STORMS BRIAN M

Director at GLOBAL HIGH INCOME DOLLAR FUND INC · on record since Jul 2, 2003
Chairman at GLOBAL HIGH INCOME DOLLAR FUND INC · on record since Jul 2, 2003
Director at INSURED MUNICIPAL INCOME FUND INC · on record since Jul 2, 2003
Chairman at INSURED MUNICIPAL INCOME FUND INC · on record since Jul 2, 2003
Director at INVESTMENT GRADE MUNICIPAL INCOME FUND · on record since Jul 2, 2003
Chairman at INVESTMENT GRADE MUNICIPAL INCOME FUND · on record since Jul 2, 2003
Director at MANAGED HIGH YIELD PLUS FUND INC · on record since Jul 2, 2003
Chairman at MANAGED HIGH YIELD PLUS FUND INC · on record since Jul 2, 2003
Director at STRATEGIC GLOBAL INCOME FUND INC · on record since Jul 2, 2003
Chairman at STRATEGIC GLOBAL INCOME FUND INC · on record since Jul 2, 2003
Director at Liquid Holdings Group, Inc. · on record since Jul 25, 2013
Vice Chairman at Liquid Holdings Group, Inc. · on record since Mar 19, 2015
Chairman and CEO, Marsh Inc. at MARSH & MCLENNAN COMPANIES, INC. · on record since Sep 12, 2005

Insider trading activity of STORMS BRIAN M

Figures computed from official regulatory filings — methodology.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Company	Filed	Type	Qty	Price	Value · USD	Src
Liquid Holdings Group, Inc.	Sep 10, 2015	Other	-519,474	0.00 USD	$0	SEC
Liquid Holdings Group, Inc.	Mar 19, 2015	Other	-94,414	0.29 USD	$27.4K	SEC
Liquid Holdings Group, Inc.	Jun 26, 2014	Other	-253,343	0.00 USD	$0	SEC
Liquid Holdings Group, Inc.	Jun 26, 2014	Award	779,211	0.00 USD	$0	SEC
Liquid Holdings Group, Inc.	May 20, 2014	Buy	100,000	1.26 USD	$126K	SEC
Liquid Holdings Group, Inc.	Aug 2, 2013	Other	-105,000	8.42 USD	$884.1K	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 14, 2007	AwardD	109,375	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 14, 2007	AwardD	29,561	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Jul 21, 2006	AwardD	166,814	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Mar 17, 2006	AwardD	20,000	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Mar 17, 2006	AwardD	142,858	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 14, 2006	AwardD	26,316	—	—	SEC
MARSH & MCLENNAN COMPANIES, INC.	Sep 12, 2005	Award	55,945	0.00 USD	—	SEC
MARSH & MCLENNAN COMPANIES, INC.	Mar 18, 2005	AwardD	150,000	—	—	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 17, 2005	AwardD	9,985	—	—	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
Liquid Holdings Group, Inc.	Sep 10, 2015	Other	-519,474	0.00 USD	$0	SEC
Liquid Holdings Group, Inc.	Mar 19, 2015	Other	-94,414	0.29 USD	$27.4K	SEC
Liquid Holdings Group, Inc.	Jun 26, 2014	Other	-253,343	0.00 USD	$0	SEC
Liquid Holdings Group, Inc.	Jun 26, 2014	Award	779,211	0.00 USD	$0	SEC
Liquid Holdings Group, Inc.	May 20, 2014	Buy	100,000	1.26 USD	$126K	SEC
Liquid Holdings Group, Inc.	Aug 2, 2013	Other	-105,000	8.42 USD	$884.1K	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 14, 2007	AwardD	109,375	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 14, 2007	AwardD	29,561	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Jul 21, 2006	AwardD	166,814	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Mar 17, 2006	AwardD	20,000	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Mar 17, 2006	AwardD	142,858	0.00	$0	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 14, 2006	AwardD	26,316	—	—	SEC
MARSH & MCLENNAN COMPANIES, INC.	Sep 12, 2005	Award	55,945	0.00 USD	—	SEC
MARSH & MCLENNAN COMPANIES, INC.	Mar 18, 2005	AwardD	150,000	—	—	SEC
MARSH & MCLENNAN COMPANIES, INC.	Feb 17, 2005	AwardD	9,985	—	—	SEC