Sterling Rick L.

Director at AQUABOUNTY TECHNOLOGIES INC · on record since Dec 30, 2016
Chief Financial Officer at PRECIGEN, INC. · on record since Aug 7, 2013
Director at PRECIGEN, INC. · on record since Mar 23, 2020

Insider trading activity of Sterling Rick L.

Transactions on record: 58; since Mar 24, 2014

Open-market buys: 1; $3K

Open-market sells: 13; $557.6K

Companies traded: 2; last filing Jun 16, 2023

Figures computed from official regulatory filings — .

Companies where Sterling Rick L. has traded

AQUABOUNTY TECHNOLOGIES INC6 tx · $3K · Jun 16, 2023
PRECIGEN, INC.52 tx · $845.7K · Jan 6, 2021

Track record of Sterling Rick L.

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of Sterling Rick L.

Co-insiders of Sterling Rick L.

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
AQUABOUNTY TECHNOLOGIES INCListing on record	Jun 16, 2023	AwardD (derivative)	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Jun 16, 2023	Award	55,555	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Mar 16, 2022	AwardD (derivative)	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Mar 11, 2021	AwardD (derivative)	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jan 6, 2021	Sell	-6,096	10.56 USD	$64.4K		SEC
PRECIGEN, INC.Listing on record	Jan 6, 2021	ExerciseD (derivative)	-18,940	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jan 6, 2021	Exercise	18,940	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Jan 5, 2021	Exercise	9,766	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Jan 5, 2021	ExerciseD (derivative)	-9,766	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jan 5, 2021	Sell	-3,487	10.16 USD	$35.4K		SEC
PRECIGEN, INC.Listing on record	Dec 17, 2020	Exercise	25,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Dec 17, 2020	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Dec 17, 2020	Sell	-9,416	7.20 USD	$67.8K		SEC
PRECIGEN, INC.Listing on record	Sep 17, 2020	Sell	-7,660	5.22 USD	$40K		SEC
PRECIGEN, INC.Listing on record	Sep 17, 2020	Exercise	25,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Sep 17, 2020	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Aug 11, 2020	Buy	1,200	2.50 USD	$3K	conv 70ClusterFirst in 12mo	SEC
PRECIGEN, INC.Listing on record	Jun 17, 2020	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jun 17, 2020	Exercise	25,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Jun 17, 2020	Sell	-7,619	4.50 USD	$34.3K		SEC
PRECIGEN, INC.Listing on record	May 19, 2020	ExerciseD (derivative)	-175,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	May 19, 2020	Exercise	175,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	May 19, 2020	Sell	-56,853	2.36 USD	$134.2K	Unusual size	SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	May 18, 2020	AwardD (derivative)	2,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Apr 2, 2020	ExerciseD (derivative)	-14,340	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
AQUABOUNTY TECHNOLOGIES INCListing on record	Jun 16, 2023	AwardD (derivative)	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Jun 16, 2023	Award	55,555	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Mar 16, 2022	AwardD (derivative)	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Mar 11, 2021	AwardD (derivative)	2,500	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jan 6, 2021	Sell	-6,096	10.56 USD	$64.4K		SEC
PRECIGEN, INC.Listing on record	Jan 6, 2021	ExerciseD (derivative)	-18,940	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jan 6, 2021	Exercise	18,940	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Jan 5, 2021	Exercise	9,766	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Jan 5, 2021	ExerciseD (derivative)	-9,766	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jan 5, 2021	Sell	-3,487	10.16 USD	$35.4K		SEC
PRECIGEN, INC.Listing on record	Dec 17, 2020	Exercise	25,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Dec 17, 2020	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Dec 17, 2020	Sell	-9,416	7.20 USD	$67.8K		SEC
PRECIGEN, INC.Listing on record	Sep 17, 2020	Sell	-7,660	5.22 USD	$40K		SEC
PRECIGEN, INC.Listing on record	Sep 17, 2020	Exercise	25,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Sep 17, 2020	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	Aug 11, 2020	Buy	1,200	2.50 USD	$3K	conv 70ClusterFirst in 12mo	SEC
PRECIGEN, INC.Listing on record	Jun 17, 2020	ExerciseD (derivative)	-25,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Jun 17, 2020	Exercise	25,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	Jun 17, 2020	Sell	-7,619	4.50 USD	$34.3K		SEC
PRECIGEN, INC.Listing on record	May 19, 2020	ExerciseD (derivative)	-175,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	May 19, 2020	Exercise	175,000	—	n/a (No price was disclosed in the filing)		SEC
PRECIGEN, INC.Listing on record	May 19, 2020	Sell	-56,853	2.36 USD	$134.2K	Unusual size	SEC
AQUABOUNTY TECHNOLOGIES INCListing on record	May 18, 2020	AwardD (derivative)	2,000	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
PRECIGEN, INC.Listing on record	Apr 2, 2020	ExerciseD (derivative)	-14,340	0.00 USD	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC