CAPLAN MITCHELL H

Director at E TRADE FINANCIAL CORP · on record since Feb 17, 2006
Chief Executive Officer at E TRADE FINANCIAL CORP · on record since Feb 17, 2006
Director at Pioneer Merger Corp. · on record since Jan 7, 2021
10% owner at Pioneer Merger Corp. · on record since Jan 19, 2023
See Remarks at Pioneer Merger Corp. · on record since Jan 19, 2023

Insider trading activity of CAPLAN MITCHELL H

Transactions on record: 41; since Feb 6, 2004

Open-market buys: 2; $1.5M

Open-market sells: 2; $2.9M

Companies traded: 1; last filing Dec 17, 2007

Figures computed from official regulatory filings — methodology.

Companies where CAPLAN MITCHELL H has traded

E TRADE FINANCIAL CORP41 tx · $12M · Dec 17, 2007

Track record of CAPLAN MITCHELL H

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CAPLAN MITCHELL H

Co-insiders of CAPLAN MITCHELL H

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Company	Filed	Type	Qty	Price	Value · USD	Src
E TRADE FINANCIAL CORP	Dec 17, 2007	Sell	-300,000	3.87	$1.2M	SEC
E TRADE FINANCIAL CORP	May 25, 2007	Other	-14,902	22.65	$337.5K	SEC
E TRADE FINANCIAL CORP	May 4, 2007	Other	-9,851	22.75	$224.1K	SEC
E TRADE FINANCIAL CORP	May 4, 2007	Other	-7,983	22.75	$181.6K	SEC
E TRADE FINANCIAL CORP	Feb 28, 2007	Exercise	139,036	3.22	$447.7K	SEC
E TRADE FINANCIAL CORP	Feb 28, 2007	ExerciseD	-139,036	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 28, 2007	Sell	-72,211	24.08	$1.7M	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	AwardD	121,813	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	AwardD	153,215	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Other	-3,030	24.10	$73K	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Award	20,877	23.33	$487.1K	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Award	52,519	23.33	$1.2M	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Other	-6,370	24.10	$153.5K	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	AwardD	200,118	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Award	68,596	23.33	$1.6M	SEC
E TRADE FINANCIAL CORP	Jun 15, 2006	Buy	25,000	21.03	$525.8K	SEC
E TRADE FINANCIAL CORP	Jun 14, 2006	Buy	50,000	19.13	$956.5K	SEC
E TRADE FINANCIAL CORP	May 26, 2006	Other	-14,902	23.52	$350.5K	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	Award	35,282	23.77	$838.7K	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	AwardD	199,445	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	Award	72,976	23.77	$1.7M	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	AwardD	412,523	0.00	$0	SEC
E TRADE FINANCIAL CORP	May 5, 2005	AwardD	319,989	0.00 USD	—	SEC
E TRADE FINANCIAL CORP	May 5, 2005	Award	134,409	11.15 USD	—	SEC
E TRADE FINANCIAL CORP	May 5, 2005	Award	71,998	10.88 USD	—	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
E TRADE FINANCIAL CORP	Dec 17, 2007	Sell	-300,000	3.87	$1.2M	SEC
E TRADE FINANCIAL CORP	May 25, 2007	Other	-14,902	22.65	$337.5K	SEC
E TRADE FINANCIAL CORP	May 4, 2007	Other	-9,851	22.75	$224.1K	SEC
E TRADE FINANCIAL CORP	May 4, 2007	Other	-7,983	22.75	$181.6K	SEC
E TRADE FINANCIAL CORP	Feb 28, 2007	Exercise	139,036	3.22	$447.7K	SEC
E TRADE FINANCIAL CORP	Feb 28, 2007	ExerciseD	-139,036	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 28, 2007	Sell	-72,211	24.08	$1.7M	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	AwardD	121,813	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	AwardD	153,215	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Other	-3,030	24.10	$73K	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Award	20,877	23.33	$487.1K	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Award	52,519	23.33	$1.2M	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Other	-6,370	24.10	$153.5K	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	AwardD	200,118	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 15, 2007	Award	68,596	23.33	$1.6M	SEC
E TRADE FINANCIAL CORP	Jun 15, 2006	Buy	25,000	21.03	$525.8K	SEC
E TRADE FINANCIAL CORP	Jun 14, 2006	Buy	50,000	19.13	$956.5K	SEC
E TRADE FINANCIAL CORP	May 26, 2006	Other	-14,902	23.52	$350.5K	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	Award	35,282	23.77	$838.7K	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	AwardD	199,445	0.00	$0	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	Award	72,976	23.77	$1.7M	SEC
E TRADE FINANCIAL CORP	Feb 17, 2006	AwardD	412,523	0.00	$0	SEC
E TRADE FINANCIAL CORP	May 5, 2005	AwardD	319,989	0.00 USD	—	SEC
E TRADE FINANCIAL CORP	May 5, 2005	Award	134,409	11.15 USD	—	SEC
E TRADE FINANCIAL CORP	May 5, 2005	Award	71,998	10.88 USD	—	SEC