FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

Insiders on record at FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

• BRADLEY MARK RPresident
• CAREY ROBERT FVice President · Officer-Investment Adviser
• CHAPMAN ERIN EAssistant Secretary
• CHRISTENSEN KELLEYVice President
• Dykas James MAssistant Treasurer
• ERICKSON JON CInvestment Adviser · Officer-Investment Adviser
• FALLOW CHRISTOPHER RAssistant Vice President
• GATTA ROSANNEAssistant Secretary
• GERSHEN RICHARD SDirector, Gallatin*
• Keller Mark A.Investment Committee member · Director · Officer-Investment Sub-Advisor
• LINDQUIST DANIEL JVice President
• LYNCH COLEEN DAssistant Vice President
• MAHER KRISTI AAssistant Secretary
• MALTBIE DEREKTreasurer and CFO
• Miyazaki David B.Investment Committee Member · Officer-Investment Sub-Advisor
• SHANNON SHANEAssistant Secretary

Insider transaction history at FIRST TRUST/GALLATIN SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND