FERRO DENNIS H

Director, Pres, CEO of Advisor at ALLSPRING UTILITIES & HIGH INCOME FUND · on record since Apr 27, 2004
Director at NYMAGIC INC · on record since Apr 17, 2009
Former President,* at ALLSPRING INCOME OPPORTUNITIES FUND · on record since Jun 12, 2009
Former President, Director* at ALLSPRING MULTI-SECTOR INCOME FUND · on record since Dec 14, 2009
Former President, Director* at ALLSPRING GLOBAL DIVIDEND OPPORTUNITY FUND · on record since Dec 14, 2009
Former President, Director* at Evergreen International Balanced Income Fund · on record since Dec 14, 2009
Former President, Director* at ALLSPRING UTILITIES & HIGH INCOME FUND · on record since Oct 1, 2009
Director at BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC. · on record since Jun 23, 2010
Director at PRINCIPAL FINANCIAL GROUP INC · on record since Dec 16, 2010
Director, Pres, CIO of Advisor at VESTAUR SECURITIES FUND · on record since May 26, 2005
President, Director of Advisor at Evergreen International Balanced Income Fund · on record since Oct 26, 2005

Insider trading activity of FERRO DENNIS H

Transactions on record: 154; since Apr 17, 2009

Open-market buys: 0

Open-market sells: 1; $44.8K

Companies traded: 3; last filing Apr 2, 2018

Figures computed from official regulatory filings — .

Companies where FERRO DENNIS H has traded

PRINCIPAL FINANCIAL GROUP INC142 tx · $778.8K · Apr 2, 2018
NYMAGIC INC11 tx · $600.7K · Nov 24, 2010
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND II, INC.1 tx · Jun 23, 2010

Track record of FERRO DENNIS H

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of FERRO DENNIS H

Co-insiders of FERRO DENNIS H

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	AwardD (derivative)	165.8	60.91 USD	$10.1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	Award	218	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	Award	177	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	AwardD (derivative)	131.9	71.39 USD	$9.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 7, 2017	AwardD (derivative)	444.8	70.82 USD	$31.5K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	AwardD (derivative)	7.1	70.52 USD	$500.7		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 20, 2017	AwardD (derivative)	14.6	68.64 USD	$1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 10, 2017	AwardD (derivative)	22.5	66.65 USD	$1.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	Award	187	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	AwardD (derivative)	139.1	64.34 USD	$8.9K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 25, 2017	AwardD (derivative)	7.9	63.12 USD	$498.6		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 8, 2017	AwardD (derivative)	7.5	67.04 USD	$502.8		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 5, 2017	AwardD (derivative)	132.4	64.07 USD	$8.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 5, 2017	Award	183	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 6, 2017	AwardD (derivative)	453.4	63.96 USD	$29K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	May 22, 2017	AwardD (derivative)	8.2	60.83 USD	$498.8		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	May 18, 2017	Award	2,032	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 4, 2017	AwardD (derivative)	130.4	63.11 USD	$8.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 4, 2017	Award	166	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Mar 13, 2017	AwardD (derivative)	23.6	63.54 USD	$1.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 13, 2017	AwardD (derivative)	8.2	60.86 USD	$499.1		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 29, 2016	AwardD (derivative)	129.3	58.73 USD	$7.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 29, 2016	Award	169	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 7, 2016	AwardD (derivative)	488.1	59.42 USD	$29K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 21, 2016	AwardD (derivative)	34.7	57.66 USD	$2K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	AwardD (derivative)	165.8	60.91 USD	$10.1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 2, 2018	Award	218	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	Award	177	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jan 2, 2018	AwardD (derivative)	131.9	71.39 USD	$9.4K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 7, 2017	AwardD (derivative)	444.8	70.82 USD	$31.5K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 4, 2017	AwardD (derivative)	7.1	70.52 USD	$500.7		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 20, 2017	AwardD (derivative)	14.6	68.64 USD	$1K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 10, 2017	AwardD (derivative)	22.5	66.65 USD	$1.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	Award	187	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Oct 3, 2017	AwardD (derivative)	139.1	64.34 USD	$8.9K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Sep 25, 2017	AwardD (derivative)	7.9	63.12 USD	$498.6		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Aug 8, 2017	AwardD (derivative)	7.5	67.04 USD	$502.8		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 5, 2017	AwardD (derivative)	132.4	64.07 USD	$8.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jul 5, 2017	Award	183	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Jun 6, 2017	AwardD (derivative)	453.4	63.96 USD	$29K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	May 22, 2017	AwardD (derivative)	8.2	60.83 USD	$498.8		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	May 18, 2017	Award	2,032	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 4, 2017	AwardD (derivative)	130.4	63.11 USD	$8.2K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Apr 4, 2017	Award	166	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Mar 13, 2017	AwardD (derivative)	23.6	63.54 USD	$1.5K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Feb 13, 2017	AwardD (derivative)	8.2	60.86 USD	$499.1		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 29, 2016	AwardD (derivative)	129.3	58.73 USD	$7.6K		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 29, 2016	Award	169	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Dec 7, 2016	AwardD (derivative)	488.1	59.42 USD	$29K	Unusual size	SEC
PRINCIPAL FINANCIAL GROUP INCListing unverified	Nov 21, 2016	AwardD (derivative)	34.7	57.66 USD	$2K		SEC