Vivo Ventures VII Affiliates Fund, L.P.

10% owner at Lite Strategy, Inc. · on record since Dec 21, 2012
10% owner at CODEXIS, INC. · on record since Mar 24, 2015
Former 10% holder at Sierra Oncology, Inc. · on record since Jul 21, 2015
10% owner at Sierra Oncology, Inc. · on record since Jul 15, 2015
10% owner at Aclaris Therapeutics, Inc. · on record since Oct 13, 2015
10% owner at AMERICAN EXPRESS CO · on record since Aug 31, 2018
Director at Sierra Oncology, Inc. · on record since Jul 1, 2022

Insider trading activity of Vivo Ventures VII Affiliates Fund, L.P.

Transactions on record: 20; since Jun 13, 2013

Open-market buys: 2; $3.7M

Open-market sells: 12; $23.5M

Companies traded: 4; last filing Sep 18, 2017

Figures computed from official regulatory filings — .

Companies where Vivo Ventures VII Affiliates Fund, L.P. has traded

CODEXIS, INC.2 tx · $6.1M · Sep 18, 2017
Aclaris Therapeutics, Inc.6 tx · $13.1M · Mar 2, 2017
Sierra Oncology, Inc.8 tx · $4.3M · Jul 21, 2015
Lite Strategy, Inc.4 tx · $4.3M · Oct 29, 2013

Track record of Vivo Ventures VII Affiliates Fund, L.P.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Vivo Ventures VII Affiliates Fund, L.P.

Co-insiders of Vivo Ventures VII Affiliates Fund, L.P.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CODEXIS, INC.Listing on record	Sep 18, 2017	Sell	-1,037,390	5.78 USD	$6M	Unusual size	SEC
CODEXIS, INC.Listing on record	Sep 18, 2017	Sell	-22,610	5.78 USD	$130.7K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-2,666	31.20 USD	$83.2K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-122,334	31.20 USD	$3.8M		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-2,133	30.98 USD	$66.1K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-97,867	30.98 USD	$3M		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-4,266	30.50 USD	$130.1K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-195,734	30.50 USD	$6M	Unusual size	SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Buy	215,307	17.00 USD	$3.7M	conv 59ClusterFirst in 12mo	SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Buy	4,693	17.00 USD	$79.8K	conv 54ClusterFirst in 12mo	SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	OtherD (derivative)	-44,991	—	n/a (No price was disclosed in the filing)		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	106,647	5.22 USD	$556.7K		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	44,991	—	n/a (No price was disclosed in the filing)		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	OtherD (derivative)	-2,064,308	—	n/a (No price was disclosed in the filing)		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	2,324	5.22 USD	$12.1K		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	2,064,308	—	n/a (No price was disclosed in the filing)		SEC
Lite Strategy, Inc.Listing unverified	Oct 29, 2013	Sell	-756	8.27 USD	$6.3K		SEC
Lite Strategy, Inc.Listing unverified	Oct 29, 2013	Sell	-38,953	8.30 USD	$323.3K		SEC
Lite Strategy, Inc.Listing unverified	Oct 29, 2013	Sell	-259,900	8.20 USD	$2.1M		SEC
Lite Strategy, Inc.Listing unverified	Jun 13, 2013	Sell	-236,273	7.80 USD	$1.8M		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CODEXIS, INC.Listing on record	Sep 18, 2017	Sell	-1,037,390	5.78 USD	$6M	Unusual size	SEC
CODEXIS, INC.Listing on record	Sep 18, 2017	Sell	-22,610	5.78 USD	$130.7K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-2,666	31.20 USD	$83.2K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-122,334	31.20 USD	$3.8M		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-2,133	30.98 USD	$66.1K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-97,867	30.98 USD	$3M		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-4,266	30.50 USD	$130.1K		SEC
Aclaris Therapeutics, Inc.Listing on record	Mar 2, 2017	Sell	-195,734	30.50 USD	$6M	Unusual size	SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Buy	215,307	17.00 USD	$3.7M	conv 59ClusterFirst in 12mo	SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Buy	4,693	17.00 USD	$79.8K	conv 54ClusterFirst in 12mo	SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	OtherD (derivative)	-44,991	—	n/a (No price was disclosed in the filing)		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	106,647	5.22 USD	$556.7K		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	44,991	—	n/a (No price was disclosed in the filing)		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	OtherD (derivative)	-2,064,308	—	n/a (No price was disclosed in the filing)		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	2,324	5.22 USD	$12.1K		SEC
Sierra Oncology, Inc.Listing unverified	Jul 21, 2015	Other	2,064,308	—	n/a (No price was disclosed in the filing)		SEC
Lite Strategy, Inc.Listing unverified	Oct 29, 2013	Sell	-756	8.27 USD	$6.3K		SEC
Lite Strategy, Inc.Listing unverified	Oct 29, 2013	Sell	-38,953	8.30 USD	$323.3K		SEC
Lite Strategy, Inc.Listing unverified	Oct 29, 2013	Sell	-259,900	8.20 USD	$2.1M		SEC
Lite Strategy, Inc.Listing unverified	Jun 13, 2013	Sell	-236,273	7.80 USD	$1.8M		SEC