BROCK THOMAS W

Director at LIBERTY ALL STAR EQUITY FUND · on record since Sep 12, 2006
Director at LIBERTY ALL STAR GROWTH FUND INC /MD/ · on record since Sep 12, 2006
Trustee at LIBERTY ALL STAR EQUITY FUND · on record since Feb 2, 2010
Trustee at Virtus Stone Harbor Emerging Markets Income Fund · on record since Dec 21, 2010
CEO of Adviser at Stone Harbor Emerging Markets Total Income Fund · on record since Oct 26, 2012
Director at Silver Bay Realty Trust Corp. · on record since Dec 21, 2012
Director at BACAP ALTERNATIVE MULT STRATEGY FUND LLC · on record since Feb 19, 2004
Director at BACAP OPPORTUNITY STRATEGY LLC · on record since Feb 19, 2004
Director at COLUMBIA MANAGEMENT MULTI STRATEGY HEDGE FUND LLC · on record since Dec 10, 2004
Trustee at LIBERTY ALL STAR GROWTH FUND INC /MD/ · on record since Feb 6, 2017
Chief Executive Officer at Silver Bay Realty Trust Corp. · on record since May 9, 2017

Insider trading activity of BROCK THOMAS W

Transactions on record: 29; since Sep 12, 2006

Open-market buys: 21; $847.6K

Open-market sells: 1; $14.9K

Companies traded: 4; last filing Dec 2, 2020

Figures computed from official regulatory filings — .

Companies where BROCK THOMAS W has traded

LIBERTY ALL STAR EQUITY FUND10 tx · $464K · Dec 2, 2020
LIBERTY ALL STAR GROWTH FUND INC /MD/3 tx · $143.4K · Mar 31, 2020
Silver Bay Realty Trust Corp.8 tx · $96.9K · May 9, 2017
Virtus Stone Harbor Emerging Markets Income Fund8 tx · $158.2K · Aug 10, 2011

Track record of BROCK THOMAS W

Statistical track record

Free

Open-market buys: 21

Last buy: Dec 2, 2020

Win rates and median returns are available with a free account (5 insiders/month).

Transaction history of BROCK THOMAS W

Co-insiders of BROCK THOMAS W

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
LIBERTY ALL STAR EQUITY FUND	Dec 2, 2020	Buy	5,000	6.68 USD	$33.4K	SEC
LIBERTY ALL STAR EQUITY FUND	Nov 9, 2020	Buy	25,000	6.45 USD	$161.3K	SEC
LIBERTY ALL STAR EQUITY FUND	Sep 1, 2020	Buy	6,254	6.19 USD	$38.7K	SEC
LIBERTY ALL STAR EQUITY FUND	Jul 1, 2020	Sell	-2,568	5.81 USD	$14.9K	SEC
LIBERTY ALL STAR GROWTH FUND INC /MD/	Mar 31, 2020	Buy	10,024	4.34 USD	$43.5K	SEC
LIBERTY ALL STAR EQUITY FUND	Apr 23, 2019	Buy	700	6.42 USD	$4.5K	SEC
LIBERTY ALL STAR EQUITY FUND	Feb 20, 2019	Buy	800	6.09 USD	$4.9K	SEC
LIBERTY ALL STAR EQUITY FUND	Nov 14, 2018	Buy	1,000	6.19 USD	$6.2K	SEC
LIBERTY ALL STAR EQUITY FUND	Nov 6, 2018	Buy	15,000	6.12 USD	$91.8K	SEC
Silver Bay Realty Trust Corp.	May 9, 2017	Award	135,375	—	—	SEC
Silver Bay Realty Trust Corp.	May 9, 2017	Other	-171,750	—	—	SEC
Silver Bay Realty Trust Corp.	Jan 31, 2017	Award	17,836	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	May 21, 2015	Award	3,222	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	May 23, 2014	Award	3,199	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	May 24, 2013	Award	4,164	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	Mar 11, 2013	Buy	5,000	19.38 USD	$96.9K	SEC
Silver Bay Realty Trust Corp.	Dec 21, 2012	Award	2,703	0.00 USD	—	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Aug 10, 2011	Buy	1,250	23.53 USD	$29.4K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Aug 10, 2011	Buy	500	23.67 USD	$11.8K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 16, 2011	Buy	2,300	23.01 USD	$52.9K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 16, 2011	Buy	200	22.95 USD	$4.6K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 16, 2011	Buy	500	22.89 USD	$11.4K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 11, 2011	Buy	400	23.98 USD	$9.6K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 11, 2011	Buy	900	23.99 USD	$21.6K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 11, 2011	Buy	700	24.00 USD	$16.8K	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
LIBERTY ALL STAR EQUITY FUND	Dec 2, 2020	Buy	5,000	6.68 USD	$33.4K	SEC
LIBERTY ALL STAR EQUITY FUND	Nov 9, 2020	Buy	25,000	6.45 USD	$161.3K	SEC
LIBERTY ALL STAR EQUITY FUND	Sep 1, 2020	Buy	6,254	6.19 USD	$38.7K	SEC
LIBERTY ALL STAR EQUITY FUND	Jul 1, 2020	Sell	-2,568	5.81 USD	$14.9K	SEC
LIBERTY ALL STAR GROWTH FUND INC /MD/	Mar 31, 2020	Buy	10,024	4.34 USD	$43.5K	SEC
LIBERTY ALL STAR EQUITY FUND	Apr 23, 2019	Buy	700	6.42 USD	$4.5K	SEC
LIBERTY ALL STAR EQUITY FUND	Feb 20, 2019	Buy	800	6.09 USD	$4.9K	SEC
LIBERTY ALL STAR EQUITY FUND	Nov 14, 2018	Buy	1,000	6.19 USD	$6.2K	SEC
LIBERTY ALL STAR EQUITY FUND	Nov 6, 2018	Buy	15,000	6.12 USD	$91.8K	SEC
Silver Bay Realty Trust Corp.	May 9, 2017	Award	135,375	—	—	SEC
Silver Bay Realty Trust Corp.	May 9, 2017	Other	-171,750	—	—	SEC
Silver Bay Realty Trust Corp.	Jan 31, 2017	Award	17,836	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	May 21, 2015	Award	3,222	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	May 23, 2014	Award	3,199	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	May 24, 2013	Award	4,164	0.00 USD	—	SEC
Silver Bay Realty Trust Corp.	Mar 11, 2013	Buy	5,000	19.38 USD	$96.9K	SEC
Silver Bay Realty Trust Corp.	Dec 21, 2012	Award	2,703	0.00 USD	—	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Aug 10, 2011	Buy	1,250	23.53 USD	$29.4K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Aug 10, 2011	Buy	500	23.67 USD	$11.8K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 16, 2011	Buy	2,300	23.01 USD	$52.9K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 16, 2011	Buy	200	22.95 USD	$4.6K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 16, 2011	Buy	500	22.89 USD	$11.4K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 11, 2011	Buy	400	23.98 USD	$9.6K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 11, 2011	Buy	900	23.99 USD	$21.6K	SEC
Virtus Stone Harbor Emerging Markets Income Fund	Mar 11, 2011	Buy	700	24.00 USD	$16.8K	SEC