SEIP TOM D

Director at NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND INC · on record since Mar 25, 2004
Director at H&R BLOCK INC · on record since Jan 4, 2006
Director at LEHMAN BROTHERS LIQUID ASSETS TRUST · on record since May 1, 2006
Director at Neuberger Next Generation Connectivity Fund Inc. · on record since May 26, 2021
Director at NEUBERGER REAL ESTATE SECURITIES INCOME FUND INC · on record since Oct 28, 2003
Director at Neuberger Energy Infrastructure & Income Fund Inc. · on record since Mar 22, 2013

Insider trading activity of SEIP TOM D

Transactions on record: 46; since Oct 3, 2003

Open-market buys: 2; $134.7K

Open-market sells: 3; $594.8K

Companies traded: 1; last filing Sep 15, 2017

Figures computed from official regulatory filings — .

Companies where SEIP TOM D has traded

H&R BLOCK INC46 tx · $2.8M · Sep 15, 2017

Track record of SEIP TOM D

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SEIP TOM D

Co-insiders of SEIP TOM D

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
H&R BLOCK INCListing on record	Sep 15, 2017	Award	5,710	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Jun 19, 2017	Sell	-6,300	29.84 USD	$188K		SEC
H&R BLOCK INCListing on record	Jun 19, 2017	Exercise	8,000	23.37 USD	$187K		SEC
H&R BLOCK INCListing on record	Jun 19, 2017	ExerciseD (derivative)	-8,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Sep 9, 2016	Award	6,367	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Sep 14, 2015	Award	4,155	34.90 USD	$145K		SEC
H&R BLOCK INCListing on record	Jun 25, 2015	Exercise	8,000	29.18 USD	$233.4K		SEC
H&R BLOCK INCListing on record	Jun 25, 2015	Sell	-7,463	31.30 USD	$233.6K		SEC
H&R BLOCK INCListing on record	Jun 25, 2015	ExerciseD (derivative)	-8,000	29.18 USD	$233.4K		SEC
H&R BLOCK INCListing on record	Sep 12, 2014	Award	4,105	32.46 USD	$133.2K		SEC
H&R BLOCK INCListing on record	Jun 13, 2014	Other	-5,932	32.36 USD	$192K	Unusual size	SEC
H&R BLOCK INCListing on record	Jun 13, 2014	Exercise	8,000	23.84 USD	$190.7K		SEC
H&R BLOCK INCListing on record	Jun 13, 2014	ExerciseD (derivative)	-8,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Sep 16, 2013	Award	4,926	27.05 USD	$133.2K	Unusual size	SEC
H&R BLOCK INCListing on record	Jun 17, 2013	ExerciseD (derivative)	-8,000	21.63 USD	$173K		SEC
H&R BLOCK INCListing on record	Jun 17, 2013	Exercise	8,000	21.63 USD	$173K		SEC
H&R BLOCK INCListing on record	Jun 17, 2013	Sell	-6,054	28.62 USD	$173.3K		SEC
H&R BLOCK INCListing on record	Sep 17, 2012	Award	7,591.86	16.47 USD	$125K	Unusual size	SEC
H&R BLOCK INCListing on record	Oct 5, 2011	Award	9,265.92	13.49 USD	$125K	Unusual size	SEC
H&R BLOCK INCListing on record	Nov 3, 2010	Award	8,969.41	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Nov 4, 2009	Award	5,235.6	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Oct 3, 2008	Award	8,546.64	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Jan 4, 2008	Award	23	18.43	$423.9		SEC
H&R BLOCK INCListing on record	Oct 3, 2007	Award	20	21.69	$433.8	Unusual size	SEC
H&R BLOCK INCListing on record	Jul 3, 2007	AwardD (derivative)	8,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
H&R BLOCK INCListing on record	Sep 15, 2017	Award	5,710	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Jun 19, 2017	Sell	-6,300	29.84 USD	$188K		SEC
H&R BLOCK INCListing on record	Jun 19, 2017	Exercise	8,000	23.37 USD	$187K		SEC
H&R BLOCK INCListing on record	Jun 19, 2017	ExerciseD (derivative)	-8,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Sep 9, 2016	Award	6,367	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Sep 14, 2015	Award	4,155	34.90 USD	$145K		SEC
H&R BLOCK INCListing on record	Jun 25, 2015	Exercise	8,000	29.18 USD	$233.4K		SEC
H&R BLOCK INCListing on record	Jun 25, 2015	Sell	-7,463	31.30 USD	$233.6K		SEC
H&R BLOCK INCListing on record	Jun 25, 2015	ExerciseD (derivative)	-8,000	29.18 USD	$233.4K		SEC
H&R BLOCK INCListing on record	Sep 12, 2014	Award	4,105	32.46 USD	$133.2K		SEC
H&R BLOCK INCListing on record	Jun 13, 2014	Other	-5,932	32.36 USD	$192K	Unusual size	SEC
H&R BLOCK INCListing on record	Jun 13, 2014	Exercise	8,000	23.84 USD	$190.7K		SEC
H&R BLOCK INCListing on record	Jun 13, 2014	ExerciseD (derivative)	-8,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Sep 16, 2013	Award	4,926	27.05 USD	$133.2K	Unusual size	SEC
H&R BLOCK INCListing on record	Jun 17, 2013	ExerciseD (derivative)	-8,000	21.63 USD	$173K		SEC
H&R BLOCK INCListing on record	Jun 17, 2013	Exercise	8,000	21.63 USD	$173K		SEC
H&R BLOCK INCListing on record	Jun 17, 2013	Sell	-6,054	28.62 USD	$173.3K		SEC
H&R BLOCK INCListing on record	Sep 17, 2012	Award	7,591.86	16.47 USD	$125K	Unusual size	SEC
H&R BLOCK INCListing on record	Oct 5, 2011	Award	9,265.92	13.49 USD	$125K	Unusual size	SEC
H&R BLOCK INCListing on record	Nov 3, 2010	Award	8,969.41	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Nov 4, 2009	Award	5,235.6	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Oct 3, 2008	Award	8,546.64	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
H&R BLOCK INCListing on record	Jan 4, 2008	Award	23	18.43	$423.9		SEC
H&R BLOCK INCListing on record	Oct 3, 2007	Award	20	21.69	$433.8	Unusual size	SEC
H&R BLOCK INCListing on record	Jul 3, 2007	AwardD (derivative)	8,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC