Brown Alan A

Executive Vice President at NUVEEN INVESTMENTS, INC · on record since Jan 25, 2006

Insider trading activity of Brown Alan A

Transactions on record: 24; since Jan 18, 2006

Open-market buys: 0

Open-market sells: 3; $1.5M

Companies traded: 1; last filing Nov 15, 2007

Figures computed from official regulatory filings — .

Companies where Brown Alan A has traded

NUVEEN INVESTMENTS, INC24 tx · $12.3M · Nov 15, 2007

Track record of Brown Alan A

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Brown Alan A

Co-insiders of Brown Alan A

ADAMS WILLIAM IVNUVEEN INVESTMENTS, INC
AMBOIAN JOHN PNUVEEN INVESTMENTS, INC
Anson MarkNUVEEN INVESTMENTS, INC
BERKSHIRE ALAN GNUVEEN INVESTMENTS, INC
BESSETTE ANDY FNUVEEN INVESTMENTS, INC
BOYD WILLARD LNUVEEN INVESTMENTS, INC
CARL JOHN LNUVEEN INVESTMENTS, INC
DRISCOLL W JOHNNUVEEN INVESTMENTS, INC
DUCKWORTH CONNIE KNUVEEN INVESTMENTS, INC
Hlavacek Sherri ANUVEEN INVESTMENTS, INC
KULLBERG DUANE RNUVEEN INVESTMENTS, INC
LEROY PIERRE ENUVEEN INVESTMENTS, INC
LISS SAMUEL GNUVEEN INVESTMENTS, INC
MacCarthy John LNUVEEN INVESTMENTS, INC
PALMORE RODERICK ANUVEEN INVESTMENTS, INC
RICHTER GLENN RNUVEEN INVESTMENTS, INC
SCHWERTFEGER TIMOTHY RNUVEEN INVESTMENTS, INC
ST PAUL FIRE & MARINE INSURANCE CONUVEEN INVESTMENTS, INC
ST PAUL TRAVELERS COMPANIES INCNUVEEN INVESTMENTS, INC
WILLIAMSON ALLAN JNUVEEN INVESTMENTS, INC
WILSON MARGARET ENUVEEN INVESTMENTS, INC

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Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	Other	-48,275	—	n/a (No price was disclosed in the filing)		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-25,874	26.99	$698.3K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-40,000	39.11	$1.6M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-20,000	26.99	$539.8K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-45,000	35.96	$1.6M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-40,000	41.02	$1.6M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-50,000	37.50	$1.9M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-15,000	35.96	$539.4K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-13,779	13.46	$185.5K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-18,375	20.42	$375.2K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Feb 8, 2007	AwardD (derivative)	13,779	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Feb 8, 2007	Award	4,042	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 16, 2006	ExerciseD (derivative)	-20,000	52.04	$1M	Unusual size	SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 16, 2006	Exercise	20,000	23.98	$479.6K	Unusual size	SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 16, 2006	Sell	-20,000	52.04	$1M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Aug 1, 2006	Sell	-5,000	47.15	$235.8K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Aug 1, 2006	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Aug 1, 2006	Exercise	5,000	23.98	$119.9K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 25, 2006	Sell	-5,000	45.56	$227.8K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 25, 2006	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 25, 2006	Exercise	5,000	23.98	$119.9K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 18, 2006	Award	30,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 18, 2006	Award	4,376	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 18, 2006	AwardD (derivative)	18,375	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	Other	-48,275	—	n/a (No price was disclosed in the filing)		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-25,874	26.99	$698.3K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-40,000	39.11	$1.6M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-20,000	26.99	$539.8K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-45,000	35.96	$1.6M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-40,000	41.02	$1.6M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-50,000	37.50	$1.9M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-15,000	35.96	$539.4K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-13,779	13.46	$185.5K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 15, 2007	OtherD (derivative)	-18,375	20.42	$375.2K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Feb 8, 2007	AwardD (derivative)	13,779	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Feb 8, 2007	Award	4,042	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 16, 2006	ExerciseD (derivative)	-20,000	52.04	$1M	Unusual size	SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 16, 2006	Exercise	20,000	23.98	$479.6K	Unusual size	SEC
NUVEEN INVESTMENTS, INCListing unverified	Nov 16, 2006	Sell	-20,000	52.04	$1M		SEC
NUVEEN INVESTMENTS, INCListing unverified	Aug 1, 2006	Sell	-5,000	47.15	$235.8K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Aug 1, 2006	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Aug 1, 2006	Exercise	5,000	23.98	$119.9K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 25, 2006	Sell	-5,000	45.56	$227.8K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 25, 2006	ExerciseD (derivative)	-5,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 25, 2006	Exercise	5,000	23.98	$119.9K		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 18, 2006	Award	30,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 18, 2006	Award	4,376	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
NUVEEN INVESTMENTS, INCListing unverified	Jan 18, 2006	AwardD (derivative)	18,375	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC