DUFF ANDREW S

Director at PIPER SANDLER COMPANIES · on record since Feb 23, 2006
Vice Chairman at US BANCORP \DE\ · on record since Nov 17, 2003
Director at ARCTIC CAT INC · on record since Oct 27, 2015
Chairman and CEO at PIPER SANDLER COMPANIES · on record since Apr 22, 2005

Insider trading activity of DUFF ANDREW S

Transactions on record: 124; since Nov 17, 2003

Open-market buys: 10; $707.7K

Open-market sells: 11; $9.1M

Companies traded: 3; last filing Feb 20, 2019

Figures computed from official regulatory filings — .

Companies where DUFF ANDREW S has traded

PIPER SANDLER COMPANIES100 tx · $17.2M · Feb 20, 2019
ARCTIC CAT INC8 tx · $235.8K · Mar 7, 2017
US BANCORP \DE\16 tx · $639.8K · Jan 5, 2004

Track record of DUFF ANDREW S

Statistical track record

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Open-market buys: 10

Last buy: Aug 3, 2016

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Transaction history of DUFF ANDREW S

Co-insiders of DUFF ANDREW S

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PIPER SANDLER COMPANIESListing on record	Feb 20, 2019	Other	-2,192	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 20, 2019	Other	-5,151	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 20, 2019	Other	-1,139	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Dec 12, 2018	Gift	-21,769	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	May 23, 2018	Exercise	20,466	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 23, 2018	ExerciseD (derivative)	-27,486	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 23, 2018	Other	-9,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	May 18, 2018	Award	1,683	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2018	Other	-4,013	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2018	Other	-5,472	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2018	Other	-2,192	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 20, 2018	Award	7,492	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 5, 2018	Sell	-18,857	91.88 USD	$1.7M	Unusual size	SEC
PIPER SANDLER COMPANIESListing on record	Feb 5, 2018	Sell	-25,343	94.66 USD	$2.4M	Unusual size	SEC
PIPER SANDLER COMPANIESListing on record	Feb 5, 2018	Sell	-5,800	93.18 USD	$540.4K		SEC
PIPER SANDLER COMPANIESListing on record	May 24, 2017	ExerciseD (derivative)	-25,620	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 24, 2017	Exercise	25,620	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 24, 2017	Other	-12,349	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ARCTIC CAT INCListing unverified	Mar 7, 2017	Other	-5,345	18.50 USD	$98.9K		SEC
ARCTIC CAT INCListing unverified	Mar 7, 2017	Other	-3,379	18.50 USD	$62.5K		SEC
ARCTIC CAT INCListing unverified	Mar 7, 2017	OtherD (derivative)	-5,973	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	Feb 22, 2017	Other	-4,242	76.05 USD	$322.6K		SEC
PIPER SANDLER COMPANIESListing on record	Feb 22, 2017	Other	-4,410	76.05 USD	$335.4K		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2017	Other	-6,168	78.85 USD	$486.3K	Unusual size	SEC
PIPER SANDLER COMPANIESListing on record	Feb 17, 2017	Award	14,417	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PIPER SANDLER COMPANIESListing on record	Feb 20, 2019	Other	-2,192	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 20, 2019	Other	-5,151	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 20, 2019	Other	-1,139	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Dec 12, 2018	Gift	-21,769	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	May 23, 2018	Exercise	20,466	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 23, 2018	ExerciseD (derivative)	-27,486	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 23, 2018	Other	-9,333	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	May 18, 2018	Award	1,683	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2018	Other	-4,013	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2018	Other	-5,472	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2018	Other	-2,192	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 20, 2018	Award	7,492	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PIPER SANDLER COMPANIESListing on record	Feb 5, 2018	Sell	-18,857	91.88 USD	$1.7M	Unusual size	SEC
PIPER SANDLER COMPANIESListing on record	Feb 5, 2018	Sell	-25,343	94.66 USD	$2.4M	Unusual size	SEC
PIPER SANDLER COMPANIESListing on record	Feb 5, 2018	Sell	-5,800	93.18 USD	$540.4K		SEC
PIPER SANDLER COMPANIESListing on record	May 24, 2017	ExerciseD (derivative)	-25,620	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 24, 2017	Exercise	25,620	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	May 24, 2017	Other	-12,349	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ARCTIC CAT INCListing unverified	Mar 7, 2017	Other	-5,345	18.50 USD	$98.9K		SEC
ARCTIC CAT INCListing unverified	Mar 7, 2017	Other	-3,379	18.50 USD	$62.5K		SEC
ARCTIC CAT INCListing unverified	Mar 7, 2017	OtherD (derivative)	-5,973	—	n/a (No price was disclosed in the filing)		SEC
PIPER SANDLER COMPANIESListing on record	Feb 22, 2017	Other	-4,242	76.05 USD	$322.6K		SEC
PIPER SANDLER COMPANIESListing on record	Feb 22, 2017	Other	-4,410	76.05 USD	$335.4K		SEC
PIPER SANDLER COMPANIESListing on record	Feb 21, 2017	Other	-6,168	78.85 USD	$486.3K	Unusual size	SEC
PIPER SANDLER COMPANIESListing on record	Feb 17, 2017	Award	14,417	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC