MILLER PETER M

Director at FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND · on record since May 23, 2007
Executive VP at EDWARDS A G INC · on record since Apr 11, 2005

Insider trading activity of MILLER PETER M

Transactions on record: 53; since Oct 7, 2003

Open-market buys: 2; $40.9K

Open-market sells: 0

Companies traded: 1; last filing Oct 3, 2007

Figures computed from official regulatory filings — .

Companies where MILLER PETER M has traded

EDWARDS A G INC53 tx · $3M · Oct 3, 2007

Track record of MILLER PETER M

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of MILLER PETER M

Co-insiders of MILLER PETER M

KELLY DOUGLAS LEDWARDS A G INC +1
ATKIN MARY VERANTHEDWARDS A G INC
BAGBY ROBERT LEDWARDS A G INC
Bailey GregoryEDWARDS A G INC
BOWEN JAMES AFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
BRADLEY CHARLES HFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
BRADLEY MARK RFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
BROWN KATHLEEN WIELANDFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
CAREY ROBERT FFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
CARTER EUGENE EEDWARDS A G INC
CASEY DONNIS LEDWARDS A G INC
CHAPMAN ERIN EFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
CHRISTENSEN KELLEYFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
CONFLUENCE INVESTMENT MANAGEMENT LLCFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
DAHL PATRICIA AFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
DEHLER KELLY CATHERINEFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
DENISE M KEEFEFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
DeSantis JosephFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Diederich Gene MEDWARDS A G INC
Dykas James MFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
ERICKSON JON CFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
ERICKSON RICHARD EFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
ESCARRA VICKI BEDWARDS A G INC
FALLOW CHRISTOPHER RFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Farmer Steven PatrickFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
FIRST TRUST ADVISORS LPFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
FIRST TRUST PORTFOLIOS LPFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
FRISKE SCOTT MICHAELFIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND
Gallatin Asset Management, Inc.FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-2,383	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-3,178	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	Gift	-60	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-4,367	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-4,152	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	Other	-58,585	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	Award	15,022	71.49	$1.1M	Unusual size	SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	Award	15,022	71.49	$1.1M	Unusual size	SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	3,178	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	3,178	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	Exercise	2,845	32.50	$92.5K		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	3,178	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	Gift	-800	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-2,383	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-3,178	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	Gift	-60	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-4,367	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	OtherD (derivative)	-4,152	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Oct 3, 2007	Other	-58,585	—	n/a (No price was disclosed in the filing)		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	Award	15,022	71.49	$1.1M	Unusual size	SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	Award	15,022	71.49	$1.1M	Unusual size	SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	3,178	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Apr 18, 2007	AwardD (derivative)	3,178	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	Exercise	2,845	32.50	$92.5K		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	3,178	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Feb 27, 2007	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	AwardD (derivative)	4,152	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	Gift	-800	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	AwardD (derivative)	2,383	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
EDWARDS A G INCListing unverified	Dec 7, 2006	AwardD (derivative)	4,367	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC