CAPLAN MITCHELL H

Director at E TRADE FINANCIAL CORP · on record since Feb 17, 2006
Chief Executive Officer at E TRADE FINANCIAL CORP · on record since Feb 17, 2006
Director at Pioneer Merger Corp. · on record since Jan 7, 2021
10% owner at Pioneer Merger Corp. · on record since Jan 19, 2023
See Remarks at Pioneer Merger Corp. · on record since Jan 19, 2023

Insider trading activity of CAPLAN MITCHELL H

Transactions on record: 41; since Feb 6, 2004

Open-market buys: 2; $1.5M

Open-market sells: 2; $2.9M

Companies traded: 1; last filing Dec 17, 2007

Figures computed from official regulatory filings — .

Companies where CAPLAN MITCHELL H has traded

E TRADE FINANCIAL CORP41 tx · $19.7M · Dec 17, 2007

Track record of CAPLAN MITCHELL H

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CAPLAN MITCHELL H

Co-insiders of CAPLAN MITCHELL H

Agrawal NeerajE TRADE FINANCIAL CORP
Anderson Steven R.E TRADE FINANCIAL CORP
Audette Matthew JE TRADE FINANCIAL CORP
Battery Partners VIII, LLCE TRADE FINANCIAL CORP
Battery Partners VIII Side Fund, LLCE TRADE FINANCIAL CORP
Battery Ventures VIII lpE TRADE FINANCIAL CORP
BATTERY VENTURES VIII SIDE FUND LPE TRADE FINANCIAL CORP
Bramhall DylanE TRADE FINANCIAL CORP
Brannon Richard DE TRADE FINANCIAL CORP
BREWSTER DARYL GE TRADE FINANCIAL CORP
CARBONE RICHARD JE TRADE FINANCIAL CORP
Carpenter Scott ChristopherPioneer Merger Corp.
Chersi Robert JE TRADE FINANCIAL CORP
CHRISTODORO JONATHANPioneer Merger Corp.
CITADEL AC INVESTMENTS LTDE TRADE FINANCIAL CORP
CITADEL ADVISORS HOLDINGS LPE TRADE FINANCIAL CORP
CITADEL ADVISORS LLCE TRADE FINANCIAL CORP
Citadel Derivatives Group, LLCE TRADE FINANCIAL CORP
CITADEL DERIVATIVES TRADING LTDE TRADE FINANCIAL CORP
CITADEL EQUITY FUND LTDE TRADE FINANCIAL CORP

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
E TRADE FINANCIAL CORPListing unverified	Dec 17, 2007	Sell	-300,000	3.87	$1.2M		SEC
E TRADE FINANCIAL CORPListing unverified	May 25, 2007	Other	-14,902	22.65	$337.5K		SEC
E TRADE FINANCIAL CORPListing unverified	May 4, 2007	Other	-9,851	22.75	$224.1K		SEC
E TRADE FINANCIAL CORPListing unverified	May 4, 2007	Other	-7,983	22.75	$181.6K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 28, 2007	Exercise	139,036	3.22	$447.7K	Unusual size	SEC
E TRADE FINANCIAL CORPListing unverified	Feb 28, 2007	ExerciseD (derivative)	-139,036	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 28, 2007	Sell	-72,211	24.08	$1.7M		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	AwardD (derivative)	121,813	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	AwardD (derivative)	153,215	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Other	-3,030	24.10	$73K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Award	20,877	23.33	$487.1K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Award	52,519	23.33	$1.2M		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Other	-6,370	24.10	$153.5K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	AwardD (derivative)	200,118	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Award	68,596	23.33	$1.6M		SEC
E TRADE FINANCIAL CORPListing unverified	Jun 15, 2006	Buy	25,000	21.03	$525.8K	conv 31	SEC
E TRADE FINANCIAL CORPListing unverified	Jun 14, 2006	Buy	50,000	19.13	$956.5K	conv 45First in 12mo	SEC
E TRADE FINANCIAL CORPListing unverified	May 26, 2006	Other	-14,902	23.52	$350.5K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	Award	35,282	23.77	$838.7K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	AwardD (derivative)	199,445	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	Award	72,976	23.77	$1.7M		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	AwardD (derivative)	412,523	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	May 5, 2005	AwardD (derivative)	319,989	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	May 5, 2005	Award	134,409	11.15 USD	$1.5M		SEC
E TRADE FINANCIAL CORPListing unverified	May 5, 2005	Award	71,998	10.88 USD	$783.3K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
E TRADE FINANCIAL CORPListing unverified	Dec 17, 2007	Sell	-300,000	3.87	$1.2M		SEC
E TRADE FINANCIAL CORPListing unverified	May 25, 2007	Other	-14,902	22.65	$337.5K		SEC
E TRADE FINANCIAL CORPListing unverified	May 4, 2007	Other	-9,851	22.75	$224.1K		SEC
E TRADE FINANCIAL CORPListing unverified	May 4, 2007	Other	-7,983	22.75	$181.6K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 28, 2007	Exercise	139,036	3.22	$447.7K	Unusual size	SEC
E TRADE FINANCIAL CORPListing unverified	Feb 28, 2007	ExerciseD (derivative)	-139,036	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 28, 2007	Sell	-72,211	24.08	$1.7M		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	AwardD (derivative)	121,813	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	AwardD (derivative)	153,215	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Other	-3,030	24.10	$73K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Award	20,877	23.33	$487.1K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Award	52,519	23.33	$1.2M		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Other	-6,370	24.10	$153.5K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	AwardD (derivative)	200,118	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 15, 2007	Award	68,596	23.33	$1.6M		SEC
E TRADE FINANCIAL CORPListing unverified	Jun 15, 2006	Buy	25,000	21.03	$525.8K	conv 31	SEC
E TRADE FINANCIAL CORPListing unverified	Jun 14, 2006	Buy	50,000	19.13	$956.5K	conv 45First in 12mo	SEC
E TRADE FINANCIAL CORPListing unverified	May 26, 2006	Other	-14,902	23.52	$350.5K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	Award	35,282	23.77	$838.7K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	AwardD (derivative)	199,445	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	Award	72,976	23.77	$1.7M		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 17, 2006	AwardD (derivative)	412,523	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	May 5, 2005	AwardD (derivative)	319,989	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	May 5, 2005	Award	134,409	11.15 USD	$1.5M		SEC
E TRADE FINANCIAL CORPListing unverified	May 5, 2005	Award	71,998	10.88 USD	$783.3K		SEC