CHADWICK ROBERT E

Vice President at Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC · on record since Apr 6, 2004
CEO and President at Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · on record since Jun 8, 2015
Director at FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC · on record since Feb 16, 2016
Director at Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC · on record since Feb 16, 2016
Director at FLAHERTY & CRUMRINE TOTAL RETURN FUND INC · on record since Feb 16, 2016
Director at Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC · on record since Feb 16, 2016
Director at Flaherty & Crumrine Dynamic Preferred & Income Fund Inc · on record since Feb 16, 2016
CFO, VP, Treasurer & Secretary at Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC · on record since Apr 6, 2005
CFO, VP, Treasurer & Secretary at FLAHERTY & CRUMRINE TOTAL RETURN FUND INC · on record since Apr 6, 2005
CFO, VP, Secretary, Treasurer at FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC · on record since Sep 28, 2005

Insider trading activity of CHADWICK ROBERT E

Transactions on record: 24; since Jan 6, 2004

Open-market buys: 15; $639.4K

Open-market sells: 0

Companies traded: 5; last filing Dec 19, 2018

Figures computed from official regulatory filings — .

Companies where CHADWICK ROBERT E has traded

Flaherty & Crumrine Dynamic Preferred & Income Fund Inc7 tx · $425.6K · Dec 19, 2018
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC4 tx · $153.5K · Feb 16, 2016
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC5 tx · $181.3K · Feb 16, 2016
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC4 tx · $165.9K · Feb 16, 2016
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC4 tx · $124.9K · Feb 16, 2016

Track record of CHADWICK ROBERT E

Open-market buys: 15

Last buy: Dec 18, 2018

Enough buys on record, but none of them has a 63-day return yet — this happens when the shares stopped trading, or when the buys are too recent. Win rates will appear once returns mature.

Transaction history of CHADWICK ROBERT E

Co-insiders of CHADWICK ROBERT E

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Dec 19, 2018	Buy	5,000	20.00 USD	$100K	conv 58First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Nov 14, 2016	Buy	5,000	21.90 USD	$109.5K	conv 72Unusual sizeFirst in 12mo	SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Jun 8, 2015	Buy	1,602	22.51 USD	$36.1K	conv 41First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Jun 8, 2015	Buy	3,298	22.51 USD	$74.2K	conv 60First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Jun 8, 2015	Buy	100	22.51 USD	$2.3K	conv 28First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Aug 16, 2013	Buy	5,000	20.70 USD	$103.5K	conv 88ClusterUnusual size+1	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Dec 30, 2008	Buy	7,000	7.20	$50.4K	conv 98Unusual sizeFirst in 12mo	SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Dec 17, 2007	Buy	5,000	9.04	$45.2K	conv 88Unusual sizeFirst in 12mo	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Dec 28, 2006	Other	4,346	21.57	$93.7K		SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Dec 28, 2006	Other	8,603	12.30	$105.8K		SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Dec 28, 2006	Other	4,198	21.60	$90.7K		SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Dec 28, 2006	Other	7,169	16.95	$121.5K		SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	May 15, 2006	Buy	1,000	10.84	$10.8K	conv 40	SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Sep 28, 2005	Buy	1,000	15.96 USD	$16K	conv 44	SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Sep 28, 2005	Buy	1,000	16.04 USD	$16K	conv 61	SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Apr 6, 2005	Buy	1,000	21.45 USD	$21.4K	conv 89	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Apr 6, 2005	Buy	1,000	21.80 USD	$21.8K	conv 89	SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Apr 6, 2004	Buy	1,500	12.95 USD	$19.4K	conv 63Cluster	SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Jan 6, 2004	Buy	500	25.46 USD	$12.7K	conv 87ClusterFirst in 12mo	SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Dec 19, 2018	Buy	5,000	20.00 USD	$100K	conv 58First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Nov 14, 2016	Buy	5,000	21.90 USD	$109.5K	conv 72Unusual sizeFirst in 12mo	SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Feb 16, 2016	Other	0	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	Unusual size	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Jun 8, 2015	Buy	1,602	22.51 USD	$36.1K	conv 41First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Jun 8, 2015	Buy	3,298	22.51 USD	$74.2K	conv 60First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Jun 8, 2015	Buy	100	22.51 USD	$2.3K	conv 28First in 12mo	SEC
Flaherty & Crumrine Dynamic Preferred & Income Fund IncListing unverified	Aug 16, 2013	Buy	5,000	20.70 USD	$103.5K	conv 88ClusterUnusual size+1	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Dec 30, 2008	Buy	7,000	7.20	$50.4K	conv 98Unusual sizeFirst in 12mo	SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Dec 17, 2007	Buy	5,000	9.04	$45.2K	conv 88Unusual sizeFirst in 12mo	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Dec 28, 2006	Other	4,346	21.57	$93.7K		SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Dec 28, 2006	Other	8,603	12.30	$105.8K		SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Dec 28, 2006	Other	4,198	21.60	$90.7K		SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Dec 28, 2006	Other	7,169	16.95	$121.5K		SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	May 15, 2006	Buy	1,000	10.84	$10.8K	conv 40	SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Sep 28, 2005	Buy	1,000	15.96 USD	$16K	conv 44	SEC
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCListing unverified	Sep 28, 2005	Buy	1,000	16.04 USD	$16K	conv 61	SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Apr 6, 2005	Buy	1,000	21.45 USD	$21.4K	conv 89	SEC
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCListing unverified	Apr 6, 2005	Buy	1,000	21.80 USD	$21.8K	conv 89	SEC
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCListing unverified	Apr 6, 2004	Buy	1,500	12.95 USD	$19.4K	conv 63Cluster	SEC
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCListing unverified	Jan 6, 2004	Buy	500	25.46 USD	$12.7K	conv 87ClusterFirst in 12mo	SEC