ELLIS ALEXANDER III

Director at Comverge, Inc. · on record since Apr 19, 2007
10% owner at Comverge, Inc. · on record since Apr 12, 2007
10% owner at SATCON TECHNOLOGY CORP · on record since Dec 27, 2007
Director at CLEAN DIESEL TECHNOLOGIES INC · on record since Oct 19, 2010
10% owner at CLEAN DIESEL TECHNOLOGIES INC · on record since Oct 19, 2010
Director at Northern Power Systems Corp. · on record since May 13, 2014
10% owner at Northern Power Systems Corp. · on record since May 2, 2014
Director at SOLV Energy, Inc. · on record since Nov 18, 2005

Insider trading activity of ELLIS ALEXANDER III

Transactions on record: 32; since Nov 18, 2005

Open-market buys: 0

Open-market sells: 0

Companies traded: 5; last filing May 30, 2017

Figures computed from official regulatory filings — methodology.

Companies where ELLIS ALEXANDER III has traded

Northern Power Systems Corp.11 tx · May 30, 2017
CLEAN DIESEL TECHNOLOGIES INC5 tx · May 23, 2014
SATCON TECHNOLOGY CORP11 tx · Oct 1, 2010
Comverge, Inc.2 tx · May 17, 2007
SOLV Energy, Inc.3 tx · Nov 18, 2005

Track record of ELLIS ALEXANDER III

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of ELLIS ALEXANDER III

Co-insiders of ELLIS ALEXANDER III

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Company	Filed	Type	Qty	Price	Value · USD	Src
Northern Power Systems Corp.	May 30, 2017	Award	30,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Dec 2, 2016	Award	30,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Nov 28, 2016	Award	30,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Aug 26, 2015	Award	15,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	1,779,522	0.00 USD	$0	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	-1,779,522	0.00 USD	$0	SEC
Northern Power Systems Corp.	Nov 12, 2014	Other	-899,761	0.00 USD	$0	SEC
Northern Power Systems Corp.	Nov 12, 2014	Other	899,761	0.00 USD	$0	SEC
Northern Power Systems Corp.	Oct 2, 2014	Other	-889,762	0.00 USD	$0	SEC
Northern Power Systems Corp.	Oct 2, 2014	Other	889,762	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	May 23, 2014	AwardD	11,764	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	May 23, 2014	AwardD	5,882	0.00 USD	$0	SEC
Northern Power Systems Corp.	May 13, 2014	AwardD	20,000	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	Nov 14, 2012	AwardD	5,000	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	Dec 2, 2011	AwardD	5,000	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	Nov 18, 2010	AwardD	5,000	0.00 USD	$0	SEC
SATCON TECHNOLOGY CORP	Oct 1, 2010	AwardD	247,982	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	94,456	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	147,680	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	29,030	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	23,000	0.00	$0	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	10,747	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 8, 2009	AwardD	46,427	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 8, 2009	AwardD	6,063	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 8, 2009	AwardD	22,000	0.00	$0	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
Northern Power Systems Corp.	May 30, 2017	Award	30,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Dec 2, 2016	Award	30,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Nov 28, 2016	Award	30,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Aug 26, 2015	Award	15,000	0.00 USD	$0	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	1,779,522	0.00 USD	$0	SEC
Northern Power Systems Corp.	Dec 2, 2014	Other	-1,779,522	0.00 USD	$0	SEC
Northern Power Systems Corp.	Nov 12, 2014	Other	-899,761	0.00 USD	$0	SEC
Northern Power Systems Corp.	Nov 12, 2014	Other	899,761	0.00 USD	$0	SEC
Northern Power Systems Corp.	Oct 2, 2014	Other	-889,762	0.00 USD	$0	SEC
Northern Power Systems Corp.	Oct 2, 2014	Other	889,762	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	May 23, 2014	AwardD	11,764	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	May 23, 2014	AwardD	5,882	0.00 USD	$0	SEC
Northern Power Systems Corp.	May 13, 2014	AwardD	20,000	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	Nov 14, 2012	AwardD	5,000	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	Dec 2, 2011	AwardD	5,000	0.00 USD	$0	SEC
CLEAN DIESEL TECHNOLOGIES INC	Nov 18, 2010	AwardD	5,000	0.00 USD	$0	SEC
SATCON TECHNOLOGY CORP	Oct 1, 2010	AwardD	247,982	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	94,456	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	147,680	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	29,030	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	23,000	0.00	$0	SEC
SATCON TECHNOLOGY CORP	Jul 12, 2010	AwardD	10,747	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 8, 2009	AwardD	46,427	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 8, 2009	AwardD	6,063	—	—	SEC
SATCON TECHNOLOGY CORP	Jul 8, 2009	AwardD	22,000	0.00	$0	SEC