Swanson Richard John

Director at AHPC Holdings, Inc. · on record since Feb 21, 2006
Director at ADA-ES INC · on record since Aug 14, 2006
Director at Ascent Solar Technologies, Inc. · on record since Feb 5, 2007
Director at Sound Surgical Technologies Inc. · on record since May 9, 2005

Insider trading activity of Swanson Richard John

Transactions on record: 70; since May 27, 2005

Open-market buys: 0

Open-market sells: 20; $455.1K

Companies traded: 3; last filing Jan 27, 2014

Figures computed from official regulatory filings — .

Companies where Swanson Richard John has traded

ADA-ES INC29 tx · $806.4K · Jan 27, 2014
Ascent Solar Technologies, Inc.39 tx · $98K · Jan 6, 2012
AHPC Holdings, Inc.2 tx · Feb 21, 2006

Track record of Swanson Richard John

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Swanson Richard John

Co-insiders of Swanson Richard John

Alibrio Anthony F SRAHPC Holdings, Inc.
Alta Fundamental Advisers LLCADA-ES INC
Alta Fundamental Advisers SP LLCADA-ES INC
Amrhein Christine B.ADA-ES INC
ARION AGROPHOTOVOLTAIC PRIVATE LTDAscent Solar Technologies, Inc.
Armstrong Joseph HAscent Solar Technologies, Inc.
ARNWINE DON LAHPC Holdings, Inc.
Arq LtdADA-ES INC
Austin H GregorySound Surgical Technologies Inc.
Barr Jonathan ScottADA-ES INC
BD1 Investment Holding, LLCAscent Solar Technologies, Inc.
Bellino ChristineADA-ES INC
Bender Allen EAHPC Holdings, Inc.
Berezovsky Louis C.Ascent Solar Technologies, Inc.
Bergman LaurieADA-ES INC

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ADA-ES INCListing unverified	Jan 27, 2014	Award	32	44.29 USD	$1.4K		SEC
ADA-ES INCListing unverified	Jul 18, 2013	Award	1,159	41.00 USD	$47.5K		SEC
ADA-ES INCListing unverified	Jan 22, 2013	Award	1,964	24.18 USD	$47.5K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-1,000	25.06 USD	$25.1K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-1,000	25.17 USD	$25.2K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-1,000	25.15 USD	$25.2K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-700	25.24 USD	$17.7K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-300	25.17 USD	$7.6K		SEC
ADA-ES INCListing unverified	Feb 16, 2012	Award	120	20.90 USD	$2.5K		SEC
Ascent Solar Technologies, Inc.Listing on record	Jan 6, 2012	Award	153,416	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Dec 21, 2011	ExerciseD (derivative)	-4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Dec 21, 2011	Exercise	4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Sep 20, 2011	ExerciseD (derivative)	-4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Sep 20, 2011	Exercise	4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADA-ES INCListing unverified	Aug 18, 2011	Award	3,352	17.52 USD	$58.7K	Unusual size	SEC
ADA-ES INCListing unverified	Aug 18, 2011	Award	3,352	17.52 USD	$58.7K	Unusual size	SEC
ADA-ES INCListing unverified	Jul 15, 2011	Award	3,352	17.52 USD	$58.7K	Unusual size	SEC
Ascent Solar Technologies, Inc.Listing on record	Jun 22, 2011	ExerciseD (derivative)	-4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Jun 22, 2011	Exercise	4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADA-ES INCListing unverified	Apr 8, 2011	Sell	-305	23.70 USD	$7.2K		SEC
ADA-ES INCListing unverified	Apr 8, 2011	Sell	-2,300	23.70 USD	$54.5K		SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-200	21.97 USD	$4.4K		SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-100	21.98 USD	$2.2K		SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-7,965	21.90 USD	$174.4K	Unusual size	SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-625	21.96 USD	$13.7K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
ADA-ES INCListing unverified	Jan 27, 2014	Award	32	44.29 USD	$1.4K		SEC
ADA-ES INCListing unverified	Jul 18, 2013	Award	1,159	41.00 USD	$47.5K		SEC
ADA-ES INCListing unverified	Jan 22, 2013	Award	1,964	24.18 USD	$47.5K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-1,000	25.06 USD	$25.1K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-1,000	25.17 USD	$25.2K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-1,000	25.15 USD	$25.2K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-700	25.24 USD	$17.7K		SEC
ADA-ES INCListing unverified	Mar 23, 2012	Sell	-300	25.17 USD	$7.6K		SEC
ADA-ES INCListing unverified	Feb 16, 2012	Award	120	20.90 USD	$2.5K		SEC
Ascent Solar Technologies, Inc.Listing on record	Jan 6, 2012	Award	153,416	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Dec 21, 2011	ExerciseD (derivative)	-4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Dec 21, 2011	Exercise	4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Sep 20, 2011	ExerciseD (derivative)	-4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Sep 20, 2011	Exercise	4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADA-ES INCListing unverified	Aug 18, 2011	Award	3,352	17.52 USD	$58.7K	Unusual size	SEC
ADA-ES INCListing unverified	Aug 18, 2011	Award	3,352	17.52 USD	$58.7K	Unusual size	SEC
ADA-ES INCListing unverified	Jul 15, 2011	Award	3,352	17.52 USD	$58.7K	Unusual size	SEC
Ascent Solar Technologies, Inc.Listing on record	Jun 22, 2011	ExerciseD (derivative)	-4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
Ascent Solar Technologies, Inc.Listing on record	Jun 22, 2011	Exercise	4,836	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ADA-ES INCListing unverified	Apr 8, 2011	Sell	-305	23.70 USD	$7.2K		SEC
ADA-ES INCListing unverified	Apr 8, 2011	Sell	-2,300	23.70 USD	$54.5K		SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-200	21.97 USD	$4.4K		SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-100	21.98 USD	$2.2K		SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-7,965	21.90 USD	$174.4K	Unusual size	SEC
ADA-ES INCListing unverified	Apr 5, 2011	Sell	-625	21.96 USD	$13.7K		SEC