AUKEN WENDELL G VAN III

Director at MONTGOMERY STREET INCOME SECURITIES, INC · on record since Apr 28, 2006
Director at ADVENT SOFTWARE INC /DE/ · on record since May 18, 2006
See Explanation of Responses at Northstar Neuroscience, Inc. · on record since May 11, 2006
See Explanation of Responses at SENORX INC · on record since Mar 27, 2007
See Explanation of Responses at 3PAR Inc. · on record since Nov 26, 2007
See Explanation of Responses at CYTOKINETICS INC · on record since Apr 29, 2004
See Explanation of Responses at VARSITY GROUP INC · on record since Aug 8, 2005
See Explanation of Responses at Viracta Therapeutics, Inc. · on record since Sep 26, 2005

Insider trading activity of AUKEN WENDELL G VAN III

Transactions on record: 248; since Dec 2, 2003

Open-market buys: 11; $952.3K

Open-market sells: 85; $13.4M

Companies traded: 5; last filing Jul 10, 2015

Figures computed from official regulatory filings — .

Companies where AUKEN WENDELL G VAN III has traded

ADVENT SOFTWARE INC /DE/174 tx · $15.2M · Jul 10, 2015
MONTGOMERY STREET INCOME SECURITIES, INC8 tx · $169.6K · Jul 31, 2013
3PAR Inc.42 tx · $5.3M · Feb 24, 2010
SENORX INC8 tx · Apr 3, 2007
Northstar Neuroscience, Inc.16 tx · May 11, 2006

Track record of AUKEN WENDELL G VAN III

Open-market buys: 11

Last buy: Jul 30, 2013

Enough buys on record, but none of them has a 63-day return yet — this happens when the shares stopped trading, or when the buys are too recent. Win rates will appear once returns mature.

Transaction history of AUKEN WENDELL G VAN III

Co-insiders of AUKEN WENDELL G VAN III

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-13,000	44.25 USD	$575.3K	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	1,306	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-2,835	44.25 USD	$125.4K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	OtherD (derivative)	-9,138	15.24 USD	$139.3K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-7,336	44.25 USD	$324.6K	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-1,306	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-700	44.13 USD	$30.9K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-10,000	44.13 USD	$441.3K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-21,479	44.12 USD	$947.7K	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-763	44.15 USD	$33.7K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 18, 2015	Other	62,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 18, 2015	Other	-62,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 18, 2015	Sell	-30,000	44.19 USD	$1.3M	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-3,004	44.30 USD	$133.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-2,974	44.30 USD	$131.7K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	8,925	17.49 USD	$156.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-8,470	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	16,800	7.92 USD	$133.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-16,800	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	16,800	7.84 USD	$131.7K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-3,524	44.30 USD	$156.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-8,925	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	10,000	12.34 USD	$123.4K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-4,666	44.30 USD	$206.7K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-13,000	44.25 USD	$575.3K	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	1,306	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-2,835	44.25 USD	$125.4K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	OtherD (derivative)	-9,138	15.24 USD	$139.3K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-7,336	44.25 USD	$324.6K	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Jul 10, 2015	Other	-1,306	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-700	44.13 USD	$30.9K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-10,000	44.13 USD	$441.3K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-21,479	44.12 USD	$947.7K	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Mar 5, 2015	Sell	-763	44.15 USD	$33.7K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 18, 2015	Other	62,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 18, 2015	Other	-62,942	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 18, 2015	Sell	-30,000	44.19 USD	$1.3M	Unusual size	SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-3,004	44.30 USD	$133.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-2,974	44.30 USD	$131.7K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	8,925	17.49 USD	$156.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-8,470	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	16,800	7.92 USD	$133.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-16,800	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	16,800	7.84 USD	$131.7K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-3,524	44.30 USD	$156.1K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-10,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	ExerciseD (derivative)	-8,925	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Exercise	10,000	12.34 USD	$123.4K		SEC
ADVENT SOFTWARE INC /DE/Listing unverified	Feb 11, 2015	Other	-4,666	44.30 USD	$206.7K		SEC