SHAFF KAREN E

10% owner at PRINCIPAL FINANCIAL GROUP INC · on record since Feb 26, 2014
Exec. VP and General Counsel at PRINCIPAL FINANCIAL GROUP INC · on record since Feb 26, 2004
Exec VP, Gen Cousnel, Dir -PGI at Principal Real Asset Fund · on record since Jun 27, 2019

Insider trading activity of SHAFF KAREN E

Transactions on record: 166; since Aug 5, 2003

Open-market buys: 0

Open-market sells: 19; $25M

Companies traded: 1; last filing Jun 30, 2020

Figures computed from official regulatory filings — .

Companies where SHAFF KAREN E has traded

PRINCIPAL FINANCIAL GROUP INC166 tx · $39.2M · Jun 30, 2020

Track record of SHAFF KAREN E

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SHAFF KAREN E

Co-insiders of SHAFF KAREN E

Bhatia KamalPRINCIPAL FINANCIAL GROUP INC +1
Djurasovic GeorgePRINCIPAL FINANCIAL GROUP INC +1
Dunbar Timothy MarkPRINCIPAL FINANCIAL GROUP INC +1
Halter Patrick GregoryPRINCIPAL FINANCIAL GROUP INC +1
Houston Daniel JosephPRINCIPAL FINANCIAL GROUP INC +1
McCullum Kenneth A.PRINCIPAL FINANCIAL GROUP INC +1
STRABLE-SOETHOUT DEANNA DPRINCIPAL FINANCIAL GROUP INC +1
Agrawal VivekPRINCIPAL FINANCIAL GROUP INC
ASCHENBRENNER JOHN EPRINCIPAL FINANCIAL GROUP INC
Auerbach JonathanPRINCIPAL FINANCIAL GROUP INC
BALLANTINE ELIZABETHPrincipal Real Asset Fund
BARNES LEROYPrincipal Real Asset Fund
BEAMS MALIZ EPRINCIPAL FINANCIAL GROUP INC
Beer Michael JPrincipal Real Asset Fund
BERNARD BETSY JPRINCIPAL FINANCIAL GROUP INC
Blake David MichaelPrincipal Real Asset Fund
Bollin Tracy WPrincipal Real Asset Fund
Brown Timothy W.PRINCIPAL FINANCIAL GROUP INC
Bush JessicaPrincipal Real Asset Fund
CARTER MILLER JOYCELYNPRINCIPAL FINANCIAL GROUP INC
Cheong Wee YeePRINCIPAL FINANCIAL GROUP INC
ClearBridge RARE Infrastructure (North America) Pty LtdPrincipal Real Asset Fund
COSTLEY GARY EPRINCIPAL FINANCIAL GROUP INC
Damos CraigPrincipal Real Asset Fund
DAN MICHAEL TPRINCIPAL FINANCIAL GROUP INC
Davis Danielle EPrincipal Real Asset Fund

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 30, 2020	Award	203	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Mar 31, 2020	Award	240	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2020	AwardD (derivative)	50,015	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2020	Award	7,330	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 31, 2019	Award	139	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 1, 2019	Award	131	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 2, 2019	Award	127	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2019	Award	145	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 27, 2019	Award	15,677	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 27, 2019	AwardD (derivative)	48,215	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2019	Award	165	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 2, 2018	Award	119	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 3, 2018	Award	128	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	Award	108	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	Award	9,865	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	AwardD (derivative)	32,465	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	Award	88	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2017	Gift	-3,800	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	Sell	-9,806	69.51 USD	$681.6K	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	ExerciseD (derivative)	-40,755	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	Sell	-40,755	69.51 USD	$2.8M	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	Exercise	40,755	30.70 USD	$1.3M	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 7, 2017	Gift	-6,400	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 20, 2017	Exercise	10,588	34.26 USD	$362.7K	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 20, 2017	Sell	-10,588	68.01 USD	$720.1K	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 30, 2020	Award	203	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Mar 31, 2020	Award	240	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2020	AwardD (derivative)	50,015	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2020	Award	7,330	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 31, 2019	Award	139	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 1, 2019	Award	131	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 2, 2019	Award	127	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2019	Award	145	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 27, 2019	Award	15,677	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 27, 2019	AwardD (derivative)	48,215	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2019	Award	165	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 2, 2018	Award	119	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 3, 2018	Award	128	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	Award	108	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	Award	9,865	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	AwardD (derivative)	32,465	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	Award	88	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2017	Gift	-3,800	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	Sell	-9,806	69.51 USD	$681.6K	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	ExerciseD (derivative)	-40,755	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	Sell	-40,755	69.51 USD	$2.8M	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	Exercise	40,755	30.70 USD	$1.3M	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 7, 2017	Gift	-6,400	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 20, 2017	Exercise	10,588	34.26 USD	$362.7K	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 20, 2017	Sell	-10,588	68.01 USD	$720.1K	SEC