NEUBERGER BERMAN LLC

10% owner at NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC · on record since Mar 25, 2004
IA at NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC · on record since Mar 25, 2004
IA at DENALI FUND INC. · on record since Oct 5, 2007
Sub-Adviser at NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC · on record since Aug 10, 2010
10% owner at NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC · on record since Oct 28, 2003
IA at NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC · on record since Oct 28, 2003
investment adviser affiliate at Neuberger Energy Infrastructure & Income Fund Inc. · on record since Apr 14, 2016

Insider trading activity of NEUBERGER BERMAN LLC

Figures computed from official regulatory filings — .

Insufficient history for a statistical track record (fewer than 5 open-market buys).

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Neuberger Energy Infrastructure & Income Fund Inc.Listing unverified	Apr 14, 2016	Sell	-6,605.42	6.37 USD	$42.1K		SEC
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INCListing unverified	Aug 10, 2010	Other	-8,863	—	n/a (No price was disclosed in the filing)		SEC
DENALI FUND INC.Listing unverified	Oct 5, 2007	Sell	193,796.24	24.49	$4.7M		SEC
DENALI FUND INC.Listing unverified	Sep 27, 2004	Buy	139,535	21.50 USD	$3M	conv 62First in 12mo	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Neuberger Energy Infrastructure & Income Fund Inc.Listing unverified	Apr 14, 2016	Sell	-6,605.42	6.37 USD	$42.1K		SEC
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INCListing unverified	Aug 10, 2010	Other	-8,863	—	n/a (No price was disclosed in the filing)		SEC
DENALI FUND INC.Listing unverified	Oct 5, 2007	Sell	193,796.24	24.49	$4.7M		SEC
DENALI FUND INC.Listing unverified	Sep 27, 2004	Buy	139,535	21.50 USD	$3M	conv 62First in 12mo	SEC