PAVIA RICHARD A

Director at PRUDENTIAL PACIFIC GROWTH FUND INC · on record since Oct 7, 2004
Director at DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC · on record since Feb 14, 2005

Insider trading activity of PAVIA RICHARD A

Transactions on record: 20; since Oct 7, 2004

Open-market buys: 18; $23.3K

Open-market sells: 2; $8.2K

Companies traded: 3; last filing Jun 21, 2005

Figures computed from official regulatory filings — .

Companies where PAVIA RICHARD A has traded

DTF TAX-FREE INCOME 2028 TERM FUND INC13 tx · $9.2K · Jun 21, 2005
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC6 tx · $22.2K · Feb 14, 2005
PRUDENTIAL PACIFIC GROWTH FUND INC1 tx · $42 · Jan 20, 2005

Track record of PAVIA RICHARD A

Statistical track record

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Open-market buys: 18

Last buy: Jun 6, 2005

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Transaction history of PAVIA RICHARD A

Co-insiders of PAVIA RICHARD A

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jun 21, 2005	Sell	263	15.56 USD	$4.1K		SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jun 21, 2005	Buy	6.62	15.82 USD	$104.7	conv 22Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jun 17, 2005	Sell	-263	15.56 USD	$4.1K		SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	May 17, 2005	Buy	6.72	15.51 USD	$104.2	conv 23Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	May 4, 2005	Buy	6.75	15.37 USD	$103.7	conv 23Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Mar 17, 2005	Buy	6.31	16.36 USD	$103.1	conv 21Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	18.51	13.50 USD	$249.9	conv 41Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	179.81	13.90 USD	$2.5K	conv 34Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	978	11.24 USD	$11K	conv 71ClusterFirst in 12mo	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	199.82	13.76 USD	$2.7K	conv 34Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Feb 14, 2005	Buy	6.38	16.08 USD	$102.6	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Feb 14, 2005	Buy	2.65	15.89 USD	$42	conv 21Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	224.2	13.38 USD	$3K	conv 45Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	203.82	13.49 USD	$2.7K	conv 34Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jan 25, 2005	Buy	2.65	15.89 USD	$42	conv 21Cluster	SEC
PRUDENTIAL PACIFIC GROWTH FUND INCListing unverified	Jan 20, 2005	Buy	2.65	15.89 USD	$42	conv 13	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Dec 16, 2004	Buy	6.41	15.83 USD	$101.4	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Nov 19, 2004	Buy	6.23	16.19 USD	$100.9	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Oct 18, 2004	Buy	6.32	15.89 USD	$100.4	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Oct 7, 2004	Buy	6.35	15.72 USD	$99.9	conv 34ClusterFirst in 12mo	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jun 21, 2005	Sell	263	15.56 USD	$4.1K		SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jun 21, 2005	Buy	6.62	15.82 USD	$104.7	conv 22Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jun 17, 2005	Sell	-263	15.56 USD	$4.1K		SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	May 17, 2005	Buy	6.72	15.51 USD	$104.2	conv 23Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	May 4, 2005	Buy	6.75	15.37 USD	$103.7	conv 23Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Mar 17, 2005	Buy	6.31	16.36 USD	$103.1	conv 21Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	18.51	13.50 USD	$249.9	conv 41Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	179.81	13.90 USD	$2.5K	conv 34Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	978	11.24 USD	$11K	conv 71ClusterFirst in 12mo	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	199.82	13.76 USD	$2.7K	conv 34Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Feb 14, 2005	Buy	6.38	16.08 USD	$102.6	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Feb 14, 2005	Buy	2.65	15.89 USD	$42	conv 21Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	224.2	13.38 USD	$3K	conv 45Cluster	SEC
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCListing unverified	Feb 14, 2005	Buy	203.82	13.49 USD	$2.7K	conv 34Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Jan 25, 2005	Buy	2.65	15.89 USD	$42	conv 21Cluster	SEC
PRUDENTIAL PACIFIC GROWTH FUND INCListing unverified	Jan 20, 2005	Buy	2.65	15.89 USD	$42	conv 13	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Dec 16, 2004	Buy	6.41	15.83 USD	$101.4	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Nov 19, 2004	Buy	6.23	16.19 USD	$100.9	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Oct 18, 2004	Buy	6.32	15.89 USD	$100.4	conv 21Cluster	SEC
DTF TAX-FREE INCOME 2028 TERM FUND INCListing on record	Oct 7, 2004	Buy	6.35	15.72 USD	$99.9	conv 34ClusterFirst in 12mo	SEC