ASCHENBRENNER JOHN E

President - Ins. & Fin. Svcs. at PRINCIPAL FINANCIAL GROUP INC · on record since Feb 26, 2004

Insider trading activity of ASCHENBRENNER JOHN E

Transactions on record: 48; since Dec 10, 2003

Open-market buys: 0

Open-market sells: 6; $5.4M

Companies traded: 1; last filing Dec 8, 2009

Figures computed from official regulatory filings — .

Companies where ASCHENBRENNER JOHN E has traded

PRINCIPAL FINANCIAL GROUP INC48 tx · $9.2M · Dec 8, 2009

Track record of ASCHENBRENNER JOHN E

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of ASCHENBRENNER JOHN E

Co-insiders of ASCHENBRENNER JOHN E

Agrawal VivekPRINCIPAL FINANCIAL GROUP INC
Auerbach JonathanPRINCIPAL FINANCIAL GROUP INC
BEAMS MALIZ EPRINCIPAL FINANCIAL GROUP INC
BERNARD BETSY JPRINCIPAL FINANCIAL GROUP INC
Bhatia KamalPRINCIPAL FINANCIAL GROUP INC
Brown Timothy W.PRINCIPAL FINANCIAL GROUP INC
CARTER MILLER JOYCELYNPRINCIPAL FINANCIAL GROUP INC
Cheong Wee YeePRINCIPAL FINANCIAL GROUP INC
COSTLEY GARY EPRINCIPAL FINANCIAL GROUP INC
DAN MICHAEL TPRINCIPAL FINANCIAL GROUP INC
Djurasovic GeorgePRINCIPAL FINANCIAL GROUP INC
DRURY DAVID YPRINCIPAL FINANCIAL GROUP INC
Dunbar Timothy MarkPRINCIPAL FINANCIAL GROUP INC
Elming Gregory BernardPRINCIPAL FINANCIAL GROUP INC
Eucher Ralph CraigPRINCIPAL FINANCIAL GROUP INC
Everett Nora MaryPRINCIPAL FINANCIAL GROUP INC
FERRO DENNIS HPRINCIPAL FINANCIAL GROUP INC
Friedrich Amy ChristinePRINCIPAL FINANCIAL GROUP INC
GELATT DANIELPRINCIPAL FINANCIAL GROUP INC
GERSIE MICHAEL HPRINCIPAL FINANCIAL GROUP INC
GRISWELL J BARRYPRINCIPAL FINANCIAL GROUP INC
Halter Patrick GregoryPRINCIPAL FINANCIAL GROUP INC
HELTON SANDRA LPRINCIPAL FINANCIAL GROUP INC
HOCHSCHILD ROGER CPRINCIPAL FINANCIAL GROUP INC
Houston Daniel JosephPRINCIPAL FINANCIAL GROUP INC
JOHNSON CHARLES SPRINCIPAL FINANCIAL GROUP INC
Kay Kathleen BPRINCIPAL FINANCIAL GROUP INC
KERR WILLIAM TPRINCIPAL FINANCIAL GROUP INC
KEYSER RICHARD LPRINCIPAL FINANCIAL GROUP INC
Lagomarcino Mark S.PRINCIPAL FINANCIAL GROUP INC
LAMALE ELLEN ZPRINCIPAL FINANCIAL GROUP INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2009	AwardD (derivative)	2.3	24.09	$55.4		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2009	Award	1,153	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2009	Award	291	23.99	$7K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2009	AwardD (derivative)	151,030	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2009	Award	34,417	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 10, 2009	Award	21,275	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 10, 2009	Other	-7,049	16.83	$118.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 9, 2008	AwardD (derivative)	2.6	19.20	$49.9		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 9, 2008	Award	484	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2008	AwardD (derivative)	58,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 11, 2007	Award	275	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 11, 2007	AwardD (derivative)	1.5	66.60	$99.9	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 1, 2007	Exercise	15,000	27.57	$413.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 1, 2007	Sell	-15,000	68.00	$1M		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 1, 2007	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 12, 2007	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 12, 2007	Sell	-15,000	66.00	$990K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 12, 2007	Exercise	15,000	27.57	$413.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2007	Sell	-15,000	64.00	$960K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2007	Exercise	15,000	27.57	$413.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2007	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2007	AwardD (derivative)	47,380	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 19, 2006	AwardD (derivative)	1.5	58.50	$87.8	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 19, 2006	Award	276	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 5, 2006	Exercise	15,205	27.48	$417.8K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2009	AwardD (derivative)	2.3	24.09	$55.4		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2009	Award	1,153	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 8, 2009	Award	291	23.99	$7K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2009	AwardD (derivative)	151,030	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 26, 2009	Award	34,417	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 10, 2009	Award	21,275	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 10, 2009	Other	-7,049	16.83	$118.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 9, 2008	AwardD (derivative)	2.6	19.20	$49.9		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 9, 2008	Award	484	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2008	AwardD (derivative)	58,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 11, 2007	Award	275	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 11, 2007	AwardD (derivative)	1.5	66.60	$99.9	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 1, 2007	Exercise	15,000	27.57	$413.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 1, 2007	Sell	-15,000	68.00	$1M		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 1, 2007	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 12, 2007	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 12, 2007	Sell	-15,000	66.00	$990K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 12, 2007	Exercise	15,000	27.57	$413.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2007	Sell	-15,000	64.00	$960K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2007	Exercise	15,000	27.57	$413.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2007	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2007	AwardD (derivative)	47,380	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 19, 2006	AwardD (derivative)	1.5	58.50	$87.8	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 19, 2006	Award	276	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 5, 2006	Exercise	15,205	27.48	$417.8K		SEC