CITADEL INVESTMENT GROUP II, L.L.C.

10% owner at Fushi Copperweld, Inc. · on record since Jan 22, 2008
10% owner at E TRADE FINANCIAL CORP · on record since Mar 19, 2008
See note 1 in Remarks below at Huntsman CORP · on record since Oct 22, 2008
See note 1 in Remarks below at CHINA SHEN ZHOU MINING & RESOURCES, INC. · on record since Dec 8, 2008
Director at E TRADE FINANCIAL CORP · on record since Jun 22, 2009
10% owner at Cherry Hill Mortgage Investment Corp · on record since Oct 9, 2013
10% owner at PHH CORP · on record since Jul 11, 2014
10% owner at Great Basin Scientific, Inc. · on record since Oct 11, 2016
10% owner at SEANERGY MARITIME CORP. · on record since Jul 22, 2015
10% owner at Motive Capital Corp II · on record since Sep 13, 2022

Insider trading activity of CITADEL INVESTMENT GROUP II, L.L.C.

Transactions on record: 33; since Jul 21, 2008

Open-market buys: 1; $106.8K

Open-market sells: 6; $484.3M

Companies traded: 3; last filing Oct 9, 2013

Figures computed from official regulatory filings — .

Companies where CITADEL INVESTMENT GROUP II, L.L.C. has traded

Cherry Hill Mortgage Investment Corp3 tx · $3.8M · Oct 9, 2013
E TRADE FINANCIAL CORP26 tx · $600.6M · Feb 25, 2011
Huntsman CORP4 tx · $4K · Sep 4, 2008

Track record of CITADEL INVESTMENT GROUP II, L.L.C.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of CITADEL INVESTMENT GROUP II, L.L.C.

Co-insiders of CITADEL INVESTMENT GROUP II, L.L.C.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Cherry Hill Mortgage Investment CorpListing on record	Oct 9, 2013	Buy	5,800	18.41 USD	$106.8K	conv 77First in 12mo	SEC
Cherry Hill Mortgage Investment CorpListing on record	Oct 9, 2013	Sell	-200,000	17.80 USD	$3.6M		SEC
Cherry Hill Mortgage Investment CorpListing on record	Oct 9, 2013	Sell	-8,855	18.30 USD	$162K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 25, 2011	Sell	-23,950,000	15.91 USD	$381M	Unusual size	SEC
E TRADE FINANCIAL CORPListing unverified	Feb 25, 2011	ExerciseD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 25, 2011	Exercise	5,810,058	10.34 USD	$60.1M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 23, 2009	Other	2,500	7.50	$18.8K		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 23, 2009	OtherD (derivative)	-25	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Exercise	50,000,000	1.03	$51.5M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Sell	-4,999,996	1.73	$8.6M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Exercise	8,059,961	1.03	$8.3M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Sell	-8,060,172	1.73	$13.9M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	ExerciseD (derivative)	-51,700,000	—	n/a (No price was disclosed in the filing)		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Sell	-45,000,011	1.71	$77M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	ExerciseD (derivative)	-8,334,000	—	n/a (No price was disclosed in the filing)		SEC
Huntsman CORPListing on record	Sep 4, 2008	Other	-600	5.00	$3K		SEC
Huntsman CORPListing on record	Sep 4, 2008	OtherD (derivative)	-6	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Huntsman CORPListing on record	Sep 4, 2008	OtherD (derivative)	-2	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Huntsman CORPListing on record	Sep 4, 2008	Other	-200	4.98	$996		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	Other	-3,000	4.00	$12K		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	OtherD (derivative)	-25	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	Other	-10,600	3.00	$31.8K		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	OtherD (derivative)	-2	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	Other	-2,500	3.00	$7.5K		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	OtherD (derivative)	-106	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
Cherry Hill Mortgage Investment CorpListing on record	Oct 9, 2013	Buy	5,800	18.41 USD	$106.8K	conv 77First in 12mo	SEC
Cherry Hill Mortgage Investment CorpListing on record	Oct 9, 2013	Sell	-200,000	17.80 USD	$3.6M		SEC
Cherry Hill Mortgage Investment CorpListing on record	Oct 9, 2013	Sell	-8,855	18.30 USD	$162K		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 25, 2011	Sell	-23,950,000	15.91 USD	$381M	Unusual size	SEC
E TRADE FINANCIAL CORPListing unverified	Feb 25, 2011	ExerciseD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
E TRADE FINANCIAL CORPListing unverified	Feb 25, 2011	Exercise	5,810,058	10.34 USD	$60.1M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 23, 2009	Other	2,500	7.50	$18.8K		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 23, 2009	OtherD (derivative)	-25	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Exercise	50,000,000	1.03	$51.5M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Sell	-4,999,996	1.73	$8.6M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Exercise	8,059,961	1.03	$8.3M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Sell	-8,060,172	1.73	$13.9M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	ExerciseD (derivative)	-51,700,000	—	n/a (No price was disclosed in the filing)		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	Sell	-45,000,011	1.71	$77M		SEC
E TRADE FINANCIAL CORPListing unverified	Oct 7, 2009	ExerciseD (derivative)	-8,334,000	—	n/a (No price was disclosed in the filing)		SEC
Huntsman CORPListing on record	Sep 4, 2008	Other	-600	5.00	$3K		SEC
Huntsman CORPListing on record	Sep 4, 2008	OtherD (derivative)	-6	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Huntsman CORPListing on record	Sep 4, 2008	OtherD (derivative)	-2	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Huntsman CORPListing on record	Sep 4, 2008	Other	-200	4.98	$996		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	Other	-3,000	4.00	$12K		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	OtherD (derivative)	-25	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	Other	-10,600	3.00	$31.8K		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	OtherD (derivative)	-2	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	Other	-2,500	3.00	$7.5K		SEC
E TRADE FINANCIAL CORPListing unverified	Jul 21, 2008	OtherD (derivative)	-106	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC