RIVIERA HOLDINGS CORP

RIV

Insider trading at RIVIERA HOLDINGS CORP

Transactions on record: 592; since Dec 22, 2003

Insider buys: 52; $14M

Insider sells: 307; $13.4M

Active insiders · 12 months: 4; last filing Oct 14, 2025

Figures computed from official regulatory filings — methodology.

Current insiders at RIVIERA HOLDINGS CORP

ALPS ADVISORS INCInvestment Adviser
ALPS HOLDINGS INCAffiliate of the Adviser
Alvarado MarcosDirector
BARENGO ROBERT RDirector
BCB Consultants, LLC10% owner
Benson Thomas P10% owner
Black Brian C10% owner
Bloom Bryan Elliot10% owner
BLUHM NEIL10% owner
BSS Voteco L.L.C.10% owner
Buchanan Patrick DTreasurer
BURKE EDMUND JOfficer of Investment Adviser
Burns KathrynTreasurer
CARLIN GREGORY A10% owner
CARTER JOHN KDirector
Carter Thomas AnthonyPresident, Interested Director
Choy AndyDirector
Choy AndyPresident & CEO
CKX FXLR STOCKHOLDER DISTRIBUTION TRUST I10% owner
CKX FXLR STOCKHOLDER DISTRIBUTION TRUST II10% owner
CKX FXLR STOCKHOLDER DISTRIBUTION TRUST III10% owner
CKX, Inc.10% owner
Collins Marcus LOfficer of Sub Adviser
Desert Rock Enterprises LLC10% owner
D E SHAW & CO LLCSee Footnotes 1,2,3,4,5, and 6
DE SHAW LAMINAR PORTFOLIOS LLCSee Footnotes 1,2,3,4,5, and 6
D. E. Shaw Valence Portfolios, L.L.C.See Footnotes 1,2,3,4,5, and 6
DIVITO VINCENT LDirector
Douglas Erin ElizabethChief Compliance Officer
DST SYSTEMS INCAffiliate of Investment Adv
Duran Troy AnthonyOfficer of Investment Adviser
EICHNER IAN BRUCESee Footnotes (1), (2) and (3)
FC208, LLC10% owner
Flag Leisure Group10% owner
FLAG LUXURY PROPERTIES LLC10% owner
Flag Luxury Riv LLC10% owner
French AllenAssistant Secretary
FX LUXURY REALTY LLC10% owner
FX Real Estate & Entertainment Inc.10% owner
Galley Patrick W.Director
Galley Patrick W.President
Galley Patrick W.10% owner
GRIPPE JEROME PExec Vice President Operations
HARVEY PAULDirector
High Desert Gaming, LLC10% owner
HOLMES MAX10% owner
Hunt AishaOfficer of Investment Adviser
HUTCHENS JOHN WAYNEDirector
I-1/I-2 US HOLDINGS LLC10% owner
ISLE INVESTORS LLC10% owner
JOHNSON RONALD PExec Vice President Gaming
Kanavos Paul10% owner
Kerschen JillTreasurer
Khwaja-Dixon SareenaSecretary
King Larry H.Chief Financial Officer
KROHN DUANETreasuer and CFO
Kuchli Andrea EAssistant Secretary
LAMB INVESTORS INC10% owner
LAMB LLC10% owner
LAMB PARTNERS10% owner
LAND JAMES N JRDirector
LEDY DAVID M10% owner
Lefever MarkExec Vice President
LMN 134 Family CO LLC10% owner
MARCHIONNE TULLIO JExec VP and General Counsel
MAY JEREMY ODirector
MAY JEREMY OOfficer of Investment Adviser
MCCLURE ROBERT DOUGLASTreasurer
Meloni Andrew PAssistant Treasurer
Metro Investment, LLC10% owner
Meyer Michael J10% owner
MJX Flag Associates LLC10% owner
Mohrhardt Jonathan M.Officer of Sub Adviser
Moore ChristopherSecretary
Mougin Lisa BruckertDirector
Murray Abigail JSecretary
Nelson Mitchell J10% owner
Noyes Richard CraigOfficer of Investment Advisor
Oakes John S.Director
O'Neill Stephen AndrewPortfolio Manager
ONIROT Living Trust dated 6/20/200010% owner
PARMENTIER WILLIAM R JROfficer of Investment Adviser
Pearse MichaelCFO and Treasurer
PLAINFIELD ASSET MANAGEMENT LLC10% owner
PLAINFIELD SPECIAL SITUATIONS MASTER FUND LTD.10% owner
Raio JerryDirector
Rettinger ErichTreasurer
RH1 LLC10% owner
RIVACQ LLC10% owner
Riv Acquisition Holdings Inc10% owner
RIVERNORTH CAPITAL MANAGEMENT, LLCAdviser
RiverNorth Financial Holdings, LLCAffiliate of the Adviser
RiverNorth Strategic Holdings, LLCHolding Co
RIVIERA HOLDINGS CORPExec vice President
Riviera Voteco L.L.C.10% owner
Roshetko PaulCFO and Treasurer
Ruppel Valerie LynnAssistant Secretary
SCG HOTEL MANAGEMENT LLC10% owner
Schmucker Brian HDirector
Schmucker Brian HChief Executive Officer
Schmucker Brian HOfficer of Subadviser
Schmucker Brian H10% owner
SHAW DAVID ESee Footnotes 1,2,3,4,5, and 6
SHAW D E & CO L P /NY/See Footnotes 1,2,3,4,5, and 6
Shier Barry A10% owner
Sillerman Real Estate Ventures LLC10% owner
Sillerman Robert10% owner
SILVER JEFFREY ADirector
SILVERMAN HARVEY10% owner
Simons Phillip B.Co-Chief Exec.Officer & CFO
Sleightholme MichaelOfficer of Investment Advisor
SOF US HOTEL CO-INVEST HOLDINGS LLC10% owner
SOF-VII MANAGEMENT LLC10% owner
SOF-VII US HOTEL HOLDINGS LLC10% owner
Spahr LatonPresident of the Adviser
SS&C Technologies Holdings IncAffiliate of Inv Adviser
STARWOOD CAPITAL GROUP GLOBAL LLC10% owner
STARWOOD CAPITAL HOSPITALITY FUND I-1 LP10% owner
STARWOOD CAPITAL HOSPITALITY FUND I-2 LP10% owner
STARWOOD GLOBAL OPPORTUNITY FUND VII-A LP10% owner
STARWOOD GLOBAL OPPORTUNITY FUND VII-B LP10% owner
STARWOOD US OPPORTUNITY FUND VII-D-2 LP10% owner
STARWOOD US OPPORTUNITY FUND VII-D LP10% owner
STERNLICHT BARRY SDirector
STERNLICHT BARRY SChairman of the Board
STERNLICHT BARRY S10% owner
Stevens Derek JDirector
Sutula MatthewCHIEF COMPLIANCE OFFICER
Sutula MatthewInterim CCO
Swanson DavidDirector
Swenson Bradley JOfficer of Investment Adviser
Torino Brett10% owner
TRUMP DONALD JFormer 10% owner
TRUMP DONALD J10% owner
TRUMP HOTELS & CASINO RESORT HOLDINGS LPFormer 10% owner
TRUMP HOTELS & CASINO RESORT HOLDINGS LP10% owner
TRUMP HOTELS & CASINO RESORTS INCFormer 10% owner
TRUMP HOTELS & CASINO RESORTS INC10% owner
TTERB Living Trust10% owner
VANNUCCI ROBERT APresident Riviera Operating
WESTERMAN WILLIAM LDirector
WESTERMAN WILLIAM LPresident and CEO
WESTERMAN WILLIAM L10% owner

Insider	Filed	Type	Qty	Price	Value · USD	Src
Raio Jerry	Oct 14, 2025	Other	3,834	11.95 USD	$45.8K	SEC
Galley Patrick W.	Oct 14, 2025	Other	112,213	11.95 USD	$1.3M	SEC
O'Neill Stephen Andrew	Oct 14, 2025	Other	15,000	11.95 USD	$179.3K	SEC
RiverNorth Strategic Holdings, LLC	Oct 14, 2025	Other	25,599	11.95 USD	$305.9K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 27, 2024	Other	-76,796	—	—	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 28, 2023	Award	12,608	11.12 USD	$140.2K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 15, 2023	Award	8,674	11.06 USD	$95.9K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 11, 2023	Award	600	10.83 USD	$6.5K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 7, 2023	Award	292	10.77 USD	$3.1K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 6, 2023	Award	1,053	10.68 USD	$11.2K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 4, 2023	Award	47	10.65 USD	$500.6	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 22, 2023	Award	12,400	10.50 USD	$130.2K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 21, 2023	Award	15,245	10.49 USD	$159.9K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 20, 2023	Award	18,094	10.47 USD	$189.4K	SEC
Raio Jerry	Oct 27, 2023	Buy	2,500	9.74 USD	$24.4K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Jun 5, 2023	Award	916	11.20 USD	$10.3K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	May 15, 2023	Award	4,539	10.98 USD	$49.8K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	May 12, 2023	Award	728	11.13 USD	$8.1K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	May 11, 2023	Award	1,600	11.13 USD	$17.8K	SEC
Raio Jerry	Apr 11, 2023	Buy	1,500	11.55 USD	$17.3K	SEC
Galley Patrick W.	Dec 6, 2022	Buy	41,899	0.00 USD	$0	SEC
HUTCHENS JOHN WAYNE	Nov 22, 2022	Buy	2,773	11.93 USD	$33.1K	SEC
O'Neill Stephen Andrew	Jan 25, 2022	Buy	1,198	14.92 USD	$17.9K	SEC
O'Neill Stephen Andrew	Jan 25, 2022	Buy	500	14.94 USD	$7.5K	SEC
O'Neill Stephen Andrew	Jan 25, 2022	Buy	200	14.95 USD	$3K	SEC

Insider	Filed	Type	Qty	Price	Value · USD	Src
Raio Jerry	Oct 14, 2025	Other	3,834	11.95 USD	$45.8K	SEC
Galley Patrick W.	Oct 14, 2025	Other	112,213	11.95 USD	$1.3M	SEC
O'Neill Stephen Andrew	Oct 14, 2025	Other	15,000	11.95 USD	$179.3K	SEC
RiverNorth Strategic Holdings, LLC	Oct 14, 2025	Other	25,599	11.95 USD	$305.9K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 27, 2024	Other	-76,796	—	—	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 28, 2023	Award	12,608	11.12 USD	$140.2K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 15, 2023	Award	8,674	11.06 USD	$95.9K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 11, 2023	Award	600	10.83 USD	$6.5K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 7, 2023	Award	292	10.77 USD	$3.1K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 6, 2023	Award	1,053	10.68 USD	$11.2K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Dec 4, 2023	Award	47	10.65 USD	$500.6	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 22, 2023	Award	12,400	10.50 USD	$130.2K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 21, 2023	Award	15,245	10.49 USD	$159.9K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Nov 20, 2023	Award	18,094	10.47 USD	$189.4K	SEC
Raio Jerry	Oct 27, 2023	Buy	2,500	9.74 USD	$24.4K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	Jun 5, 2023	Award	916	11.20 USD	$10.3K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	May 15, 2023	Award	4,539	10.98 USD	$49.8K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	May 12, 2023	Award	728	11.13 USD	$8.1K	SEC
RIVERNORTH CAPITAL MANAGEMENT, LLC	May 11, 2023	Award	1,600	11.13 USD	$17.8K	SEC
Raio Jerry	Apr 11, 2023	Buy	1,500	11.55 USD	$17.3K	SEC
Galley Patrick W.	Dec 6, 2022	Buy	41,899	0.00 USD	$0	SEC
HUTCHENS JOHN WAYNE	Nov 22, 2022	Buy	2,773	11.93 USD	$33.1K	SEC
O'Neill Stephen Andrew	Jan 25, 2022	Buy	1,198	14.92 USD	$17.9K	SEC
O'Neill Stephen Andrew	Jan 25, 2022	Buy	500	14.94 USD	$7.5K	SEC
O'Neill Stephen Andrew	Jan 25, 2022	Buy	200	14.95 USD	$3K	SEC

RIVIERA HOLDINGS CORP

Insider trading at RIVIERA HOLDINGS CORP

Current insiders at RIVIERA HOLDINGS CORP

RIVIERA HOLDINGS CORP

Insider trading at RIVIERA HOLDINGS CORP

Current insiders at RIVIERA HOLDINGS CORP

Insider transaction history at RIVIERA HOLDINGS CORP

Insider transaction history at RIVIERA HOLDINGS CORP