ZIMMERMAN BERNARD

Director at Carbon Energy Corp · on record since Sep 10, 2007
Chairman, President & CEO at Carbon Energy Corp · on record since Sep 10, 2007
10% owner at Carbon Energy Corp · on record since Sep 10, 2007
10% owner at Halo Companies, Inc. · on record since May 7, 2004
Director at FCCC INC · on record since Jul 11, 2003
President and CEO at FCCC INC · on record since Jul 11, 2003
10% owner at FCCC INC · on record since Jul 11, 2003
Director at Halo Companies, Inc. · on record since Jul 2, 2004
Chairman, President and Treas. at Halo Companies, Inc. · on record since Jul 2, 2004
10% owner at MORGAN GROUP HOLDING CO · on record since Feb 12, 2014

Insider trading activity of ZIMMERMAN BERNARD

Figures computed from official regulatory filings — .

Insufficient history for a statistical track record (fewer than 5 open-market buys).

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MORGAN GROUP HOLDING COListing on record	Feb 9, 2012	Buy	10,000	0.15 USD	$1.5K	conv 24First in 12mo	SEC
MORGAN GROUP HOLDING COListing on record	Feb 9, 2012	Buy	3,500	0.13 USD	$455	conv 11	SEC
MORGAN GROUP HOLDING COListing on record	Feb 9, 2012	Sell	-5,000	0.14 USD	$700		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	Sell	-1,300,000	0.01 USD	$13K		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	OtherD (derivative)	-1	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	SellD (derivative)	-1	100.00 USD	$100		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	Buy	6,300,000	0.01 USD	$63K	conv 76ClusterFirst in 12mo	SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	OtherD (derivative)	-1	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	Sell	-300,000	0.01 USD	$3K		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	SellD (derivative)	-1	100.00 USD	$100		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
MORGAN GROUP HOLDING COListing on record	Feb 9, 2012	Buy	10,000	0.15 USD	$1.5K	conv 24First in 12mo	SEC
MORGAN GROUP HOLDING COListing on record	Feb 9, 2012	Buy	3,500	0.13 USD	$455	conv 11	SEC
MORGAN GROUP HOLDING COListing on record	Feb 9, 2012	Sell	-5,000	0.14 USD	$700		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	Sell	-1,300,000	0.01 USD	$13K		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	OtherD (derivative)	-1	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	SellD (derivative)	-1	100.00 USD	$100		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	Buy	6,300,000	0.01 USD	$63K	conv 76ClusterFirst in 12mo	SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	OtherD (derivative)	-1	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	Sell	-300,000	0.01 USD	$3K		SEC
Halo Companies, Inc.Listing unverified	Jul 2, 2004	SellD (derivative)	-1	100.00 USD	$100		SEC