STEPHENS W THOMAS

Director at PUTNAM MANAGED HIGH YIELD TRUST · on record since Jun 8, 2006
Director at PUTNAM INVESTMENT GRADE MUNICIPAL TRUST · on record since Dec 8, 2006
Director at PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUST · on record since Jun 26, 2007
Director at PUTNAM CALIFORNIA INVESTMENT GRADE MUNICIPAL TRUST · on record since Apr 17, 2007
Director at PUTNAM TAX FREE HEALTH CARE FUND · on record since Sep 19, 2007
Director at FRANKLIN MUNICIPAL OPPORTUNITIES TRUST · on record since Feb 28, 2008
Director at PUTNAM MUNICIPAL BOND FUND · on record since Feb 26, 2008
Director at FRANKLIN MANAGED MUNICIPAL INCOME TRUST · on record since Feb 22, 2008
Director at PUTNAM HIGH YIELD MUNICIPAL TRUST · on record since Feb 21, 2008
Director at BAIRNCO CORP /DE/ · on record since Mar 3, 2008
Director at FRANKLIN PREMIER INCOME TRUST · on record since Aug 14, 2008
Director at HIGH INCOME SECURITIES FUND · on record since Sep 11, 2008
Director at FRANKLIN MASTER INTERMEDIATE INCOME TRUST · on record since Oct 17, 2008
Director at PUTNAM HIGH INCOME OPPORTUNITIES TRUST · on record since Apr 15, 2005
Director at PUTNAM MASTER INCOME TRUST · on record since Dec 6, 2005

Insider trading activity of STEPHENS W THOMAS

Transactions on record: 39; since Dec 9, 2003

Open-market buys: 3; $1.6K

Open-market sells: 4; $6.7K

Companies traded: 16; last filing May 4, 2010

Figures computed from official regulatory filings — .

Companies where STEPHENS W THOMAS has traded

BAIRNCO CORP /DE/9 tx · May 4, 2010
FRANKLIN MANAGED MUNICIPAL INCOME TRUST3 tx · $2.1K · Jul 2, 2009
2 tx · $5.5K · Jul 2, 2009
1 tx · $497 · Jun 4, 2009
2 tx · $1.2K · Jun 4, 2009
2 tx · $2.6K · Jun 4, 2009
1 tx · $4.5K · Feb 27, 2008
6 tx · $2.4K · Feb 26, 2008
1 tx · $2.6K · Feb 26, 2008
1 tx · $755 · Feb 21, 2008
1 tx · $1.4K · Sep 19, 2007
1 tx · $1.3K · Jun 26, 2007
2 tx · $2.9K · Apr 17, 2007
5 tx · $4.2K · Oct 30, 2006
1 tx · $731.9 · Dec 6, 2005
1 tx · $2K · Apr 15, 2005

Track record of STEPHENS W THOMAS

Insufficient history for a statistical track record (fewer than 5 open-market buys).

Transaction history of STEPHENS W THOMAS

Co-insiders of STEPHENS W THOMAS

This page republishes public regulatory disclosures.

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BAIRNCO CORP /DE/Listing unverified	May 4, 2010	Other	-16,006	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 17, 2010	Exercise	232,558	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 17, 2010	Award	18,315	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 17, 2010	ExerciseD (derivative)	-232,558	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTListing on record	Jul 2, 2009	Other	100	9.86	$986		SEC
FRANKLIN MANAGED MUNICIPAL INCOME TRUSTListing on record	Jul 2, 2009	Other	100	5.88	$588		SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jun 4, 2009	Buy	100	6.14	$614	conv 59First in 12mo	SEC
FRANKLIN MASTER INTERMEDIATE INCOME TRUSTListing on record	Jun 4, 2009	Buy	100	4.97	$497	conv 42First in 12mo	SEC
FRANKLIN PREMIER INCOME TRUSTListing on record	Jun 4, 2009	Buy	100	4.88	$488	conv 42First in 12mo	SEC
BAIRNCO CORP /DE/Listing unverified	Mar 18, 2009	AwardD (derivative)	232,558	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 4, 2009	ExerciseD (derivative)	-36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 4, 2009	Exercise	36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Jun 25, 2008	AwardD (derivative)	36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	May 6, 2008	AwardD (derivative)	36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTListing on record	Feb 28, 2008	Other	358	12.51	$4.5K	Unusual size	SEC
SHY DEWITT M & COListing unverified	Feb 27, 2008	Other	358	12.51	$4.5K	Unusual size	SEC
PUTNAM INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Feb 26, 2008	Other	-184.3	10.46	$1.9K		SEC
PUTNAM MUNICIPAL BOND FUNDListing unverified	Feb 26, 2008	Other	-196	13.05	$2.6K	Unusual size	SEC
FRANKLIN MANAGED MUNICIPAL INCOME TRUSTListing on record	Feb 22, 2008	Other	95	7.86	$746.7		SEC
FRANKLIN MANAGED MUNICIPAL INCOME TRUSTListing on record	Feb 21, 2008	Other	95	7.86	$746.7		SEC
PUTNAM HIGH YIELD MUNICIPAL TRUSTListing unverified	Feb 21, 2008	Other	-100	7.55	$755		SEC
PUTNAM INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Dec 5, 2007	Other	5.09	9.32	$47.4		SEC
PUTNAM TAX FREE HEALTH CARE FUNDListing unverified	Sep 19, 2007	Other	-100	14.07	$1.4K		SEC
PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Jun 26, 2007	Other	-100	13.38	$1.3K		SEC
PUTNAM CALIFORNIA INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Apr 17, 2007	Sell	-100	13.93	$1.4K		SEC

