Tu James

Director at CHARLES & COLVARD LTD · on record since Aug 25, 2025
Director at ENERGY FOCUS, INC/DE · on record since Dec 21, 2012
10% owner at ENERGY FOCUS, INC/DE · on record since May 1, 2013
Member of 10% owner group at ENERGY FOCUS, INC/DE · on record since Dec 10, 2018
Chairman and CEO at ENERGY FOCUS, INC/DE · on record since Jul 18, 2019

Insider trading activity of Tu James

Transactions on record: 16; since May 1, 2013

Open-market buys: 1; $13.5K

Open-market sells: 0

Companies traded: 2; last filing Aug 25, 2025

Figures computed from official regulatory filings — .

Companies where Tu James has traded

CHARLES & COLVARD LTD1 tx · Aug 25, 2025
ENERGY FOCUS, INC/DE15 tx · $400.5K · Aug 18, 2021

Track record of Tu James

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Tu James

Co-insiders of Tu James

5 Elements Energy Efficiency Ltd.ENERGY FOCUS, INC/DE
5 ELEMENTS GLOBAL FUND, LPENERGY FOCUS, INC/DE
Abate Steven LCHARLES & COLVARD LTD
ADVANCED LIGHTING TECHNOLOGIES INCENERGY FOCUS, INC/DE
Anthony DavidENERGY FOCUS, INC/DE
Barr David BCHARLES & COLVARD LTD
Beasley H. MarvinCHARLES & COLVARD LTD
BERCHTOLD NICHOLAS GENERGY FOCUS, INC/DE
Bhanderi RutenCHARLES & COLVARD LTD
Bi ChengENERGY FOCUS, INC/DE
Bird Richard A.CHARLES & COLVARD LTD
BLACK RONALD DENERGY FOCUS, INC/DE
Boss NeilCHARLES & COLVARD LTD
BRAUN JAMESCHARLES & COLVARD LTD
Bright Horizon Partners Inc.ENERGY FOCUS, INC/DE
Brilliant Start Enterprise, Inc.ENERGY FOCUS, INC/DE
BRITE JEFFREY HENERGY FOCUS, INC/DE

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CHARLES & COLVARD LTDListing unverified	Aug 25, 2025	AwardD (derivative)	480,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Aug 18, 2021	Buy	5,000	2.70 USD	$13.5K	conv 62First in 12mo	SEC
ENERGY FOCUS, INC/DEListing on record	Feb 23, 2021	AwardD (derivative)	15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 23, 2020	AwardD (derivative)	150,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 30, 2020	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 30, 2020	OtherD (derivative)	-1,721,023	—	n/a (No price was disclosed in the filing)		SEC
ENERGY FOCUS, INC/DEListing on record	Jul 18, 2019	AwardD (derivative)	300,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Apr 3, 2019	BuyD (derivative)	0	—	n/a (No price was disclosed in the filing)	First in 12mo	SEC
ENERGY FOCUS, INC/DEListing on record	Mar 16, 2016	AwardD (derivative)	51,350	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 16, 2016	AwardD (derivative)	37,915	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 18, 2015	AwardD (derivative)	80,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Feb 26, 2015	Other	90,000	4.30 USD	$387K		SEC
ENERGY FOCUS, INC/DEListing on record	Feb 26, 2015	OtherD (derivative)	-90,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 30, 2014	AwardD (derivative)	800,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 29, 2014	AwardD (derivative)	400,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	May 1, 2013	AwardD (derivative)	400,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
CHARLES & COLVARD LTDListing unverified	Aug 25, 2025	AwardD (derivative)	480,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Aug 18, 2021	Buy	5,000	2.70 USD	$13.5K	conv 62First in 12mo	SEC
ENERGY FOCUS, INC/DEListing on record	Feb 23, 2021	AwardD (derivative)	15,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 23, 2020	AwardD (derivative)	150,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 30, 2020	OtherD (derivative)	0	—	n/a (No price was disclosed in the filing)		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 30, 2020	OtherD (derivative)	-1,721,023	—	n/a (No price was disclosed in the filing)		SEC
ENERGY FOCUS, INC/DEListing on record	Jul 18, 2019	AwardD (derivative)	300,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Apr 3, 2019	BuyD (derivative)	0	—	n/a (No price was disclosed in the filing)	First in 12mo	SEC
ENERGY FOCUS, INC/DEListing on record	Mar 16, 2016	AwardD (derivative)	51,350	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 16, 2016	AwardD (derivative)	37,915	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Mar 18, 2015	AwardD (derivative)	80,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Feb 26, 2015	Other	90,000	4.30 USD	$387K		SEC
ENERGY FOCUS, INC/DEListing on record	Feb 26, 2015	OtherD (derivative)	-90,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 30, 2014	AwardD (derivative)	800,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	Jan 29, 2014	AwardD (derivative)	400,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ENERGY FOCUS, INC/DEListing on record	May 1, 2013	AwardD (derivative)	400,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC