PERNA THOMAS J

Trustee at PIONEER MUNICIPAL HIGH INCOME FUND, INC. · on record since Jun 15, 2006
Trustee at PIONEER HIGH INCOME FUND, INC. · on record since Jun 15, 2006
Trustee at PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. · on record since Jun 15, 2006
Trustee at Pioneer Floating Rate Fund, Inc. · on record since Jun 15, 2006
Trustee at PIONEER INTEREST SHARES · on record since Jun 15, 2006
Trustee at Pioneer Diversified High Income Fund, Inc. · on record since May 24, 2007
TRUSTEE at PIONEER MUNICIPAL & EQUITY INCOME TRUST · on record since Apr 13, 2007
Director at BROADRIDGE FINANCIAL SOLUTIONS, INC. · on record since Nov 23, 2009
SEVP of The Bank of New York at BANK OF NEW YORK CO INC · on record since Nov 3, 2003
Trustee at Victory Pioneer ILS Interval Fund · on record since Dec 19, 2014
Trustee at Pioneer ILS Bridge Fund · on record since Sep 18, 2018
Trustee at Pioneer Securitized Income Fund · on record since Dec 10, 2019
Trustee at Pioneer Municipal High Income Opportunities Fund, Inc. · on record since Aug 10, 2021

Insider trading activity of PERNA THOMAS J

Transactions on record: 144; since Nov 3, 2003

Open-market buys: 2; $143.4K

Open-market sells: 23; $13.5M

Companies traded: 3; last filing Oct 10, 2023

Figures computed from official regulatory filings — .

Companies where PERNA THOMAS J has traded

BROADRIDGE FINANCIAL SOLUTIONS, INC.107 tx · $13M · Oct 10, 2023
PIONEER MUNICIPAL & EQUITY INCOME TRUST1 tx · $43.9K · Apr 13, 2007
BANK OF NEW YORK CO INC36 tx · $13.9M · Apr 1, 2004

Track record of PERNA THOMAS J

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of PERNA THOMAS J

Co-insiders of PERNA THOMAS J

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 10, 2023	Award	83	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 10, 2023	Award	83	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 5, 2023	Award	96	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 9, 2023	Award	95	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	4,107	88.66 USD	$364.1K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-4,227	147.09 USD	$621.7K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	5,771	56.37 USD	$325.3K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	6,469	45.09 USD	$291.7K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-5,771	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-3,292	147.09 USD	$484.2K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-4,107	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	4,753	64.89 USD	$308.4K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-3,426	147.09 USD	$503.9K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-3,992	147.09 USD	$587.2K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-4,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-27,480	147.83 USD	$4.1M	Unusual size	SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-6,469	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 14, 2022	Award	627	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 14, 2022	AwardD (derivative)	2,730	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 7, 2022	Award	78	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 7, 2022	Award	76	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 7, 2022	Award	70	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 7, 2022	Award	63	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 22, 2021	AwardD (derivative)	2,360	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 22, 2021	Award	485	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 10, 2023	Award	83	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 10, 2023	Award	83	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 5, 2023	Award	96	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 9, 2023	Award	95	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	4,107	88.66 USD	$364.1K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-4,227	147.09 USD	$621.7K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	5,771	56.37 USD	$325.3K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	6,469	45.09 USD	$291.7K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-5,771	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-3,292	147.09 USD	$484.2K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-4,107	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Exercise	4,753	64.89 USD	$308.4K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-3,426	147.09 USD	$503.9K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-3,992	147.09 USD	$587.2K		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-4,753	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	Sell	-27,480	147.83 USD	$4.1M	Unusual size	SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 23, 2022	ExerciseD (derivative)	-6,469	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 14, 2022	Award	627	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 14, 2022	AwardD (derivative)	2,730	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Oct 7, 2022	Award	78	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jul 7, 2022	Award	76	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Apr 7, 2022	Award	70	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Jan 7, 2022	Award	63	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 22, 2021	AwardD (derivative)	2,360	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BROADRIDGE FINANCIAL SOLUTIONS, INC.Listing on record	Nov 22, 2021	Award	485	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC