STUPPIN JOHN B

Director at NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ · on record since Mar 3, 2006
Director at ENERGY FOCUS, INC/DE · on record since Jul 11, 2006

Insider trading activity of STUPPIN JOHN B

Transactions on record: 35; since Sep 23, 2003

Open-market buys: 17; $405.2K

Open-market sells: 1; $673

Companies traded: 2; last filing Dec 30, 2009

Figures computed from official regulatory filings — .

Companies where STUPPIN JOHN B has traded

NEUROBIOLOGICAL TECHNOLOGIES INC /CA/25 tx · $392.5K · Dec 30, 2009
ENERGY FOCUS, INC/DE10 tx · $464.9K · Mar 18, 2008

Track record of STUPPIN JOHN B

Statistical track record

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Open-market buys: 18

Last buy: Oct 15, 2008

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Transaction history of STUPPIN JOHN B

Co-insiders of STUPPIN JOHN B

5 Elements Energy Efficiency Ltd.ENERGY FOCUS, INC/DE
5 ELEMENTS GLOBAL FUND, LPENERGY FOCUS, INC/DE
ADVANCED LIGHTING TECHNOLOGIES INCENERGY FOCUS, INC/DE
Anthony DavidENERGY FOCUS, INC/DE
BERCHTOLD NICHOLAS GENERGY FOCUS, INC/DE
Bi ChengENERGY FOCUS, INC/DE

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 30, 2009	Sell	-5,608	0.12	$673		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 29, 2009	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 29, 2009	Exercise	15,000	0.65	$9.8K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Nov 17, 2008	AwardD (derivative)	15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 16, 2008	Buy	1,000	0.87	$870	conv 29	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 16, 2008	Buy	9,000	0.85	$7.7K	conv 30	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Jun 3, 2008	AwardD (derivative)	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 18, 2008	BuyD (derivative)	7,500	0.13	$975	Cluster	SEC
ENERGY FOCUS, INC/DEListing on record	Mar 18, 2008	Buy	7,500	3.08	$23.1K	conv 41Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	2,000	3.30	$6.6K	conv 37Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	7,000	3.26	$22.8K	conv 38Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	200	3.31	$662	conv 37Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	7,800	3.32	$25.9K	conv 38Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Nov 20, 2007	AwardD (derivative)	1,428	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Nov 6, 2007	Buy	43,600	2.75	$119.9K	conv 79ClusterUnusual size+1	SEC
ENERGY FOCUS, INC/DEListing on record	Jun 22, 2007	AwardD (derivative)	10,000	6.45	$64.5K		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 28, 2007	Exercise	8,060	4.30	$34.7K		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 28, 2007	OtherD (derivative)	-8,060	4.30	$34.7K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 20, 2006	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jul 11, 2006	AwardD (derivative)	10,000	7.33	$73.3K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Mar 3, 2006	Buy	5,000	3.82	$19.1K	conv 19	SEC
ENERGY FOCUS, INC/DEListing on record	Jun 23, 2005	AwardD (derivative)	10,000	11.66 USD	$116.6K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	May 27, 2005	Buy	5,000	3.20 USD	$16K	conv 20	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	May 27, 2005	Buy	3,000	3.22 USD	$9.7K	conv 20	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	May 16, 2005	Buy	9,500	3.08 USD	$29.3K	conv 20	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 30, 2009	Sell	-5,608	0.12	$673		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 29, 2009	ExerciseD (derivative)	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 29, 2009	Exercise	15,000	0.65	$9.8K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Nov 17, 2008	AwardD (derivative)	15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 16, 2008	Buy	1,000	0.87	$870	conv 29	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Oct 16, 2008	Buy	9,000	0.85	$7.7K	conv 30	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Jun 3, 2008	AwardD (derivative)	40,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 18, 2008	BuyD (derivative)	7,500	0.13	$975	Cluster	SEC
ENERGY FOCUS, INC/DEListing on record	Mar 18, 2008	Buy	7,500	3.08	$23.1K	conv 41Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	2,000	3.30	$6.6K	conv 37Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	7,000	3.26	$22.8K	conv 38Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	200	3.31	$662	conv 37Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 5, 2007	Buy	7,800	3.32	$25.9K	conv 38Cluster	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Nov 20, 2007	AwardD (derivative)	1,428	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Nov 6, 2007	Buy	43,600	2.75	$119.9K	conv 79ClusterUnusual size+1	SEC
ENERGY FOCUS, INC/DEListing on record	Jun 22, 2007	AwardD (derivative)	10,000	6.45	$64.5K		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 28, 2007	Exercise	8,060	4.30	$34.7K		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 28, 2007	OtherD (derivative)	-8,060	4.30	$34.7K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Dec 20, 2006	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jul 11, 2006	AwardD (derivative)	10,000	7.33	$73.3K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	Mar 3, 2006	Buy	5,000	3.82	$19.1K	conv 19	SEC
ENERGY FOCUS, INC/DEListing on record	Jun 23, 2005	AwardD (derivative)	10,000	11.66 USD	$116.6K		SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	May 27, 2005	Buy	5,000	3.20 USD	$16K	conv 20	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	May 27, 2005	Buy	3,000	3.22 USD	$9.7K	conv 20	SEC
NEUROBIOLOGICAL TECHNOLOGIES INC /CA/Listing on record	May 16, 2005	Buy	9,500	3.08 USD	$29.3K	conv 20	SEC