SWANN JOSEPH D

Sr. Vice President at ROCKWELL AUTOMATION, INC · on record since Jan 31, 2006
Director at KEMET CORP · on record since Jul 31, 2006

Insider trading activity of SWANN JOSEPH D

Transactions on record: 50; since Aug 21, 2003

Open-market buys: 3; $136.5K

Open-market sells: 4; $6.2M

Companies traded: 2; last filing Aug 1, 2012

Figures computed from official regulatory filings — .

Companies where SWANN JOSEPH D has traded

KEMET CORP12 tx · $173.3K · Aug 1, 2012
ROCKWELL AUTOMATION, INC38 tx · $13M · Feb 7, 2006

Track record of SWANN JOSEPH D

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of SWANN JOSEPH D

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
KEMET CORPListing unverified	Aug 1, 2012	Award	6,667	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Nov 2, 2011	Award	6,667	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Sep 24, 2010	Award	20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Jun 1, 2010	Award	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Dec 1, 2009	Buy	10,000	1.35	$13.5K	conv 88ClusterFirst in 12mo	SEC
KEMET CORPListing unverified	Dec 1, 2009	Buy	55,000	1.37	$75.4K	conv 88ClusterFirst in 12mo	SEC
KEMET CORPListing unverified	Dec 1, 2009	Buy	35,000	1.36	$47.6K	conv 88ClusterFirst in 12mo	SEC
KEMET CORPListing unverified	Nov 12, 2008	Award	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Jul 26, 2007	Award	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Jul 31, 2006	Award	2,500	8.50	$21.3K	Unusual size	SEC
KEMET CORPListing unverified	Jul 31, 2006	Award	358	8.72	$3.1K		SEC
ROCKWELL AUTOMATION, INCListing on record	Feb 7, 2006	Gift	-4,625	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	2,134	15.50	$33.1K		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	82,600	13.40	$1.1M		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-733	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	94,689	11.60	$1.1M		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-2,134	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-94,689	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-82,600	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	1,200	27.75	$33.3K		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Sell	-177,289	—	n/a (No price was disclosed in the filing)		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	733	43.90	$32.2K		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-1,200	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Nov 8, 2005	Award	2,800	—	n/a (No price was disclosed in the filing)		SEC
ROCKWELL AUTOMATION, INCListing on record	Nov 8, 2005	AwardD (derivative)	36,300	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
KEMET CORPListing unverified	Aug 1, 2012	Award	6,667	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Nov 2, 2011	Award	6,667	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Sep 24, 2010	Award	20,000	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Jun 1, 2010	Award	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Dec 1, 2009	Buy	10,000	1.35	$13.5K	conv 88ClusterFirst in 12mo	SEC
KEMET CORPListing unverified	Dec 1, 2009	Buy	55,000	1.37	$75.4K	conv 88ClusterFirst in 12mo	SEC
KEMET CORPListing unverified	Dec 1, 2009	Buy	35,000	1.36	$47.6K	conv 88ClusterFirst in 12mo	SEC
KEMET CORPListing unverified	Nov 12, 2008	Award	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Jul 26, 2007	Award	2,500	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
KEMET CORPListing unverified	Jul 31, 2006	Award	2,500	8.50	$21.3K	Unusual size	SEC
KEMET CORPListing unverified	Jul 31, 2006	Award	358	8.72	$3.1K		SEC
ROCKWELL AUTOMATION, INCListing on record	Feb 7, 2006	Gift	-4,625	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	2,134	15.50	$33.1K		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	82,600	13.40	$1.1M		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-733	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	94,689	11.60	$1.1M		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-2,134	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-94,689	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-82,600	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	1,200	27.75	$33.3K		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Sell	-177,289	—	n/a (No price was disclosed in the filing)		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	Exercise	733	43.90	$32.2K		SEC
ROCKWELL AUTOMATION, INCListing on record	Jan 31, 2006	ExerciseD (derivative)	-1,200	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
ROCKWELL AUTOMATION, INCListing on record	Nov 8, 2005	Award	2,800	—	n/a (No price was disclosed in the filing)		SEC
ROCKWELL AUTOMATION, INCListing on record	Nov 8, 2005	AwardD (derivative)	36,300	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

SWANN JOSEPH D

Insider trading activity of SWANN JOSEPH D

Companies where SWANN JOSEPH D has traded

Track record of SWANN JOSEPH D

Transaction history of SWANN JOSEPH D

Co-insiders of SWANN JOSEPH D

SWANN JOSEPH D

Insider trading activity of SWANN JOSEPH D

Companies where SWANN JOSEPH D has traded

Track record of SWANN JOSEPH D

Transaction history of SWANN JOSEPH D

Co-insiders of SWANN JOSEPH D