Engemoen Roger J JR

Director at PENSON WORLDWIDE INC · on record since May 26, 2006
Chairman at PENSON WORLDWIDE INC · on record since May 26, 2006
10% owner at PENSON WORLDWIDE INC · on record since May 26, 2006

Insider trading activity of Engemoen Roger J JR

Transactions on record: 27; since Dec 20, 2006

Open-market buys: 0

Open-market sells: 15; $2.6M

Companies traded: 1; last filing Feb 13, 2012

Figures computed from official regulatory filings — .

Companies where Engemoen Roger J JR has traded

PENSON WORLDWIDE INC27 tx · $2.6M · Feb 13, 2012

Track record of Engemoen Roger J JR

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Engemoen Roger J JR

Co-insiders of Engemoen Roger J JR

BASSO ROBERT SPENSON WORLDWIDE INC
Chochon Michael DPENSON WORLDWIDE INC
Dan Bernard WPENSON WORLDWIDE INC
DREW JOHNPENSON WORLDWIDE INC
Dyer James SPENSON WORLDWIDE INC
Engel BrycePENSON WORLDWIDE INC
Engemoen Family Partnership LtdPENSON WORLDWIDE INC
Engemoen Investments LLCPENSON WORLDWIDE INC
FEINBERG HENRYPENSON WORLDWIDE INC
Gray Joseph KellyPENSON WORLDWIDE INC
GRIFFITH WILLIAMPENSON WORLDWIDE INC
Gross William DPENSON WORLDWIDE INC
HOAG JAY CPENSON WORLDWIDE INC
JOHNSON DAVIDPENSON WORLDWIDE INC
JOHNSON THOMAS RICHARDPENSON WORLDWIDE INC
Kelly David MPENSON WORLDWIDE INC
KIMBALL RICKPENSON WORLDWIDE INC
Koslow Andrew BPENSON WORLDWIDE INC
MCALEER KEVIN WPENSON WORLDWIDE INC
McCain Richard BartoPENSON WORLDWIDE INC
Pendergraft Philip APENSON WORLDWIDE INC
Presby Mark MPENSON WORLDWIDE INC
Raphael Eran SimonPENSON WORLDWIDE INC
REED DAVID APENSON WORLDWIDE INC
REYNOLDS JON Q JRPENSON WORLDWIDE INC
SCHUENEMAN DIANE LYNNPENSON WORLDWIDE INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PENSON WORLDWIDE INCListing unverified	Feb 13, 2012	Gift	-40,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 13, 2012	Other	-5,537	1.16 USD	$6.4K		SEC
PENSON WORLDWIDE INCListing unverified	Jan 3, 2012	Other	-5,537	1.16 USD	$6.4K		SEC
PENSON WORLDWIDE INCListing unverified	Mar 2, 2011	Award	54,192	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Dec 9, 2009	Sell	-63,311	9.17	$580.6K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Dec 9, 2009	Sell	-56,689	9.48	$537.4K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jan 5, 2009	Gift	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Jan 5, 2009	Award	12,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-2,730	20.05	$54.7K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-300	20.07	$6K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-200	20.02	$4K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-2,200	20.06	$44.1K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-3,850	20.00	$77K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-600	20.10	$12.1K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-100	20.03	$2K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-770	20.01	$15.4K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-500	20.08	$10K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jun 18, 2007	Sell	-11,250	26.46	$297.7K		SEC
PENSON WORLDWIDE INCListing unverified	Apr 19, 2007	Sell	-11,250	32.74	$368.3K		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-2,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-2,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-450	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-2,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-450	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-450	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PENSON WORLDWIDE INCListing unverified	Feb 13, 2012	Gift	-40,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 13, 2012	Other	-5,537	1.16 USD	$6.4K		SEC
PENSON WORLDWIDE INCListing unverified	Jan 3, 2012	Other	-5,537	1.16 USD	$6.4K		SEC
PENSON WORLDWIDE INCListing unverified	Mar 2, 2011	Award	54,192	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Dec 9, 2009	Sell	-63,311	9.17	$580.6K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Dec 9, 2009	Sell	-56,689	9.48	$537.4K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jan 5, 2009	Gift	-15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Jan 5, 2009	Award	12,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-2,730	20.05	$54.7K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-300	20.07	$6K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-200	20.02	$4K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-2,200	20.06	$44.1K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-3,850	20.00	$77K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-600	20.10	$12.1K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-100	20.03	$2K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-770	20.01	$15.4K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jul 20, 2007	Sell	-500	20.08	$10K	Unusual size	SEC
PENSON WORLDWIDE INCListing unverified	Jun 18, 2007	Sell	-11,250	26.46	$297.7K		SEC
PENSON WORLDWIDE INCListing unverified	Apr 19, 2007	Sell	-11,250	32.74	$368.3K		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-2,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-2,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-450	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-2,250	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-450	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 7, 2007	Gift	-450	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC