KULLBERG DUANE R

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Director at NUVEEN INVESTMENTS, INC · on record since Mar 16, 2006
Director at Artio Global Investors Inc. · on record since Sep 29, 2009
Director at Cboe Global Markets, Inc. · on record since Jun 18, 2010

Insider trading activity of KULLBERG DUANE R

Transactions on record: 35; since May 17, 2004

Purchases: 1; $8.7K

Sales: 0

Companies traded: 3; last filing May 28, 2013

Figures computed from official regulatory filings — .

Companies where KULLBERG DUANE R has traded

Cboe Global Markets, Inc.4 tx · $84.8K · May 28, 2013
Artio Global Investors Inc.8 tx · $73.1K · May 22, 2013
NUVEEN INVESTMENTS, INC23 tx · $64K · Nov 15, 2007

Track record of KULLBERG DUANE R

Insufficient history for a statistical track record (fewer than 5 purchases).

Transaction history of KULLBERG DUANE R

Co-insiders of KULLBERG DUANE R

PALMORE RODERICK ACboe Global Markets, Inc. +1
ADAMS WILLIAM IVNUVEEN INVESTMENTS, INC
AMBOIAN JOHN PNUVEEN INVESTMENTS, INC
Anson MarkNUVEEN INVESTMENTS, INC
BERKSHIRE ALAN GNUVEEN INVESTMENTS, INC
BESSETTE ANDY FNUVEEN INVESTMENTS, INC
Bhatia PrashantCboe Global Markets, Inc.
Birnbaum Robert JCboe Global Markets, Inc.
BORIS JAMES RCboe Global Markets, Inc.
BOYD WILLARD LNUVEEN INVESTMENTS, INC
BRODSKY WILLIAM JCboe Global Markets, Inc.
Brown Alan ANUVEEN INVESTMENTS, INC
Buse ElizabethArtio Global Investors Inc.
CARL JOHN LNUVEEN INVESTMENTS, INC
Clay Catherine RCboe Global Markets, Inc.
CONCANNON CHRISTOPHER RCboe Global Markets, Inc.
Crampton Eric SCboe Global Markets, Inc.
Dean Alan JCboe Global Markets, Inc.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Cboe Global Markets, Inc.Listing on record	May 28, 2013	Award	1,851	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	May 22, 2013	Other	-18,463	2.75 USD	$50.8K		SEC
Artio Global Investors Inc.Listing unverified	Nov 9, 2012	Award	-9,700	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cboe Global Markets, Inc.Listing on record	Jun 18, 2012	Award	2,785	27.33 USD	$76.1K	Unusual size	SEC
Artio Global Investors Inc.Listing unverified	May 18, 2012	Award	19,608	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	Nov 9, 2011	Other	-3,200	6.99 USD	$22.4K		SEC
Artio Global Investors Inc.Listing unverified	May 18, 2011	Award	4,082	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cboe Global Markets, Inc.Listing on record	Jun 18, 2010	Buy	300	29.00	$8.7K	conv 48ClusterFirst in 12mo	SEC
Cboe Global Markets, Inc.Listing on record	Jun 17, 2010	Award	7,547	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	May 20, 2010	Award	2,792	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	Dec 10, 2009	Award	2,573	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	Sep 29, 2009	Award	2,308	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	Other	-9,157.35	—	n/a (No price was disclosed in the filing)		SEC
NUVEEN INVESTMENTS, INCListing unverified	Sep 18, 2007	Award	23.74	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jun 21, 2007	Award	26.85	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	May 10, 2007	Award	1,375	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Mar 16, 2007	Award	23.88	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Dec 18, 2006	Award	21.74	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Sep 19, 2006	Award	22.45	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jun 19, 2006	Award	26.18	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	May 12, 2006	Award	1,477	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Mar 16, 2006	Award	14.15	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Dec 16, 2005	Award	14.87	44.23 USD	$657.6		SEC
NUVEEN INVESTMENTS, INCListing unverified	Sep 16, 2005	Award	17.02	38.44 USD	$654.2		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jun 16, 2005	Award	15.1	36.95 USD	$557.9		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Cboe Global Markets, Inc.Listing on record	May 28, 2013	Award	1,851	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	May 22, 2013	Other	-18,463	2.75 USD	$50.8K		SEC
Artio Global Investors Inc.Listing unverified	Nov 9, 2012	Award	-9,700	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cboe Global Markets, Inc.Listing on record	Jun 18, 2012	Award	2,785	27.33 USD	$76.1K	Unusual size	SEC
Artio Global Investors Inc.Listing unverified	May 18, 2012	Award	19,608	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	Nov 9, 2011	Other	-3,200	6.99 USD	$22.4K		SEC
Artio Global Investors Inc.Listing unverified	May 18, 2011	Award	4,082	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Cboe Global Markets, Inc.Listing on record	Jun 18, 2010	Buy	300	29.00	$8.7K	conv 48ClusterFirst in 12mo	SEC
Cboe Global Markets, Inc.Listing on record	Jun 17, 2010	Award	7,547	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	May 20, 2010	Award	2,792	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	Dec 10, 2009	Award	2,573	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Artio Global Investors Inc.Listing unverified	Sep 29, 2009	Award	2,308	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	Other	-9,157.35	—	n/a (No price was disclosed in the filing)		SEC
NUVEEN INVESTMENTS, INCListing unverified	Sep 18, 2007	Award	23.74	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jun 21, 2007	Award	26.85	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	May 10, 2007	Award	1,375	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Mar 16, 2007	Award	23.88	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Dec 18, 2006	Award	21.74	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Sep 19, 2006	Award	22.45	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jun 19, 2006	Award	26.18	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	May 12, 2006	Award	1,477	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Mar 16, 2006	Award	14.15	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Dec 16, 2005	Award	14.87	44.23 USD	$657.6		SEC
NUVEEN INVESTMENTS, INCListing unverified	Sep 16, 2005	Award	17.02	38.44 USD	$654.2		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jun 16, 2005	Award	15.1	36.95 USD	$557.9		SEC