STORMS BRIAN M

Director at GLOBAL HIGH INCOME FUND INC · on record since Jul 2, 2003
Chairman at GLOBAL HIGH INCOME FUND INC · on record since Jul 2, 2003
Director at SPECIAL OPPORTUNITIES FUND, INC. · on record since Jul 2, 2003
Chairman at SPECIAL OPPORTUNITIES FUND, INC. · on record since Jul 2, 2003
Director at INVESTMENT GRADE MUNICIPAL INCOME FUND · on record since Jul 2, 2003
Chairman at INVESTMENT GRADE MUNICIPAL INCOME FUND · on record since Jul 2, 2003
Director at MANAGED HIGH YIELD PLUS FUND INC · on record since Jul 2, 2003
Chairman at MANAGED HIGH YIELD PLUS FUND INC · on record since Jul 2, 2003
Director at STRATEGIC GLOBAL INCOME FUND INC · on record since Jul 2, 2003
Chairman at STRATEGIC GLOBAL INCOME FUND INC · on record since Jul 2, 2003
Director at Liquid Holdings Group, Inc. · on record since Jul 25, 2013
Vice Chairman at Liquid Holdings Group, Inc. · on record since Mar 19, 2015
Chairman and CEO, Marsh Inc. at MARSH & MCLENNAN COMPANIES, INC. · on record since Sep 12, 2005

Insider trading activity of STORMS BRIAN M

Transactions on record: 15; since Feb 17, 2005

Open-market buys: 1; $126K

Open-market sells: 0

Companies traded: 2; last filing Sep 10, 2015

Figures computed from official regulatory filings — .

Companies where STORMS BRIAN M has traded

Liquid Holdings Group, Inc.6 tx · $1M · Sep 10, 2015
MARSH & MCLENNAN COMPANIES, INC.9 tx · Feb 14, 2007

Track record of STORMS BRIAN M

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of STORMS BRIAN M

Co-insiders of STORMS BRIAN M

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Liquid Holdings Group, Inc.Listing on record	Sep 10, 2015	Other	-519,474	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Liquid Holdings Group, Inc.Listing on record	Mar 19, 2015	Other	-94,414	0.29 USD	$27.4K		SEC
Liquid Holdings Group, Inc.Listing on record	Jun 26, 2014	Other	-253,343	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Liquid Holdings Group, Inc.Listing on record	Jun 26, 2014	Award	779,211	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Liquid Holdings Group, Inc.Listing on record	May 20, 2014	Buy	100,000	1.26 USD	$126K	conv 68ClusterFirst in 12mo	SEC
Liquid Holdings Group, Inc.Listing on record	Aug 2, 2013	Other	-105,000	8.42 USD	$884.1K		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 14, 2007	AwardD (derivative)	109,375	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 14, 2007	AwardD (derivative)	29,561	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Jul 21, 2006	AwardD (derivative)	166,814	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Mar 17, 2006	AwardD (derivative)	20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Mar 17, 2006	AwardD (derivative)	142,858	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 14, 2006	AwardD (derivative)	26,316	—	n/a (No price was disclosed in the filing)		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Sep 12, 2005	Award	55,945	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Mar 18, 2005	AwardD (derivative)	150,000	—	n/a (No price was disclosed in the filing)		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 17, 2005	AwardD (derivative)	9,985	—	n/a (No price was disclosed in the filing)		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Liquid Holdings Group, Inc.Listing on record	Sep 10, 2015	Other	-519,474	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Liquid Holdings Group, Inc.Listing on record	Mar 19, 2015	Other	-94,414	0.29 USD	$27.4K		SEC
Liquid Holdings Group, Inc.Listing on record	Jun 26, 2014	Other	-253,343	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Liquid Holdings Group, Inc.Listing on record	Jun 26, 2014	Award	779,211	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Liquid Holdings Group, Inc.Listing on record	May 20, 2014	Buy	100,000	1.26 USD	$126K	conv 68ClusterFirst in 12mo	SEC
Liquid Holdings Group, Inc.Listing on record	Aug 2, 2013	Other	-105,000	8.42 USD	$884.1K		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 14, 2007	AwardD (derivative)	109,375	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 14, 2007	AwardD (derivative)	29,561	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Jul 21, 2006	AwardD (derivative)	166,814	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Mar 17, 2006	AwardD (derivative)	20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Mar 17, 2006	AwardD (derivative)	142,858	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 14, 2006	AwardD (derivative)	26,316	—	n/a (No price was disclosed in the filing)		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Sep 12, 2005	Award	55,945	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Mar 18, 2005	AwardD (derivative)	150,000	—	n/a (No price was disclosed in the filing)		SEC
MARSH & MCLENNAN COMPANIES, INC.Listing unverified	Feb 17, 2005	AwardD (derivative)	9,985	—	n/a (No price was disclosed in the filing)		SEC