BASSO ROBERT S

Director at PONIARD PHARMACEUTICALS, INC. · on record since May 23, 2007
Director at PENSON WORLDWIDE INC · on record since Feb 10, 2012
Director at Aphton CORP · on record since Apr 28, 2005

Insider trading activity of BASSO ROBERT S

Transactions on record: 12; since Apr 28, 2005

Open-market buys: 1; $10.3K

Open-market sells: 0

Companies traded: 3; last filing May 21, 2012

Figures computed from official regulatory filings — .

Companies where BASSO ROBERT S has traded

PENSON WORLDWIDE INC2 tx · May 21, 2012
PONIARD PHARMACEUTICALS, INC.8 tx · $146.5K · Jun 10, 2011
Aphton CORP2 tx · Apr 28, 2005

Track record of BASSO ROBERT S

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of BASSO ROBERT S

Co-insiders of BASSO ROBERT S

BAY CITY CAPITAL FUND I L PPONIARD PHARMACEUTICALS, INC.
BAY CITY CAPITAL FUND IV CO INVESMENT FUND LPPONIARD PHARMACEUTICALS, INC.
Bay City Capital Fund IV, L.P.PONIARD PHARMACEUTICALS, INC.
BAY CITY CAPITAL LLCPONIARD PHARMACEUTICALS, INC.
Bay City Capital Management IV LLCPONIARD PHARMACEUTICALS, INC.
BAY CITY CAPITAL MANAGEMENT LLCPONIARD PHARMACEUTICALS, INC.
Berland Susan DPONIARD PHARMACEUTICALS, INC.
BOWMAN JACK LPONIARD PHARMACEUTICALS, INC.
Chochon Michael DPENSON WORLDWIDE INC
CRAVES FRED BPONIARD PHARMACEUTICALS, INC.
Dan Bernard WPENSON WORLDWIDE INC
De Jager RobertPONIARD PHARMACEUTICALS, INC.
DICKSON E ROLLANDPONIARD PHARMACEUTICALS, INC.
DREW JOHNPENSON WORLDWIDE INC
Dyer James SPENSON WORLDWIDE INC
Engel BrycePENSON WORLDWIDE INC
Engemoen Family Partnership LtdPENSON WORLDWIDE INC
Engemoen Investments LLCPENSON WORLDWIDE INC
Engemoen Roger J JRPENSON WORLDWIDE INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PENSON WORLDWIDE INCListing unverified	May 21, 2012	Award	184,211	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 10, 2012	Award	62,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 10, 2011	ExerciseD (derivative)	-36,145	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 10, 2011	Exercise	36,145	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 11, 2010	AwardD (derivative)	72,289	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 25, 2009	AwardD (derivative)	15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Apr 7, 2009	Buy	5,000	2.05	$10.3K	conv 85ClusterFirst in 12mo	SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 25, 2008	AwardD (derivative)	15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 18, 2007	AwardD (derivative)	20,000	6.81	$136.2K		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 18, 2007	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Aphton CORPListing unverified	Apr 28, 2005	AwardD (derivative)	25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Aphton CORPListing unverified	Apr 28, 2005	Award	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
PENSON WORLDWIDE INCListing unverified	May 21, 2012	Award	184,211	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PENSON WORLDWIDE INCListing unverified	Feb 10, 2012	Award	62,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 10, 2011	ExerciseD (derivative)	-36,145	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 10, 2011	Exercise	36,145	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 11, 2010	AwardD (derivative)	72,289	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 25, 2009	AwardD (derivative)	15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Apr 7, 2009	Buy	5,000	2.05	$10.3K	conv 85ClusterFirst in 12mo	SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 25, 2008	AwardD (derivative)	15,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 18, 2007	AwardD (derivative)	20,000	6.81	$136.2K		SEC
PONIARD PHARMACEUTICALS, INC.Listing on record	Jun 18, 2007	AwardD (derivative)	10,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Aphton CORPListing unverified	Apr 28, 2005	AwardD (derivative)	25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Aphton CORPListing unverified	Apr 28, 2005	Award	10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC