TCW INVESTMENT MANAGEMENT CO

Investment Adviser at TCW STRATEGIC INCOME FUND INC · on record since Jun 30, 2011
10% owner at AmNet Mortgage, Inc. · on record since Oct 6, 2003
Investment Adviser at LIBERTY ALL STAR EQUITY FUND · on record since Jun 16, 2016

Insider trading activity of TCW INVESTMENT MANAGEMENT CO

Transactions on record: 31; since Jun 21, 2011

Open-market buys: 0

Open-market sells: 31; $860.3K

Companies traded: 1; last filing Jul 25, 2011

Figures computed from official regulatory filings — .

Companies where TCW INVESTMENT MANAGEMENT CO has traded

TCW STRATEGIC INCOME FUND INC31 tx · $860.3K · Jul 25, 2011

Track record of TCW INVESTMENT MANAGEMENT CO

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of TCW INVESTMENT MANAGEMENT CO

Co-insiders of TCW INVESTMENT MANAGEMENT CO

Adams Diana MLIBERTY ALL STAR EQUITY FUND
Aggarwal Rajeev K.TCW STRATEGIC INCOME FUND INC
Akins Michael TLIBERTY ALL STAR EQUITY FUND
Albe Alvin R JrTCW STRATEGIC INCOME FUND INC
ALPS ADVISORS INCLIBERTY ALL STAR EQUITY FUND
ALPS HOLDINGS INCLIBERTY ALL STAR EQUITY FUND
Aristotle Capital Management, LLCLIBERTY ALL STAR EQUITY FUND
Baldiswieler Charles WTCW STRATEGIC INCOME FUND INC
BARNUM ROBERTAmNet Mortgage, Inc.
Barres StephanieLIBERTY ALL STAR EQUITY FUND
BELL SAMUEL PTCW STRATEGIC INCOME FUND INC
BENJAMIN VICKI LLIBERTY ALL STAR EQUITY FUND
BENNING JOHN ALIBERTY ALL STAR EQUITY FUND
BEYER ROBERT DTCW STRATEGIC INCOME FUND INC
Blackstone Group L.P.TCW STRATEGIC INCOME FUND INC
Blackstone Group Management L.L.C.TCW STRATEGIC INCOME FUND INC
Blackstone Holdings III GP L.P.TCW STRATEGIC INCOME FUND INC
Blackstone Holdings III GP Management L.L.C.TCW STRATEGIC INCOME FUND INC
Blackstone Holdings III L.P.TCW STRATEGIC INCOME FUND INC
Blackstone Multi-Asset Direct Holdings - AD (US Centric) L.P.TCW STRATEGIC INCOME FUND INC
Blackstone Multi-Asset GP L.P.TCW STRATEGIC INCOME FUND INC
Blum CraigLIBERTY ALL STAR EQUITY FUND
BORDEWICK JAMES R JRLIBERTY ALL STAR EQUITY FUND
Borowski Steven MarkLIBERTY ALL STAR EQUITY FUND

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 25, 2011	Sell	-3,700	5.32 USD	$19.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 25, 2011	Sell	-2,043	5.32 USD	$10.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 25, 2011	Sell	-5,903	5.32 USD	$31.4K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 20, 2011	Sell	-1,700	5.36 USD	$9.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 19, 2011	Sell	-7,428	5.39 USD	$40K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 19, 2011	Sell	-3,726	5.39 USD	$20.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 13, 2011	Sell	-4,500	5.32 USD	$23.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 13, 2011	Sell	-500	5.32 USD	$2.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 13, 2011	Sell	-1,100	5.32 USD	$5.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 11, 2011	Sell	-1,400	5.33 USD	$7.5K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 11, 2011	Sell	-7,400	5.34 USD	$39.5K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 11, 2011	Sell	-2,000	5.33 USD	$10.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 8, 2011	Sell	-1,700	5.35 USD	$9.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 8, 2011	Sell	-15,869	5.35 USD	$84.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 30, 2011	Sell	-26,200	5.25 USD	$137.6K	Unusual size	SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 30, 2011	Sell	-4,750	5.28 USD	$25.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 30, 2011	Sell	-1,200	5.28 USD	$6.3K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 29, 2011	Sell	-695	5.23 USD	$3.6K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 29, 2011	Sell	-5,500	5.24 USD	$28.8K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 28, 2011	Sell	-5,584	5.32 USD	$29.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 27, 2011	Sell	-700	5.37 USD	$3.8K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 27, 2011	Sell	-5,000	5.36 USD	$26.8K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 24, 2011	Sell	-16,250	5.36 USD	$87.1K	Unusual size	SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 24, 2011	Sell	-3,300	5.36 USD	$17.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 23, 2011	Sell	-6,200	5.36 USD	$33.2K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 25, 2011	Sell	-3,700	5.32 USD	$19.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 25, 2011	Sell	-2,043	5.32 USD	$10.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 25, 2011	Sell	-5,903	5.32 USD	$31.4K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 20, 2011	Sell	-1,700	5.36 USD	$9.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 19, 2011	Sell	-7,428	5.39 USD	$40K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 19, 2011	Sell	-3,726	5.39 USD	$20.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 13, 2011	Sell	-4,500	5.32 USD	$23.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 13, 2011	Sell	-500	5.32 USD	$2.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 13, 2011	Sell	-1,100	5.32 USD	$5.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 11, 2011	Sell	-1,400	5.33 USD	$7.5K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 11, 2011	Sell	-7,400	5.34 USD	$39.5K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 11, 2011	Sell	-2,000	5.33 USD	$10.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 8, 2011	Sell	-1,700	5.35 USD	$9.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jul 8, 2011	Sell	-15,869	5.35 USD	$84.9K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 30, 2011	Sell	-26,200	5.25 USD	$137.6K	Unusual size	SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 30, 2011	Sell	-4,750	5.28 USD	$25.1K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 30, 2011	Sell	-1,200	5.28 USD	$6.3K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 29, 2011	Sell	-695	5.23 USD	$3.6K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 29, 2011	Sell	-5,500	5.24 USD	$28.8K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 28, 2011	Sell	-5,584	5.32 USD	$29.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 27, 2011	Sell	-700	5.37 USD	$3.8K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 27, 2011	Sell	-5,000	5.36 USD	$26.8K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 24, 2011	Sell	-16,250	5.36 USD	$87.1K	Unusual size	SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 24, 2011	Sell	-3,300	5.36 USD	$17.7K		SEC
TCW STRATEGIC INCOME FUND INCListing unverified	Jun 23, 2011	Sell	-6,200	5.36 USD	$33.2K		SEC