Figures computed from official regulatory filings — .
Insufficient history for a statistical track record (fewer than 5 open-market buys).
This page republishes public regulatory disclosures.
| Company | Type | Value · USD | Signals | Details | |
|---|---|---|---|---|---|
Guggenheim Active Allocation FundListing on record | Buy | $15K | conv 85ClusterFirst in 12mo | SEC | |
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDListing unverified | Buy | $9.9K | conv 100ClusterFirst in 12mo | SEC | |
PIPER SANDLER COMPANIESListing on record | AwardD (derivative) | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC | ||
PIPER SANDLER COMPANIESListing on record | Award | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC | ||
PIPER SANDLER COMPANIESListing on record | Award | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC | ||
PIPER SANDLER COMPANIESListing on record | AwardD (derivative) | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC | ||
PIPER SANDLER COMPANIESListing on record | AwardD (derivative) | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC | ||
PIPER SANDLER COMPANIESListing on record | Award | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC | ||
PIPER SANDLER COMPANIESListing on record | AwardD (derivative) | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC | ||
PIPER SANDLER COMPANIESListing on record | Award | n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise)) | SEC |