MCCAUGHAN JAMES P

Director of Sub-Advisor at Principal Real Estate Income Fund · on record since Oct 28, 2013
President - Global Asset Mgmt. at PRINCIPAL FINANCIAL GROUP INC · on record since Feb 26, 2004

Insider trading activity of MCCAUGHAN JAMES P

Transactions on record: 455; since Aug 5, 2003

Open-market buys: 1; $394.9K

Open-market sells: 98; $48.2M

Companies traded: 2; last filing Sep 5, 2018

Figures computed from official regulatory filings — .

Companies where MCCAUGHAN JAMES P has traded

PRINCIPAL FINANCIAL GROUP INC454 tx · $78.6M · Sep 5, 2018
Principal Real Estate Income Fund1 tx · $394.9K · Oct 28, 2013

Track record of MCCAUGHAN JAMES P

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of MCCAUGHAN JAMES P

Co-insiders of MCCAUGHAN JAMES P

Halter Patrick GregoryPRINCIPAL FINANCIAL GROUP INC +1
LAWLER JULIA MPRINCIPAL FINANCIAL GROUP INC +1
Agrawal VivekPRINCIPAL FINANCIAL GROUP INC
Akins Michael TPrincipal Real Estate Income Fund
AKSELROD SHARON RPrincipal Real Estate Income Fund
ALPS ADVISORS INCPrincipal Real Estate Income Fund
ALPS HOLDINGS INCPrincipal Real Estate Income Fund
ASCHENBRENNER JOHN EPRINCIPAL FINANCIAL GROUP INC
Auerbach JonathanPRINCIPAL FINANCIAL GROUP INC
BEAMS MALIZ EPRINCIPAL FINANCIAL GROUP INC
BERNARD BETSY JPRINCIPAL FINANCIAL GROUP INC
Best RobPrincipal Real Estate Income Fund
Bhatia KamalPRINCIPAL FINANCIAL GROUP INC
Brown Timothy W.PRINCIPAL FINANCIAL GROUP INC
Buchanan Patrick DPrincipal Real Estate Income Fund
Buhler David T.Principal Real Estate Income Fund
Bullington StephaniePrincipal Real Estate Income Fund
BURKE EDMUND JPrincipal Real Estate Income Fund
Burns KathrynPrincipal Real Estate Income Fund
Carson ScottPrincipal Real Estate Income Fund
CARTER MILLER JOYCELYNPRINCIPAL FINANCIAL GROUP INC
Cheong Wee YeePRINCIPAL FINANCIAL GROUP INC
COSTLEY GARY EPRINCIPAL FINANCIAL GROUP INC
Craig JenniferPrincipal Real Estate Income Fund

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	Sell	-10,000	55.42 USD	$554.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	Sell	-10,000	55.42 USD	$554.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	Sell	-10,000	55.44 USD	$554.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	Sell	-10,000	55.44 USD	$554.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	Sell	-10,000	52.72 USD	$527.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	Sell	-10,000	52.72 USD	$527.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	AwardD (derivative)	-202	52.95 USD	$10.7K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	Sell	-10,000	56.31 USD	$563.1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	Sell	-10,000	56.31 USD	$563.1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	AwardD (derivative)	170.8	60.91 USD	$10.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	Award	15,120	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	AwardD (derivative)	81,665	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	AwardD (derivative)	139	71.39 USD	$9.9K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 28, 2017	Other	-22,725	68.65 USD	$1.6M	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	AwardD (derivative)	146.9	64.34 USD	$9.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	Award	295	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 12, 2017	Sell	-6,093	62.34 USD	$379.8K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	Sell	-10,000	55.42 USD	$554.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	Sell	-10,000	55.42 USD	$554.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 5, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	Sell	-10,000	55.44 USD	$554.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 3, 2018	Sell	-10,000	55.44 USD	$554.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	Sell	-10,000	52.72 USD	$527.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	Sell	-10,000	52.72 USD	$527.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 6, 2018	AwardD (derivative)	-202	52.95 USD	$10.7K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	Sell	-10,000	56.31 USD	$563.1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	Exercise	10,000	30.70 USD	$307K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 5, 2018	Sell	-10,000	56.31 USD	$563.1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	AwardD (derivative)	170.8	60.91 USD	$10.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	Award	15,120	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 28, 2018	AwardD (derivative)	81,665	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	AwardD (derivative)	139	71.39 USD	$9.9K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 28, 2017	Other	-22,725	68.65 USD	$1.6M	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	AwardD (derivative)	146.9	64.34 USD	$9.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	Award	295	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 12, 2017	Sell	-6,093	62.34 USD	$379.8K		SEC