GUZY D JAMES SR

Director at ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC · on record since Feb 17, 2010
Director at INTEL CORP · on record since Apr 28, 2006
Director at PLX TECHNOLOGY INC · on record since May 25, 2006
Director at CIRRUS LOGIC, INC. · on record since Aug 1, 2006
10% owner at PLX TECHNOLOGY INC · on record since May 25, 2004
Director at LOGICVISION INC · on record since Jun 28, 2004
Director at TESSERA TECHNOLOGIES INC · on record since Nov 12, 2003
Director at ACM GOVERNMENT OPPORTUNITY FUND INC · on record since Dec 23, 2005
Director at ALLIANCEBERNSTEIN INCOME FUND INC · on record since Dec 23, 2005
Director at ACM MANAGED DOLLAR INCOME FUND INC · on record since Dec 23, 2005
Director at ACM MANAGED INCOME FUND INC /NY/ · on record since Dec 23, 2005
Director at ACM MUNICIPAL SECURITIES INCOME FUND INC · on record since Dec 23, 2005
Director at ALLIANCE ALL MARKET ADVANTAGE FUND INC · on record since Dec 23, 2005
Director at ALLIANCE CALIFORNIA MUNICIPAL INCOME FUND · on record since Dec 23, 2005
Director at ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND · on record since Dec 23, 2005
Director at ALLIANCE NEW YORK MUNICIPAL INCOME FUND · on record since Dec 23, 2005
Director at ALLIANCE WORLD DOLLAR GOVERNMENT FUND INC · on record since Dec 23, 2005

Insider trading activity of GUZY D JAMES SR

Transactions on record: 89; since Aug 1, 2003

Open-market buys: 1; $27.1K

Open-market sells: 20; $21.5M

Companies traded: 6; last filing Jan 28, 2013

Figures computed from official regulatory filings — .

Companies where GUZY D JAMES SR has traded

19 tx · $538.5K · Jan 28, 2013
34 tx · $4.1M · Feb 9, 2011
1 tx · $27.1K · Feb 17, 2010
23 tx · $4.8M · May 22, 2008
11 tx · $14.9M · Feb 14, 2005
1 tx · Jun 28, 2004

Track record of GUZY D JAMES SR

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of GUZY D JAMES SR

Co-insiders of GUZY D JAMES SR

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
PLX TECHNOLOGY INCListing unverified	Jan 28, 2013	AwardD (derivative)	12,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PLX TECHNOLOGY INCListing unverified	May 26, 2011	AwardD (derivative)	12,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Feb 9, 2011	Sell	-42,391	24.36 USD	$1M	SEC
CIRRUS LOGIC, INC.Listing on record	Dec 1, 2010	Sell	-66,391	15.18 USD	$1M	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	7.52 USD	$75.2K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	25,000	5.49 USD	$137.3K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	7.17 USD	$71.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-25,000	15.37 USD	$384.3K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	5.85 USD	$58.5K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	5.95 USD	$59.5K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	4.96 USD	$49.6K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	6.14 USD	$61.4K	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
PLX TECHNOLOGY INCListing unverified	Jan 28, 2013	AwardD (derivative)	12,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
PLX TECHNOLOGY INCListing unverified	May 26, 2011	AwardD (derivative)	12,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Feb 9, 2011	Sell	-42,391	24.36 USD	$1M	SEC
CIRRUS LOGIC, INC.Listing on record	Dec 1, 2010	Sell	-66,391	15.18 USD	$1M	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	7.52 USD	$75.2K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	25,000	5.49 USD	$137.3K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	7.17 USD	$71.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-25,000	15.37 USD	$384.3K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	5.85 USD	$58.5K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	5.95 USD	$59.5K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	4.96 USD	$49.6K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Sell	-10,000	15.37 USD	$153.7K	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
CIRRUS LOGIC, INC.Listing on record	Nov 24, 2010	Exercise	10,000	6.14 USD	$61.4K	SEC