THOMPSON W NORMAN

CIO at Hilltop Securities Holdings LLC · on record since Aug 29, 2006

Insider trading activity of THOMPSON W NORMAN

Transactions on record: 54; since Oct 28, 2003

Open-market buys: 0

Open-market sells: 4; $651.9K

Companies traded: 1; last filing Jan 2, 2015

Figures computed from official regulatory filings — .

Companies where THOMPSON W NORMAN has traded

Hilltop Securities Holdings LLC54 tx · $1M · Jan 2, 2015

Track record of THOMPSON W NORMAN

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of THOMPSON W NORMAN

Co-insiders of THOMPSON W NORMAN

BUCHHOLZ DON AHilltop Securities Holdings LLC
Buchholz Robert AHilltop Securities Holdings LLC
COBB BRODIE LHilltop Securities Holdings LLC
COLLMER J JANHilltop Securities Holdings LLC
CRANDALL J TAYLORHilltop Securities Holdings LLC
DRISCOLL RICHARD JHilltop Securities Holdings LLC
Edge Joseph Michael IIHilltop Securities Holdings LLC
FELDER WILLIAM DHilltop Securities Holdings LLC
Flanagan Christie SHilltop Securities Holdings LLC
Flores ID IIIHilltop Securities Holdings LLC
FORD GERALD JHilltop Securities Holdings LLC
HADDOCK RONALD WHilltop Securities Holdings LLC
Hamick Timothy JHilltop Securities Holdings LLC
HANKS KENNETH RHilltop Securities Holdings LLC
Hilltop Holdings Inc.Hilltop Securities Holdings LLC
HOLDGES STACY MHilltop Securities Holdings LLC
Holt John L JRHilltop Securities Holdings LLC
HULTGREN DONALD WHilltop Securities Holdings LLC
JOBE LARRY AHilltop Securities Holdings LLC
LECROY R JANHilltop Securities Holdings LLC
LELAND DANIELHilltop Securities Holdings LLC
LEVENTHAL LAURAHilltop Securities Holdings LLC
LITTON RICHARD HHilltop Securities Holdings LLC
McBey Robert GHilltop Securities Holdings LLC
MEYER FREDERICKHilltop Securities Holdings LLC
MILLER TYREE BHilltop Securities Holdings LLC
Moses Michael AHilltop Securities Holdings LLC
MOSLE JON L JRHilltop Securities Holdings LLC
OAK HILL CAPITAL MANAGEMENT, LLCHilltop Securities Holdings LLC
Oak Hill Capital Management Partners III LPHilltop Securities Holdings LLC
Oak Hill Capital Partners III LPHilltop Securities Holdings LLC
OHCM Management, LLCHilltop Securities Holdings LLC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Src
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	Other	-11,875	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	Other	-8,573	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	Other	-37,327	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	OtherD (derivative)	-2,738	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 22, 2014	Award	8,573	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 22, 2014	Other	-792	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 23, 2013	Award	8,993	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 28, 2012	Other	-201	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Feb 6, 2012	Award	16,756	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	Other	-201	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	Other	-224	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	Other	1,066	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	AwardD (derivative)	69	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2010	Other	242	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2010	Other	-463	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2010	Other	-224	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Other	-447	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Other	804	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Award	2,283	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Other	-262	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	AwardD (derivative)	53	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	Award	2,550	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	AwardD (derivative)	160	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	Other	929	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	Other	-735	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC

Company	Filed	Type	Qty	Price	Value · USD	Src
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	Other	-11,875	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	Other	-8,573	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	Other	-37,327	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Jan 2, 2015	OtherD (derivative)	-2,738	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 22, 2014	Award	8,573	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 22, 2014	Other	-792	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 23, 2013	Award	8,993	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 28, 2012	Other	-201	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Feb 6, 2012	Award	16,756	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	Other	-201	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	Other	-224	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	Other	1,066	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2011	AwardD (derivative)	69	—	n/a (No price was disclosed in the filing)	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2010	Other	242	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2010	Other	-463	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2010	Other	-224	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Other	-447	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Other	804	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Award	2,283	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	Other	-262	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2009	AwardD (derivative)	53	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	Award	2,550	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	AwardD (derivative)	160	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	Other	929	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC
Hilltop Securities Holdings LLCListing unverified	Aug 26, 2008	Other	-735	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))	SEC