| Whitebox Intermarket Advisors, LLC | Apr 4, 2008 | Other | 8,275,012.5 | 0.08 | $662K | SEC |
| Pandora Select Partners, L.P. | Apr 4, 2008 | Other | 10,343,775 | 0.08 | $827.5K | SEC |
| Whitebox Hedged High Yield Partners, L.P. | Apr 4, 2008 | OtherD | -1,655,004 | — | — | SEC |
| Whitebox Convertible Arbitrage Partners, L.P. | Apr 4, 2008 | Other | 25,859,437.5 | 0.08 | $2.1M | SEC |
| Whitebox Convertible Arbitrage Partners, L.P. | Apr 4, 2008 | OtherD | -2,068,755 | — | — | SEC |
| Pandora Select Partners, L.P. | Apr 4, 2008 | OtherD | -827,502 | — | — | SEC |
| Whitebox Intermarket Advisors, LLC | Apr 4, 2008 | OtherD | -662,001.6 | — | — | SEC |
| Whitebox Hedged High Yield Partners, L.P. | Apr 4, 2008 | Other | 20,687,550 | 0.08 | $1.7M | SEC |
| Whitebox Hedged High Yield Partners, L.P. | Sep 1, 2006 | OtherD | 0 | 0.00 | $0 | SEC |
| Whitebox Convertible Arbitrage Partners, L.P. | Sep 1, 2006 | OtherD | 0 | 0.00 | $0 | SEC |
| Pandora Select Partners, L.P. | Sep 1, 2006 | AwardD | 0 | 0.00 | $0 | SEC |
| Whitebox Convertible Arbitrage Partners, L.P. | Sep 1, 2006 | AwardD | 0 | 0.00 | $0 | SEC |
| Whitebox Convertible Arbitrage Partners, L.P. | Sep 1, 2006 | Award | -24,610,418 | 0.08 | $2M | SEC |
| Whitebox Convertible Arbitrage Partners, L.P. | Sep 1, 2006 | AwardD | 0 | 0.00 | $0 | SEC |
| Whitebox Hedged High Yield Partners, L.P. | Sep 1, 2006 | Award | -19,654,474 | 0.08 | $1.6M | SEC |
| Whitebox Hedged High Yield Partners, L.P. | Sep 1, 2006 | AwardD | 0 | 0.00 | $0 | SEC |
| WHITEBOX INTERMARKET PARTNERS LP | Sep 1, 2006 | Award | 7,873,043 | 0.08 | $629.8K | SEC |
| Whitebox Hedged High Yield Partners, L.P. | Sep 1, 2006 | AwardD | 3,296,800 | 0.08 | $263.7K | SEC |
| Whitebox Hedged High Yield Partners, L.P. | Sep 1, 2006 | AwardD | 0 | 0.00 | $0 | SEC |
| KOHLER GARY S | Sep 1, 2006 | OtherD | 0 | 0.00 | $0 | SEC |
| WHITEBOX INTERMARKET PARTNERS LP | Sep 1, 2006 | AwardD | 1,320,800 | 0.08 | $105.7K | SEC |
| WHITEBOX INTERMARKET PARTNERS LP | Sep 1, 2006 | AwardD | 0 | 0.00 | $0 | SEC |
| Malloy Scot W | Sep 1, 2006 | OtherD | 0 | 0.00 | $0 | SEC |
| Pandora Select Partners, L.P. | Sep 1, 2006 | AwardD | 1,653,600 | 0.08 | $132.3K | SEC |
| Pandora Select Partners, L.P. | Sep 1, 2006 | AwardD | 0 | 0.00 | $0 | SEC |