Company	Filed	Type	Qty	Price	Value · USD	Signals	Src
BAIRNCO CORP /DE/Listing unverified	May 4, 2010	Other	-16,006	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 17, 2010	Exercise	232,558	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 17, 2010	Award	18,315	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 17, 2010	ExerciseD (derivative)	-232,558	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTListing on record	Jul 2, 2009	Other	100	9.86	$986		SEC
FRANKLIN MANAGED MUNICIPAL INCOME TRUSTListing on record	Jul 2, 2009	Other	100	5.88	$588		SEC
HIGH INCOME SECURITIES FUNDListing unverified	Jun 4, 2009	Buy	100	6.14	$614	conv 59First in 12mo	SEC
FRANKLIN MASTER INTERMEDIATE INCOME TRUSTListing on record	Jun 4, 2009	Buy	100	4.97	$497	conv 42First in 12mo	SEC
FRANKLIN PREMIER INCOME TRUSTListing on record	Jun 4, 2009	Buy	100	4.88	$488	conv 42First in 12mo	SEC
BAIRNCO CORP /DE/Listing unverified	Mar 18, 2009	AwardD (derivative)	232,558	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 4, 2009	ExerciseD (derivative)	-36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Mar 4, 2009	Exercise	36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	Jun 25, 2008	AwardD (derivative)	36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
BAIRNCO CORP /DE/Listing unverified	May 6, 2008	AwardD (derivative)	36,100	0.00	n/a (Non-cash transaction: the filing states a price of zero (award, gift, exercise))		SEC
FRANKLIN MUNICIPAL OPPORTUNITIES TRUSTListing on record	Feb 28, 2008	Other	358	12.51	$4.5K	Unusual size	SEC
SHY DEWITT M & COListing unverified	Feb 27, 2008	Other	358	12.51	$4.5K	Unusual size	SEC
PUTNAM INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Feb 26, 2008	Other	-184.3	10.46	$1.9K		SEC
PUTNAM MUNICIPAL BOND FUNDListing unverified	Feb 26, 2008	Other	-196	13.05	$2.6K	Unusual size	SEC
FRANKLIN MANAGED MUNICIPAL INCOME TRUSTListing on record	Feb 22, 2008	Other	95	7.86	$746.7		SEC
FRANKLIN MANAGED MUNICIPAL INCOME TRUSTListing on record	Feb 21, 2008	Other	95	7.86	$746.7		SEC
PUTNAM HIGH YIELD MUNICIPAL TRUSTListing unverified	Feb 21, 2008	Other	-100	7.55	$755		SEC
PUTNAM INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Dec 5, 2007	Other	5.09	9.32	$47.4		SEC
PUTNAM TAX FREE HEALTH CARE FUNDListing unverified	Sep 19, 2007	Other	-100	14.07	$1.4K		SEC
PUTNAM NEW YORK INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Jun 26, 2007	Other	-100	13.38	$1.3K		SEC
PUTNAM CALIFORNIA INVESTMENT GRADE MUNICIPAL TRUSTListing unverified	Apr 17, 2007	Sell	-100	13.93	$1.4K		SEC