RIVERNORTH CAPITAL MANAGEMENT, LLC

Adviser at RiverNorth Flexible Municipal Income Fund, Inc. · on record since Mar 26, 2020
Adviser at RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. · on record since Sep 27, 2016
Adviser at RIVERNORTH OPPORTUNITIES FUND, INC. · on record since Apr 24, 2017
Adviser at RiverNorth Managed Duration Municipal Income Fund II, Inc. · on record since Feb 14, 2022
Adviser at RiverNorth Opportunistic Municipal Income Fund, Inc. · on record since Oct 30, 2018
Adviser at RiverNorth Managed Duration Municipal Income Fund, Inc. · on record since Jun 24, 2019
10% owner at ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND · on record since Nov 14, 2014
10% owner at PACHOLDER HIGH YIELD FUND INC · on record since Feb 20, 2015
10% owner at ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND · on record since May 15, 2015
Investment Adviser at RiverNorth Multi-Strategy Arbitrage Fund, Inc. · on record since Aug 10, 2015
Investment Adviser at RiverNorth Capital & Income Fund, Inc. · on record since Dec 6, 2016
10% owner at FRANKLIN LTD DURATION INCOME TRUST · on record since Aug 22, 2016

Insider trading activity of RIVERNORTH CAPITAL MANAGEMENT, LLC

Transactions on record: 236; since Sep 23, 2015

Open-market buys: 2; $8.5M

Open-market sells: 181; $9.6M

Companies traded: 9; last filing Nov 27, 2024

Figures computed from official regulatory filings — .

Companies where RIVERNORTH CAPITAL MANAGEMENT, LLC has traded

RiverNorth Flexible Municipal Income Fund, Inc.89 tx · $4.3M · Nov 27, 2024
RiverNorth Opportunistic Municipal Income Fund, Inc.1 tx · Nov 27, 2024
RIVERNORTH OPPORTUNITIES FUND, INC.105 tx · $12.5M · Nov 27, 2024
RiverNorth Managed Duration Municipal Income Fund, Inc.1 tx · Nov 27, 2024
24 tx · $2.4M · Nov 27, 2024
4 tx · $523.5K · Nov 27, 2024
9 tx · $640.1K · Nov 27, 2024
2 tx · $2M · Apr 17, 2018
1 tx · Sep 23, 2015

Track record of RIVERNORTH CAPITAL MANAGEMENT, LLC

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of RIVERNORTH CAPITAL MANAGEMENT, LLC

Co-insiders of RIVERNORTH CAPITAL MANAGEMENT, LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Nov 27, 2024	Other	-47,687	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Nov 27, 2024	Other	-170,683	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund, Inc.Listing unverified	Nov 27, 2024	Other	-1,531	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Opportunistic Municipal Income Fund, Inc.Listing unverified	Nov 27, 2024	Other	-5,010	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.Listing on record	Nov 27, 2024	Other	-71,453	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund, Inc.Listing unverified	Nov 27, 2024	Other	-74,080	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Managed Duration Municipal Income Fund, Inc.Listing on record	Nov 27, 2024	Other	-5,000	—	n/a (No price was disclosed in the filing)		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Nov 27, 2024	Other	-76,796	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 28, 2023	Award	22,545	13.24 USD	$298.5K	Unusual size	SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 28, 2023	Award	12,608	11.12 USD	$140.2K		SEC
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.Listing on record	Dec 22, 2023	Award	29,681	8.27 USD	$245.5K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 22, 2023	Award	17,662	13.32 USD	$235.3K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 21, 2023	Award	9,941	15.10 USD	$150.1K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 21, 2023	Award	17,662	13.38 USD	$236.3K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 21, 2023	Award	17,181	13.36 USD	$229.5K	Unusual size	SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 18, 2023	Award	5,659	13.40 USD	$75.8K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 18, 2023	Award	8,639	14.96 USD	$129.2K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 15, 2023	Award	11,631	13.33 USD	$155K		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 15, 2023	Award	8,674	11.06 USD	$95.9K		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 11, 2023	Award	600	10.83 USD	$6.5K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 11, 2023	Award	14,290	13.40 USD	$191.5K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 11, 2023	Award	7,110	15.06 USD	$107.1K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 7, 2023	Award	67	14.91 USD	$999		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 7, 2023	Award	292	10.77 USD	$3.1K		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 6, 2023	Award	1,053	10.68 USD	$11.2K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Nov 27, 2024	Other	-47,687	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Nov 27, 2024	Other	-170,683	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund, Inc.Listing unverified	Nov 27, 2024	Other	-1,531	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Opportunistic Municipal Income Fund, Inc.Listing unverified	Nov 27, 2024	Other	-5,010	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.Listing on record	Nov 27, 2024	Other	-71,453	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund, Inc.Listing unverified	Nov 27, 2024	Other	-74,080	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Managed Duration Municipal Income Fund, Inc.Listing on record	Nov 27, 2024	Other	-5,000	—	n/a (No price was disclosed in the filing)		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Nov 27, 2024	Other	-76,796	—	n/a (No price was disclosed in the filing)		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 28, 2023	Award	22,545	13.24 USD	$298.5K	Unusual size	SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 28, 2023	Award	12,608	11.12 USD	$140.2K		SEC
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.Listing on record	Dec 22, 2023	Award	29,681	8.27 USD	$245.5K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 22, 2023	Award	17,662	13.32 USD	$235.3K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 21, 2023	Award	9,941	15.10 USD	$150.1K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 21, 2023	Award	17,662	13.38 USD	$236.3K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 21, 2023	Award	17,181	13.36 USD	$229.5K	Unusual size	SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 18, 2023	Award	5,659	13.40 USD	$75.8K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 18, 2023	Award	8,639	14.96 USD	$129.2K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 15, 2023	Award	11,631	13.33 USD	$155K		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 15, 2023	Award	8,674	11.06 USD	$95.9K		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 11, 2023	Award	600	10.83 USD	$6.5K		SEC
RiverNorth Flexible Municipal Income Fund II, Inc.Listing unverified	Dec 11, 2023	Award	14,290	13.40 USD	$191.5K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 11, 2023	Award	7,110	15.06 USD	$107.1K		SEC
RiverNorth Managed Duration Municipal Income Fund II, Inc.Listing on record	Dec 7, 2023	Award	67	14.91 USD	$999		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 7, 2023	Award	292	10.77 USD	$3.1K		SEC
RIVERNORTH OPPORTUNITIES FUND, INC.Listing on record	Dec 6, 2023	Award	1,053	10.68 USD	$11.2K		SEC