems Corp.	Jun 16, 2017	Award	185,039	0.16 USD	$29.6K	SEC
Northern Power Systems Corp.	Dec 8, 2016	Buy	168,462	0.25 USD	$42.1K	SEC
Northern Power Systems Corp.	Dec 8, 2016	Buy	401,279	0.25 USD	$100.3K	SEC
Northern Power Systems Corp.	Dec 2, 2016	Award	36,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Nov 28, 2016	Award	30,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Aug 25, 2015	Award	81,691	0.44 USD	$35.9K	SEC
Northern Power Systems Corp.	Aug 25, 2015	Award	15,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Aug 25, 2015	Buy	972,000	0.44 USD	$427.7K	SEC
Northern Power Systems Corp.	Jun 10, 2015	Buy	247,300	0.71 USD	$175.6K	SEC
CARDICA INC	Dec 15, 2014	AwardD (derivative)	25,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	621,692	0.00 USD	—	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	-621,692	0.00 USD	—	SEC
CARDICA INC	Sep 23, 2014	AwardD (derivative)	25,000	0.00 USD	—	SEC
Northern Power Systems Corp.	May 13, 2014	AwardD (derivative)	20,000	0.00 USD	—	SEC
CARDICA INC	Nov 14, 2013	AwardD (derivative)	12,200	1.14 USD	$13.9K	SEC
CARDICA INC	Mar 22, 2013	Award	283,000	1.05 USD	$297.2K	SEC
CARDICA INC	Nov 14, 2012	AwardD (derivative)	12,200	1.15 USD	$14K	SEC
CARDICA INC	Feb 14, 2012	Buy	150,000	1.65 USD	$247.5K	SEC
CARDICA INC	Nov 18, 2011	AwardD (derivative)	12,200	2.13 USD	$26K	SEC
CARDICA INC	Nov 16, 2010	AwardD (derivative)	12,200	0.00 USD	—	SEC
NEUROGEN CORP	Dec 17, 2009	AwardD (derivative)	2,500	0.00	—	SEC
CARDICA INC	Nov 12, 2009	AwardD (derivative)	12,200	1.12	$13.7K	SEC
CARDICA INC	Oct 2, 2009	BuyD (derivative)	199,601	1.25	$249.5K	SEC
CARDICA INC	Oct 2, 2009	Buy	399,202	1.25	$499K	SEC
NEUROGEN CORP	Sep 16, 2009	AwardD (derivative)	2,500	0.00	—	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
Northern Power Systems Corp.	Jun 16, 2017	Award	185,039	0.16 USD	$29.6K	SEC
Northern Power Systems Corp.	Dec 8, 2016	Buy	168,462	0.25 USD	$42.1K	SEC
Northern Power Systems Corp.	Dec 8, 2016	Buy	401,279	0.25 USD	$100.3K	SEC
Northern Power Systems Corp.	Dec 2, 2016	Award	36,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Nov 28, 2016	Award	30,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Aug 25, 2015	Award	81,691	0.44 USD	$35.9K	SEC
Northern Power Systems Corp.	Aug 25, 2015	Award	15,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Aug 25, 2015	Buy	972,000	0.44 USD	$427.7K	SEC
Northern Power Systems Corp.	Jun 10, 2015	Buy	247,300	0.71 USD	$175.6K	SEC
CARDICA INC	Dec 15, 2014	AwardD (derivative)	25,000	0.00 USD	—	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	621,692	0.00 USD	—	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	-621,692	0.00 USD	—	SEC
CARDICA INC	Sep 23, 2014	AwardD (derivative)	25,000	0.00 USD	—	SEC
Northern Power Systems Corp.	May 13, 2014	AwardD (derivative)	20,000	0.00 USD	—	SEC
CARDICA INC	Nov 14, 2013	AwardD (derivative)	12,200	1.14 USD	$13.9K	SEC
CARDICA INC	Mar 22, 2013	Award	283,000	1.05 USD	$297.2K	SEC
CARDICA INC	Nov 14, 2012	AwardD (derivative)	12,200	1.15 USD	$14K	SEC
CARDICA INC	Feb 14, 2012	Buy	150,000	1.65 USD	$247.5K	SEC
CARDICA INC	Nov 18, 2011	AwardD (derivative)	12,200	2.13 USD	$26K	SEC
CARDICA INC	Nov 16, 2010	AwardD (derivative)	12,200	0.00 USD	—	SEC
NEUROGEN CORP	Dec 17, 2009	AwardD (derivative)	2,500	0.00	—	SEC
CARDICA INC	Nov 12, 2009	AwardD (derivative)	12,200	1.12	$13.7K	SEC
CARDICA INC	Oct 2, 2009	BuyD (derivative)	199,601	1.25	$249.5K	SEC
CARDICA INC	Oct 2, 2009	Buy	399,202	1.25	$499K	SEC
NEUROGEN CORP	Sep 16, 2009	AwardD (derivative)	2,500	0.00	—	SEC